RuleC1-2022-27675
Insider Trading Arrangements and Related Disclosures
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
April 7, 2023
Issuing agencies
Securities and Exchange Commission
Full Text
<html>
<head>
<title>Federal Register, Volume 88 Issue 67 (Friday, April 7, 2023)</title>
</head>
<body><pre>
[Federal Register Volume 88, Number 67 (Friday, April 7, 2023)]
[Rules and Regulations]
[Page 20760]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: C1-2022-27675]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 229, 232, 240, and 249
[Release Nos. 33-11138; 34-96492; File No. S7-20-21]
RIN 3235-AM86
Insider Trading Arrangements and Related Disclosures
Correction
In rule document 2022-27675, appearing on pages 80362-80432 in the
issue of Thursday, December 29, 2022, make the following correction:
Sec. 229.601 [Corrected]
0
Beginning on page 80428, the ``Exhibit Table'' is correct to read as
set forth below:
Exhibit Table
--------------------------------------------------------------------------------------------------------------------------------------------------------
Securities act forms Exchange act forms
--------------------------------------------------------------------------------------------------------------------------
S-4 F-4
S-1 S-3 SF-1 SF-3 \1\ S-8 S-11 F-1 F-3 \1\ 10 8-K \2\ 10-D 10-Q 10-K ABS-EE
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
(19) Insider trading policies ..... ..... ...... ...... ...... ..... ...... ..... ..... ...... ... ....... ...... ...... X ........
and procedures..............
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ An exhibit need not be provided about a company if: (1) With respect to such company an election has been made under Form S-4 or F-4 to provide
information about such company at a level prescribed by Form S-3 or F-3; and (2) the form, the level of which has been elected under Form S-4 or F-4,
would not require such company to provide such exhibit if it were registering a primary offering.
\2\ A Form 8-K exhibit is required only if relevant to the subject matter reported on the Form 8-K report. For example, if the Form 8-K pertains to the
departure of a director, only the exhibit described in paragraph (b)(17) of this section need be filed. A required exhibit may be incorporated by
reference from a previous filing.
[FR Doc. C1-2022-27675 Filed 4-6-23; 8:45 am]
BILLING CODE 0099-10-P
</pre></body>
</html>Indexed from Federal Register on April 7, 2023.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.