Color Additive Petition From Environmental Defense Fund et al.; Request To Amend the Color Additive Regulations To Remove the Solvents Ethylene Dichloride, Methylene Chloride, and Trichloroethylene
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Issuing agencies
Abstract
The Food and Drug Administration (FDA or we) is partially granting a color additive petition submitted by Environmental Defense Fund et al. (petitioners), by amending our color additive regulations, on the basis of the Delaney Clause, to remove the authorized use of methylene chloride as a diluent in color additive mixtures in inks for marking fruit and vegetables. The petitioners provided data demonstrating that this additive induces cancer in laboratory animals. We are denying the remaining petition requests to remove ethylene dichloride, methylene chloride, and trichloroethylene from the list of authorized extraction solvents for annatto extract, paprika oleoresin, and turmeric oleoresin, because any residue of the solvent would be an impurity in the color additive and such impurities are not subject to the Delaney Clause.
Full Text
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<title>Federal Register, Volume 91 Issue 216 (Tuesday, November 10, 2026)</title>
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[Federal Register Volume 91, Number 216 (Tuesday, November 10, 2026)]
[Rules and Regulations]
[Pages 72413-72419]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-22865]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 73
[Docket No. FDA-2023-C-5679]
Color Additive Petition From Environmental Defense Fund et al.;
Request To Amend the Color Additive Regulations To Remove the Solvents
Ethylene Dichloride, Methylene Chloride, and Trichloroethylene
AGENCY: Food and Drug Administration, HHS.
ACTION: Final amendment; order; notification of partial denial of
petition.
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SUMMARY: The Food and Drug Administration (FDA or we) is partially
granting a color additive petition submitted by Environmental Defense
Fund et al. (petitioners), by amending our color additive regulations,
on the basis of the Delaney Clause, to remove the authorized use of
methylene chloride as a diluent in color additive mixtures in inks for
marking fruit and vegetables. The petitioners provided data
demonstrating that this additive induces cancer in laboratory animals.
We are denying the remaining petition requests to remove ethylene
dichloride, methylene chloride, and trichloroethylene from the list of
authorized extraction solvents for annatto extract, paprika oleoresin,
and turmeric oleoresin, because any residue of the solvent would be an
impurity in the color additive and such impurities are not subject to
the Delaney Clause.
DATES: This order is effective January 11, 2027. If any provisions are
delayed or stayed by the filing of proper objections, FDA will publish
such notification in the Federal Register. Submit either electronic or
written objections and requests for a hearing on the order by December
10, 2026. See section X for further information on the filing of
objections.
ADDRESSES: You may submit objections and requests for a hearing as
follows. Please note that late, untimely filed objections will not be
considered. The <a href="https://www.regulations.gov">https://www.regulations.gov</a> electronic filing system
will accept objections until 11:59 p.m. Eastern Time at the end of
December 10, 2026. Objections received by mail/hand delivery/courier
(for written/paper submissions) will be considered timely if they are
received on or before that date.
Electronic Submissions
Submit electronic objections in the following way:
[[Page 72414]]
<bullet> Federal eRulemaking Portal: <a href="https://www.regulations.gov">https://www.regulations.gov</a>.
Follow the instructions for submitting comments. Objections submitted
electronically, including attachments, to <a href="https://www.regulations.gov">https://www.regulations.gov</a>
will be posted to the docket unchanged. Because your objection will be
made public, you are solely responsible for ensuring that your
objection does not include any confidential information that you or a
third party may not wish to be posted, such as medical information,
your or anyone else's Social Security number, or confidential business
information, such as a manufacturing process. Please note that if you
include your name, contact information, or other information that
identifies you in the body of your objection, that information will be
posted on <a href="https://www.regulations.gov">https://www.regulations.gov</a>.
<bullet> If you want to submit an objection with confidential
information that you do not wish to be made available to the public,
submit the objection as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper instructions as follows:
<bullet> Mail/Hand Delivery/Courier (for written/paper
submissions): Dockets Management Staff (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
<bullet> For written/paper objections submitted to the Dockets
Management Staff, FDA will post your objection, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2023-C-5679 for ``Color Additive Petition from Environmental
Defense Fund et al.; Request to Amend the Color Additive Regulations to
Remove the Solvents Ethylene Dichloride, Methylene Chloride, and
Trichloroethylene.'' Received objections, those filed in a timely
manner (see ADDRESSES), will be placed in the docket and, except for
those submitted as ``Confidential Submissions,'' publicly viewable at
<a href="https://www.regulations.gov">https://www.regulations.gov</a> or at the Dockets Management Staff between
9 a.m. and 4 p.m., Monday through Friday, 240-402-7500.
<bullet> Confidential Submissions--To submit an objection with
confidential information that you do not wish to be made publicly
available, submit your objection only as a written/paper submission.
