· 7/11/1968
Charles P. Lawrence v. Securities and Exchange Commission
Citations
- 398 F.2d 276
- 1968 U.S. App. LEXIS 6139
How courts have described this case
Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.
- a broker’s written commitment to deliver shares of stock when issued was security under the Act
- ‘We have no reason to believe that Congress intended, one year after the passage of the Securities Act, to dilute the concept of ‘sale’ in the Securities Exchange Act. The ‘otherwise dispose of language . . . [is] ‘hardly limiting.’” (citations omitted
Source: CourtListener parenthetical corpus (CC0).
Judges: Aldrich, McEntee, Coffin
Read full opinion on CourtListenerSourced from CourtListener / Free Law Project (CC0).
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