Appleton v. First National Bank Of Ohio

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• holding that an investor who entrusts cash with the debtor for the purpose of trading or investing in securities “has a fiduciary relationship with the broker-dealer”
• finding that an investor must at least have a “fiduciary relationship with the broker-dealer” to be “entitled to the protection of the Act.”

Source: CourtListener parenthetical corpus (CC0).