You should submit two copies total. One copy will include the
information you claim to be confidential with a heading or cover note
that states ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' We
will review this copy, including the claimed confidential information,
in our consideration of objections. The second copy, which will have
the claimed confidential information redacted/blacked out, will be
available for public viewing and posted on <a href="https://www.regulations.gov">https://www.regulations.gov</a>.
Submit both copies to the Dockets Management Staff. If you do not wish
your name and contact information to be made publicly available, you
can provide this information on the cover sheet and not in the body of
your objections and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: <a href="https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf">https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf</a>.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to <a href="https://www.regulations.gov">https://www.regulations.gov</a> and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
Rm. 1061, Rockville, MD 20852, 240-402-7500.
FOR FURTHER INFORMATION CONTACT: Paulette M. Gaynor, Office of Pre-
Market Additive Safety, Human Foods Program, Food and Drug
Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-1192;
or Alexandra Beliveau, Office of Regulations and International
Programs, Human Foods Program, Food and Drug Administration, 5001
Campus Dr., College Park, MD 20740, 240-402-2378.
SUPPLEMENTARY INFORMATION:
Table of Contents:
I. Introduction
II. Background
A. Statutory and Regulatory Background of Color Additive
Regulation
B. History of the Color Additive Regulations Where Amendments
Are Requested
III. Summary and Context of Determination
IV. Evaluation of Petition
A. 21 CFR 73.1 ``Diluents in Color Additive Mixtures for Food
Use Exempt From Certification''
B. 21 CFR 73.30 ``Annatto Extract''
C. 21 CFR 73.345 ``Paprika Oleoresin''
D. 21 CFR 73.615 ``Turmeric Oleoresin''
V. Comments Related to the Petition
VI. Conclusion
VII. Public Disclosure
VIII. Analysis of Environmental Impacts
IX. Paperwork Reduction Act of 1995
X. Objections
XI. References
I. Introduction
In the Federal Register of January 11, 2024 (89 FR 1856), we
announced that we filed a color additive petition (CAP 4C0327)
submitted by Environmental Defense Fund, Breast Cancer Prevention
Partners, Center for Environmental Health, Environmental Working Group,
and Lisa Lefferts, c/o Lisa Lefferts, Nellysford, VA 22958 (currently
c/o Liora Fiksel, 1875 Connecticut Ave. NW, Washington, DC 20009).
The petition proposed that we amend Sec. Sec. 73.1 (21 CFR 73.1,
``Diluents in color additive mixtures for food use exempt from
certification''), 73.30 (21 CFR 73.30, ``Annatto extract''), 73.345 (21
CFR 73.345, ``Paprika oleoresin''), and 73.615 (21 CFR 73.615,
``Turmeric oleoresin'') to remove the use of three specified solvents.
The three solvents that are the subject of this petition are:
1. Ethylene dichloride (Chemical Abstract Service (CAS) No. 107-06-
2);
2. Methylene chloride (CAS No. 75-09-2); and
3. Trichloroethylene (CAS No. 79-01-6).
Specifically, the petitioners state these substances have been
found to induce cancer in animals and, therefore, are not safe pursuant
to section 721(b)(5)(B) of the Federal Food, Drug, and Cosmetic Act
(FD&C Act) (21 U.S.C. 379e(b)(5)(B)).
The notification of petition gave interested parties until March
11, 2024, to submit comments on the filed color additive petition. The
petition was made available in the docket. In the Federal Register of
May 28, 2026 (91 FR 31680), we reopened the comment period for 30 days
to allow for the submission of any updated data and other information
over the last two years.
This order grants the petition's request to amend the regulations
to no longer provide for the use of methylene chloride as a diluent in
color additive mixtures in inks for marking fruit and vegetables. This
order denies the petition's remaining requests. However, as noted in
section VI of this document, FDA is taking action on these remaining
requests in response to a separate petition based on industry's
abandonment of these uses.
[[Page 72415]]
II. Background
A. Statutory and Regulatory Background of Color Additive Regulation
The FD&C Act authorizes us to regulate ``color additives'' (see
section 721(b) of the FD&C Act). The FD&C Act defines ``color
additive'' as a material which is a dye, pigment, or other substance
made by a process of synthesis or similar artifice, or extracted,
isolated, or otherwise derived, with or without intermediate or final
change of identity, from a vegetable, animal, mineral, or other source,
and that when added or applied to a food, drug, or cosmetic, or to the
human body or any part thereof, is capable (alone or through reaction
with another substance) of imparting color (``color'' includes black,
white, and intermediate grays) thereto (see section 201(t) of the FD&C
Act (21 U.S.C. 321(t))). Color additives used in or on a food, drug,
cosmetic, or certain medical devices are deemed unsafe and prohibited
except to the extent that we approve their use (see section 721(a) of
the FD&C Act). Certain color additives must be certified by FDA (see
section 721(c) of the FD&C Act).
