Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations

Primary source

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Published

April 28, 2022

Issuing agencies

Securities and Exchange Commission

View on FederalRegister.gov →Plain-text source

Indexed from Federal Register on April 28, 2022.

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