HOUSE 2576118th CongressReferred to the House Committee on Financial Services.
To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.
- Last Action
- 4/13/2023
Actions
- 2023-04-13Referred to the House Committee on Financial Services.
- 2023-04-13Introduced in House
- 2023-04-13Introduced in House
CRS Summary
As of 2023-04-13 (00)
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering by any issuer without it being considered an offer to sell securities for purposes of registration requirements. Currently, only reports published or distributed regarding a proposed public offering by an emerging growth company fall under this exception.
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