The FD&C Act provides a process through which any person who wishes
to use a color additive in or on food, drugs, certain devices, or
cosmetics may submit a petition proposing the issuance of a color
additive regulation listing such use with supporting information. A
color additive petition may also be submitted to propose the amendment
or repeal of any existing color additive regulation (see section
721(b)(5)(C) and (d) of the FD&C Act). In response to a color additive
petition, FDA may issue a regulation listing a color additive for use
in or on food, drugs, devices, or cosmetics only if it determines that
the additive is suitable and safe for such use (see section 721(b)(1)
of the FD&C Act).
Under section 721(b) of the FD&C Act, we will not establish a
regulation for the use of a color additive if a fair evaluation of the
data fails to establish that the proposed use of the color additive,
under the conditions of use to be specified in the regulation, will be
safe. To determine whether a color additive is safe, the FD&C Act
requires FDA to consider, among other relevant factors: (1) probable
consumption of, or other relevant exposure from, the additive and of
any substance formed in or on food, drugs or devices, or cosmetics
because of the use of the additive; (2) cumulative effect, if any, of
such additive ``in the diet of man or animals,'' taking into account
the same or any chemically or pharmacologically related substance or
substances in such diet; and (3) safety factors recognized by experts
``as appropriate for the use of animal experimentation data'' (see
section 721(b)(5)(A) of the FD&C Act) (referred to as the ``general
safety clause''). FDA's determination that a color additive is safe
means that there is convincing evidence that establishes with
reasonable certainty that no harm will result from the intended
condition of use of the color additive (Sec. 70.3(i) (21 CFR
70.3(i))). We refer to this safety standard as ``a reasonable certainty
of no harm.''
In addition, section 721(b)(5)(B) of the FD&C Act, often referred
to as the Delaney Clause, deems a color additive unsafe under certain
circumstances. The Delaney Clause for color additives consists of two
parts. The first part (section 721(b)(5)(B)(i) of the FD&C Act)
pertains specifically to ingested color additives. The second part
(section 721(b)(5)(B)(ii) of the FD&C Act) applies to non-ingested
color additives. For purposes of our review of this petition, we
reviewed these uses of the solvents ethylene dichloride, methylene
chloride, and trichloroethylene under the first part because these uses
result in ingestion. Section 721(b)(5)(B)(i) of the FD&C Act states
that a color additive shall be deemed unsafe for any use which will or
may result in ingestion of all or part of such additive if the additive
is found by the Secretary to induce cancer when ingested by man or
animal, or if it is found by the Secretary, after tests which are
appropriate for the evaluation of the safety of additives for use in
food, to induce cancer in man or animal. Courts have concluded that the
Delaney Clause is to be interpreted very rigidly. In Public Citizen v.
Young, 831 F.2d 1108, 1122 (D.C. Cir. 1987), the court held that
Congress intended for the Delaney Clause to be ``extraordinarily
rigid,'' to protect the public from cancer-causing substances without
exception, rejecting FDA's argument that a particular color additive
should be approved because it did not pose more than a de minimis
cancer risk; see also Les v. Reilly, 968 F.2d 985, 986 (9th Cir. 1992)
(holding that the U.S. Environmental Protection Agency's (EPA) refusal
to revoke regulations permitting the use of certain pesticides, which
were regulated as food additives at the time of the court decision and
subject to a similarly worded Delaney Clause for food additives, on the
grounds that they pose a de minimis cancer risk, is contrary to the
provisions of the Delaney Clause). Importantly, however, the Delaney
Clause applies to the additive itself and not to constituents (such as
nonfunctional chemicals present in the additive) or impurities in the
additive. That is, where an additive itself has not been shown to cause
cancer but contains a carcinogenic constituent or impurity, the
additive is properly evaluated under the general safety clause using
risk assessment procedures to determine whether there is a reasonable
certainty that no harm will result from the intended use of the
additive (Scott v. FDA, 728 F.2d 322 (6th Cir. 1984)).
There is a similar Delaney Clause provision for food additives
under section 409(c)(3) of the FD&C Act (21 U.S.C. 348(c)(3)), which
states that no food additive shall be deemed safe if it is found to
induce cancer when ingested by man or animal, or if it is found, after
tests which are appropriate for the evaluation of the safety of food
additives, to induce cancer in man or animal. In revoking certain
authorizations for food additives under the Delaney Clause, FDA stated
that the Delaney Clause limits FDA's discretion to determine the safety
of food additives. FDA stated that the Delaney Clause prevents FDA from
finding a food additive to be safe if it has been found to induce
cancer when ingested by humans or animals, ``regardless of the
probability, or risk, of cancer associated with exposure to the
additive or of the extent to which the experimental conditions of the
animal study or the carcinogenic mode of action provide insight into
the health effects of human consumption and use of the additive in
question'' (83 FR 50490 at 50492, October 9, 2018).
Section 721(d) of the FD&C Act provides for the issuance,
amendment, or repeal of regulations authorizing the use of a color
additive, and, among other things, it specifies that the safety
provisions of section 721(b)(5) of the FD&C Act apply to such actions.
