HOUSE 2622118th CongressReceived in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
To amend the Investment Advisers Act of 1940 to codify certain Securities and Exchange Commission no-action letters that exclude brokers and dealers compensated for certain research services from the definition of investment adviser, and for other purposes.
- Last Action
- 7/12/2023
Sourced from Congress.gov (public domain).
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