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· 5/2/2014

Birkelbach v. Securities & Exchange Commission

Citations

  • 751 F.3d 472
  • 2014 WL 1716992
  • 2014 U.S. App. LEXIS 8338

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • rejecting the argument that SEC’s claim accrued on the first day of President’s failure to supervise employee’s activity
  • raising but not addressing the possibility that the continuing violations doctrine may “permit the SEC to consider untimely violative conduct so long as there was some timely violative conduct and the conduct as a whole can be considered as a single course of conduct”
  • “[T]here is no meaningful distinction between the entities [FINRA and NASD]. . . .”

Source: CourtListener parenthetical corpus (CC0).

Judges: Tinder, Hamilton, Kapala

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.