For FDA to grant a petition that seeks repeal of a color additive
regulation based upon new data concerning the safety of the color
additive, such data must be adequate for FDA to conclude that there is
no longer a reasonable certainty of no harm for the intended use of the
color additive or that it must be deemed unsafe under the Delaney
Clause.
B. History of the Color Additive Regulations Where Amendments Are
Requested
In the Federal Register of June 20, 1963 (28 FR 6351), FDA
established 21 CFR 8.305 for the listing of annatto extract in food use
exempt from certification, now codified in Sec. 73.30. Ethylene
dichloride, methylene chloride, and trichloroethylene are allowed as
food-grade extractants in the
[[Page 72416]]
preparation of annatto extract (Sec. 73.30(a)(1)(ii)). In the Federal
Register of October 8, 1964 (29 FR 13893), FDA established 21 CFR 8.390
for the listing of diluents in color additive mixtures for food use
exempt from certification, including methylene chloride (with a
restriction of no residues) for the special use in inks for marking
fruit and vegetables, now codified in Sec. 73.1.
In the Federal Register of January 27, 1966 (31 FR 1063), FDA
established, among other things, 21 CFR 8.308 and 8.310 for the listing
of paprika oleoresin and turmeric oleoresin, now codified in Sec. Sec.
73.345 and 73.615, respectively. Ethylene dichloride, methylene
chloride, and trichloroethylene are allowed as solvents in the
preparation of both paprika oleoresin and turmeric oleoresin
(Sec. Sec. 73.345(a)(1) and 73.615(a)(1)).
III. Summary and Context of Determination
We have evaluated the data and other information submitted in the
petition, as well as other relevant data. FDA finds that ethylene
dichloride, methylene chloride, and trichloroethylene induce cancer in
animals. We must revoke the authorizations providing for any color
additive use of these substances on the basis of the Delaney Clause. As
described further in section IV of this document, we conclude that
methylene chloride is a color additive in Sec. 73.1. Therefore, we are
amending the regulations to remove the use of this color additive under
section 721(b)(5)(B) of the FD&C Act as a matter of law.
We are denying the petition's remaining requests. As described
further in section IV of this document, we conclude that ethylene
dichloride, methylene chloride, and trichloroethylene are not color
additives in Sec. Sec. 73.30, 73.345, and 73.615. Therefore, the
Delaney Clause does not apply to these uses.
IV. Evaluation of Petition
The petitioners assert that the Delaney Clause applies to ethylene
dichloride, methylene chloride, and trichloroethylene in Sec. Sec.
73.1, 73.30, 73.345, and 73.615. The petitioners state that ethylene
dichloride, methylene chloride, and trichloroethylene have been shown
to induce cancer in animals. The petitioners cite to studies sponsored
by the Department of Health and Human Services' National Toxicology
Program (NTP) (Refs. 1-3).
For ethylene dichloride, in the National Cancer Institute Technical
Report No. 55 (1978) on 1, 2--dichloroethane, the authors reported that
the test material caused significantly increased incidence of squamous
cell carcinomas of the forestomach and hemangiosarcomas of the
circulatory system in male rats and adenocarcinomas of the mammary
gland in female rats (Ref. 1). FDA previously evaluated these data and
found that ethylene dichloride induced cancer in animals (Refs. 4 and
5).
For methylene chloride, in the NTP Report No. 306 (January 1986) on
inhalation studies in F344/N rats and B6C3F<INF>1</INF> mice, the
authors reported that the test material (Dichloromethane (Methylene
Chloride) (CAS Reg. No. 75-09-2)) caused an increased incidence of
liver cell neoplasms and lung neoplasms in both male and female
B6C3F<INF>1</INF> mice (Ref. 2). FDA previously evaluated these data
and found that methylene chloride induced cancer in animals (Ref. 6).
For trichloroethylene, the National Cancer Institute Technical
Report No. 2 presents a synopsis of the results of a carcinogenesis
bioassay of trichloroethylene using mice and rats and concludes that
trichloroethylene induces liver cancer in mice (Ref. 3). FDA previously
evaluated these data and found that trichloroethylene induced cancer in
animals (Ref. 7).
Based on these studies, we conclude that ethylene dichloride and
trichloroethylene have been ``found by the Secretary to induce cancer
when ingested by . . . animal[s]'' (Refs. 1 and 3).
We also conclude that methylene chloride is an animal carcinogen
based on an NTP-sponsored two-year inhalation study in mice (NTP
inhalation mouse study) and that this study is appropriate for
evaluating the safety of this additive for its intended use.
Previously, FDA concluded that data from the NTP inhalation mouse study
were appropriate for the safety evaluation of methylene chloride as a
food additive (50 FR 51551 and Refs. 8 and 9).
