Fed. Sec. L. Rep. P 94,300 Securities and Exchange Commission v. Spectrum, Ltd., Stuart Schiffman

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• rejecting the argument that a requirement of investigation would impose too great a burden on business activities
• \unique and pivotal role\ of legal profession in distribution of securities justifies higher-than-usual standard of conduct
• “unique and pivotal role” of legal profession in distribution of securities justifies higher-than-usual standard of conduct
• attorney charged with aiding and abetting securities fraud should be enjoined if he was negligent, even without actual knowledge of the improper scheme

Source: CourtListener parenthetical corpus (CC0).