· 6/26/1997
Everest Securities, Inc. Jeanne Alyce Kunkel v. Securities and Exchange Commission, Jeanne Alyce Kunkel v. Securities and Exchange Commission
Citations
- 116 F.3d 1235
- 1997 U.S. App. LEXIS 16077
How courts have described this case
Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.
- NASD found that the broker had violated NASD Rules of Fair Practice, Article III, Section 18 [now FINRA Rule 2020] which prohibits inducing a transaction “by means of any manipulative, deceptive or other fraudulent device or contrivance.”
Source: CourtListener parenthetical corpus (CC0).
Judges: Wollman, Beam, Laughrey
Read full opinion on CourtListenerSourced from CourtListener / Free Law Project (CC0).
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