In the NTP inhalation mouse study with methylene chloride,
carcinogenic incidences were reported in lungs and also in liver, an
organ removed from the site of administration (Ref. 8). These effects
occurred independent of each other (id.). Further, FDA compared data
from the NTP inhalation mouse study with those from a National Coffee
Association-sponsored two-year drinking water study conducted with the
same strain of mice but at lower dose levels (Ref. 8). While the
drinking water studies did not demonstrate any carcinogenic effects in
the liver or lungs, increased incidences of non-neoplastic
proliferative lesions were observed in the liver (Ref. 6), and FDA
concluded that mice receiving methylene chloride in the drinking water
study may not have been tested at levels comparable to the NTP
inhalation study (Ref. 6). Making an assumption that methylene chloride
induced cancer just below the detection limit of the doses tested in
the drinking water studies, FDA concluded that the upper-bound cancer
risk of methylene chloride from the drinking water studies was
approximately the same as its upper-bound cancer risk from the NTP
inhalation study (Ref. 9).
On a case-by-case basis, data from non-oral animal toxicity
studies, such as studies based on inhalation exposure route, can be
used in place of oral animal toxicity studies to evaluate the safety of
substances after oral exposure (Refs. 10 and 11). This assessment
involves examining and comparing chemical and toxicological profiles of
the substance between oral and inhalation exposure routes (id.). In
general, substances that have a high vapor pressure and are therefore
considered volatile can enter the blood after inhalation exposure and
potentially induce toxic effects in internal organs away from the site
of administration (id.). For such substances, data from non-oral
exposure studies (e.g., inhalation studies) are considered relevant to
evaluate their safety after oral exposure (Ref. 10). Methylene chloride
is a volatile substance with a high vapor pressure (see 29 CFR
1910.1052 Appendix A). Further, in the NTP inhalation mouse study,
methylene chloride induced carcinogenic effects in the liver--an organ
removed from the site of administration.
Therefore, data from the NTP inhalation mouse study of methylene
chloride is applicable to its evaluation of safety after oral exposure,
and this study is appropriate for the evaluation of the safety of this
additive for color additive use. Thus, the reported results from the
NTP inhalation mouse study are appropriate when considering the
applicability of the Delaney Clause for methylene chloride, and based
on this study, we conclude that methylene chloride has been found ``to
induce cancer in . . . animal.'' We also conclude that the NTP
inhalation mouse study (Ref. 2) for methylene chloride is ``appropriate
for the evaluation of the safety of additives for such use.''
Because these solvents (ethylene dichloride, methylene chloride,
and trichloroethylene) have been ``found to induce cancer in . . .
animal[s],'' the Delaney Clause applies to their use as a color
additive. The Delaney Clause prevents FDA from finding the color
[[Page 72417]]
additive uses of these solvents to be safe if the solvents have been
found to induce cancer in animals, regardless of the probability, or
risk, of cancer associated with exposure from the color additive uses.
Finally, we evaluated the uses of ethylene dichloride, methylene
chloride, and trichloroethylene in these color additive regulations to
determine whether, based on the specific authorized uses, these
substances are color additives (which are subject to the Delaney
Clause) or are constituents or impurities in a color additive (which
are not subject to the Delaney Clause).
The discussion that follows describes FDA's evaluation of whether
ethylene dichloride, methylene chloride, and trichloroethylene, as they
appear in Sec. Sec. 73.1, 73.30, 73.345, and 73.615, are considered
color additives or constituents or impurities in the color additive.
For uses of substances that we determine to be color additives, the
Delaney Clause applies, and the authorization for such uses must be
revoked. For uses of substances that we determine to be constituents or
impurities in a color additive, the Delaney Clause does not apply. As
the petition's request is based on the Delaney Clause, we are denying
its request to revoke the applicable authorizations on the basis of the
Delaney Clause for uses that we determine result in these solvents
being constituents or impurities in a color additive rather than the
color additive itself.
A. 21 CFR 73.1 ``Diluents in Color Additive Mixtures for Food Use
Exempt From Certification''
Under Sec. 73.1(b)(1)(ii), methylene chloride is allowed as a
diluent in color additive mixtures for use in inks for marking fruit
and vegetables with the restriction of no residue. A color additive
mixture is a color additive that is made, in relevant part, by mixing
``one or more straight colors and one or more diluents'' (Sec.
70.3(k)). While such diluents do not impart color and are not by
themselves a color additive (Sec. 70.3(m)), they are regulated as
color additives when they are intentionally mixed with a color to make
a color additive mixture. Because of a diluent's functional purpose in
the color additive mixture, we consider the authorized use of methylene
chloride in Sec. 73.1(b)(1)(ii), as a diluent in color additive
mixtures for use in inks for marking fruit and vegetables, to be a
color additive that is subject to the Delaney Clause. Therefore, we are
amending the regulation to no longer provide for the use of methylene
chloride as a diluent in color additive mixtures for use in inks for
marking fruit and vegetables in Sec. 73.1(b)(1)(ii) under section
721(b)(5)(B) of the FD&C Act as a matter of law.
