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HOUSE 216119th CongressReferred to the House Committee on Ethics.

Condemning the Members of Congress constituting the leadership team of the House Republican Conference.

Last Action
3/11/2025

Actions

  • 2025-01-07Referred to the House Committee on Financial Services.
  • 2025-01-07Introduced in House
  • 2025-01-07Introduced in House

CRS Summary

As of 2025-01-07 (00)

Securities Enforcement Clarity Act of 2025 or the SEC Act of 2025

This bill specifies when separate occurrences of securities law violations must be considered as a single violation for purposes of calculating penalties. Specifically, separate occurrences must be counted as a single violation when the acts in question are the result of (1) a common or a substantially overlapping cause, (2) the same misstatement or omission, or (3) a continuing failure to comply.

The bill applies to various violations of securities law, including those involving the registration, offer, and sale of securities; and the conduct of brokers, dealers, and investment advisers.

Read on Congress.gov

Sourced from Congress.gov (public domain).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.