Fed. Sec. L. Rep. P 91,895 Securities and Exchange Commission v. Waco Financial, Inc. And J. Jerome Prevatte

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• broker-dealers “who belong to the NASD are required to abide by NASD Rules of Fair Practice and to meet other NASD requirements”
• broker-dealers \who belong to the NASD are required to abide by NASD Rules of Fair Practice and to meet other NASD requirements\
• broker-dealers \who belong to the NASD are required to abide by NASD Rules of Fair Practice and to meet other NASD requirements\

Source: CourtListener parenthetical corpus (CC0).