B. 21 CFR 73.30 ``Annatto Extract''
Under Sec. 73.30(a)(1)(ii), ethylene dichloride, methylene
chloride, and trichloroethylene are each allowed as a food-grade
extractant to manufacture the color additive ``annatto extract.''
Annatto extract must contain no more solvent residue than is allowed of
the corresponding solvents in spice oleoresins under applicable food
additive regulations in parts 170 through 189 (21 CFR parts 170 through
189) (see Sec. 73.30(b)). Total chlorinated solvents residues are
limited to 30 parts per million (ppm) (milligram per kilogram (mg/kg))
(see Sec. Sec. 173.230 (21 CFR 173.230), 173.255 (21 CFR 173.255), and
173.290 (21 CFR 173.290)). Through the extraction process, ethylene
dichloride, methylene chloride, and trichloroethylene may end up as a
residue of, and therefore an impurity in, the color additive ``annatto
extract.'' While these extractants may end up as impurities in the
color additive ``annatto extract,'' they are not color additives
themselves in Sec. 73.30. Therefore, we are denying the petition's
request to remove ethylene dichloride, methylene chloride, and
trichloroethylene from the list of approved food-grade extractants in
Sec. 73.30 under section 721(b)(5)(B) of the FD&C Act. As discussed in
section II.A of this document, the Delaney Clause is applicable to
color additives but not to impurities in a color additive.
C. 21 CFR 73.345 ``Paprika Oleoresin''
Under Sec. 73.345(a), ethylene dichloride, methylene chloride, and
trichloroethylene are each allowed as a solvent for the extraction of
paprika to obtain the color additive ``paprika oleoresin.'' Paprika
oleoresin must contain no more solvent residue than is allowed of the
corresponding solvents in spice oleoresins under applicable food
additive regulations in parts 170 through 189 (see Sec. 73.345(b)).
Total chlorinated solvents are limited to 30 ppm (mg/kg) (see
Sec. Sec. 173.230, 173.255, and 173.290). Through the extraction
process, ethylene dichloride, methylene chloride, and trichloroethylene
may end up as a residue of, and therefore an impurity in, the color
additive ``paprika oleoresin.'' While these solvents may end up as
impurities in the color additive ``paprika oleoresin,'' they are not
color additives themselves in Sec. 73.345. Therefore, we are denying
the petition's request to remove ethylene dichloride, methylene
chloride, and trichloroethylene from the list of approved solvents in
Sec. 73.345 under section 721(b)(5)(B) of the FD&C Act. As discussed
in section II.A of this document, the Delaney Clause is applicable to
color additives but not to impurities in a color additive.
D. 21 CFR 73.615 ``Turmeric Oleoresin''
Under Sec. 73.615(a), ethylene dichloride, methylene chloride, and
trichloroethylene are each allowed as a solvent for extraction of
turmeric to obtain the color additive ``turmeric oleoresin.'' Turmeric
oleoresin must contain no more solvent residue than is allowed of the
corresponding solvents in spice oleoresins under applicable food
additive regulations in parts 170 through 189 (see Sec. 73.615(b)).
Total chlorinated solvents are limited to 30 ppm (mg/kg) (see
Sec. Sec. 173.230, 173.255, and 173.290). Through the extraction
process, ethylene dichloride, methylene chloride, and trichloroethylene
may end up as a residue of, and therefore an impurity in, the color
additive ``turmeric oleoresin.'' While these solvents may end up as an
impurity in the color additive ``turmeric oleoresin,'' they are not
color additives themselves in Sec. 73.615. Therefore, we are denying
the petition's request to remove ethylene dichloride, methylene
chloride, and trichloroethylene from the list of approved extractants
in Sec. 73.615 under section 721(b)(5)(B) of the FD&C Act. As
discussed in section II.A of this document, the Delaney Clause is
applicable to color additives but not to impurities in a color
additive.
V. Comments Related to the Petition
FDA received several comments in response to the notification of
petition and the reopening of the comment period. Most comments
expressed general support for the petition's requested revocation of
the provisions allowing for the use of these solvents in foods. Some
comments addressed matters outside the scope of this petition, and some
comments were duplicate submissions.
We summarize and respond to relevant portions of comments in this
final order. We have numbered each comment to help distinguish between
different comments. We have grouped similar comments together under the
same number, and, in some cases, we have separated different issues
discussed in the same comment and designated them as distinct comments
for purposes of our responses. The number assigned to each comment is
for organizational purposes only and does not signify the comment's
value,
[[Page 72418]]
importance, or the order in which it was submitted.
(Comment 1) One comment stated that chlorinated solvents are no
longer used for the manufacture of color additives. The comment further
encouraged FDA to take this opportunity to consider removing ethylene
dichloride, methylene chloride, and trichloroethylene as extraction
solvents, as well as methylene chloride as a diluent in inks for
marking fruits and vegetables based on the abandonment of these
authorized uses.
