Charles W. STEADMAN, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• noting that a defendant's admission of wrongful conduct (or lack of an admission thereof) is a factor \that [has] been deemed relevant to the issuance of an injunction\ from the securities industry
• scienter required in Commission disciplinary action under § 17 (a) (1), but not under §§ 17 (a) (2)-(3)
• “[Pjermanent exclusion from the industry ‘is without justification in fact’ unless the Commission specifically articulates compelling reasons for such a sanction.”
• applying Exchange Act materiality standard under the 40 Act

Source: CourtListener parenthetical corpus (CC0).