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· 7/11/1968

Charles P. Lawrence v. Securities and Exchange Commission

Citations

  • 398 F.2d 276
  • 1968 U.S. App. LEXIS 6139

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • a broker’s written commitment to deliver shares of stock when issued was security under the Act
  • ‘We have no reason to believe that Congress intended, one year after the passage of the Securities Act, to dilute the concept of ‘sale’ in the Securities Exchange Act. The ‘otherwise dispose of language . . . [is] ‘hardly limiting.’” (citations omitted

Source: CourtListener parenthetical corpus (CC0).

Judges: Aldrich, McEntee, Coffin

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.