(Response 1) We did not consider abandonment for the approved uses
of these solvents as part of our evaluation of this petition because
the petition is based on the Delaney Clause. We note, however, that
elsewhere in this issue of the Federal Register, we have published a
final order in response to CAP 5C0340, submitted by the International
Association of Color Manufacturers, partially granting that petition
and amending the color additive regulations to no longer provide for
the extraction solvent uses of ethylene dichloride, methylene chloride,
and trichloroethylene which are covered by this petition because these
uses have been abandoned.
(Comment 2) Some comments raised EPA's proposed actions to
eliminate or restrict the use of trichloroethylene and methylene
chloride under the Toxic Substances Control Act or otherwise noted
uses(s) of a chlorinated solvent that would be under EPA's
jurisdiction.
(Response 2) While FDA and EPA may both regulate a particular
substance, each agency regulates the uses of substances under its own
applicable legal authority.
(Comment 3) Several comments expressed support for the removal of
the authorizations for the use of these solvents from our color
additive regulations. Some comments stated that these authorizations
should be removed because there are alternatives.
(Response 3) We are taking this action to revoke the authorization
for the use of methylene chloride as a diluent in color additive
mixtures in inks for marking fruit and vegetables, because the color
additive use of this solvent is deemed unsafe under the Delaney Clause.
The existence of alternatives is not a factor in determining whether a
color additive is safe under either the Delaney Clause or the general
safety clause (see section 721(b)(5)(B) of the FD&C Act).
(Comment 4) Some comments mentioned other substances that FDA
should also review for removal from our color additive regulations.
(Response 4) This color additive petition requests the removal of
the three specified solvents from Sec. Sec. 73.1, 73.30, 73.345, and
73.615. Therefore, these comments are outside the scope of this order.
(Comment 5) Some comments discussed the regulatory status of
ethylene dichloride, methylene chloride, and trichloroethylene in other
countries and questioned how FDA could continue to allow these
substances in the U.S. food supply.
(Response 5) FDA's regulatory decisions are based on its own
assessments of the available scientific information supporting the
safety of color additives and on the statutory and regulatory framework
in the United States.
(Comment 6) One comment expressed support for the petition and
discussed evidence related to the use of these solvents and potential
negative health impacts to humans. The comment cited certain studies to
support their claims.
(Response 6) The petition's request is based on the Delaney Clause,
and therefore our review of these solvents is based on the Delaney
Clause. If the Delaney Clause applies, regardless of the safety of this
use under the general safety clause, such an additive may not ``be
deemed to be safe'' as a matter of law. Therefore, under the Delany
Clause, FDA must revoke the authorization for the color additive use of
methylene chloride. By contrast, ethylene dichloride, methylene
chloride, and trichloroethylene are not color additives in Sec. Sec.
73.30, 73.345, and 73.615, but rather they are impurities in those
color additives. Therefore, we are denying the petition's request to
revoke these authorizations, and any further review is outside the
scope of this order responding to the petition.
VI. Conclusion
Ethylene dichloride, methylene chloride, and trichloroethylene have
been shown to cause cancer in laboratory animals. Under the Delaney
Clause, this finding of carcinogenicity renders a color additive
``unsafe'' as a matter of law. Therefore, FDA is revoking the
authorization for methylene chloride as a diluent in color additive
mixtures in inks for marking fruit and vegetables. We are amending
Sec. 73.1 as set forth in this document.
Our revocation of this authorization is based on a finding under
the Delaney Clause that methylene chloride can induce cancer in
animals. It is not based on a finding that the intended use is no
longer safe under the general safety clause. Upon the effective date of
this order (see DATES), the use of methylene chloride as a diluent in
color additive mixtures in inks for marking fruit and vegetables is no
longer authorized. FDA is revoking this authorization in a manner
consistent with its international obligations. This decision is
consistent with the United States' long-standing Appropriate Level of
Protection regarding carcinogenic additives in food, which seeks to
eliminate exposure to additives that have been found to induce cancer
in man or animals.
The Delaney Clause is applicable to the color additive itself but
not to constituents or impurities in the additive. Residues of ethylene
dichloride, methylene chloride, and trichloroethylene, when used as an
extractant for annatto extract, paprika oleoresin, and turmeric
oleoresin, may end up as an impurity in the color additive and would be
considered an impurity in the color additive, not a color additive
itself. The Delaney Clause applies to color additives, and not to
impurities in a color additive. Because the Delaney Clause does not
provide a basis for removing these authorizations, FDA is denying the
petition's request to remove the authorized uses of ethylene
dichloride, methylene chloride, and trichloroethylene in Sec. Sec.
73.30, 73.345, and 73.615. We note, however, that elsewhere in this
issue of the Federal Register, we have published a final order amending
the color additive regulations to no longer provide for these uses of
ethylene dichloride, methylene chloride, and trichloroethylene because
these uses have been abandoned. Therefore, FDA is taking all of the
actions requested by the petitioners.
VII. Public Disclosure
In accordance with Sec. 71.15 (21 CFR 71.15), the petition and the
documents that we considered and relied upon in reaching our decision
to approve the petition in part and to deny the petition in part will
be made available for public disclosure (see FOR FURTHER INFORMATION
CONTACT). As provided in Sec. 71.15, we will delete from the documents
any materials that are not available for public disclosure. As stated
in the notification of filing for CAP 4C0327, the petition is available
in the docket.
VIII. Analysis of Environmental Impacts
As stated in the January 11, 2024, Federal Register notification of
petition for CAP 4C0327 (89 FR 1856), the petitioner claimed that this
action is categorically excluded under Sec. 25.32(m) (21 CFR 25.32(m))
because it constitutes an action to prohibit or otherwise
[[Page 72419]]
restrict or reduce the use of a substance in food, food packaging, or
cosmetics. We further stated that, if FDA determines a categorical
exclusion applies, neither an environmental assessment nor an
environmental impact statement is required. We did not receive any new
information or comments regarding this claim of categorical exclusion.
We considered the petitioner's claim of categorical exclusion and
determined that this action is categorically excluded under Sec.
25.32(m) (Ref. 12). Therefore, neither an environmental assessment nor
an environmental impact statement is required.
IX. Paperwork Reduction Act of 1995
This order contains no collection of information. Therefore,
clearance by the Office of Management and Budget under the Paperwork
Reduction Act of 1995 is not required.
X. Objections
This order is effective as shown in the DATES section, except as to
any provisions that may be stayed by the filing of proper objections.
If you will be adversely affected by one or more provisions of this
regulation, you may file with the Dockets Management Staff (see
ADDRESSES) either electronic or written objections. You must separately
number each objection, and within each numbered objection you must
specify with particularity the provision(s) to which you object and the
grounds for your objection. Within each numbered objection, you must
specifically state whether you are requesting a hearing on the
particular provision that you specify in that numbered objection. If
you do not request a hearing for any particular objection, you waive
the right to a hearing on that objection. If you request a hearing,
your objection must include a detailed description and analysis of the
specific factual information you intend to present in support of the
objection in the event that a hearing is held. If you do not include
such a description and analysis for any particular objection, you waive
the right to a hearing on the objection.
Any objections received in response to the regulation may be seen
in the Dockets Management Staff office between 9 a.m. and 4 p.m.,
Monday through Friday, and will be posted to the docket at <a href="https://www.regulations.gov">https://www.regulations.gov</a>. We will publish notice of the objections that we
have received or lack thereof in the Federal Register.
XI. References
The following references marked with an asterisk (*) are on display
at the Dockets Management Staff (see ADDRESSES) and are available for
viewing by interested persons between 9 a.m. and 4 p.m., Monday through
Friday; they also are available electronically at <a href="https://www.regulations.gov">https://www.regulations.gov</a>. References without asterisks are not on public
display at <a href="https://www.regulations.gov">https://www.regulations.gov</a> because they have copyright
restriction. Some may be available at the website address, if listed.
References without asterisks are available for viewing only at the
Dockets Management Staff. Although FDA verified the website addresses
in this document, please note that websites are subject to change over
time.
*1. National Cancer Institute. 1978. Bioassay of 1,2-Dichloroethane
for Possible Carcinogenicity. Bethesda, MD: National Cancer
Institute. DHEW Publication No. (NIH) 78-1361. Accessed February 4,
2026. Available at: <a href="https://ntp.niehs.nih.gov/publications/reports">https://ntp.niehs.nih.gov/publications/reports</a>.
*2. National Toxicology Program. 1986. NTP Technical Report on the
Toxicology and Carcinogenesis Studies of Dichloromethane (Methylene
Chloride) (CAS Reg. No. 75-09-2) in F344/N Rats and
B6C3F<INF>1</INF> Mice (Inhalation Studies). Research Triangle Park,
NC: National Toxicology Program. Technical Report 306. Accessed
February 4, 2026. Available at: <a href="https://ntp.niehs.nih.gov/publications/reports">https://ntp.niehs.nih.gov/publications/reports</a>.
*3. National Cancer Institute. 1976. Carcinogenesis Bioassay of
Trichloroethylene. Bethesda, MD: National Cancer Institute. DHEW
Publication No. (NIH) 76-802. Accessed February 4, 2026. Available
at: <a href="https://ntp.niehs.nih.gov/publications/reports">https://ntp.niehs.nih.gov/publications/reports</a>.
*4. Memorandum of Conference concerning ``1,2-Dichloroethane,''
Cancer Assessment Committee, Bureau of Foods, March 20, 1979.
*5. Memorandum of Conference concerning ``1,2-Dichloroethane,''
Cancer Assessment Committee, Bureau of Foods, June 12, 1979.
*6. Memorandum of Conference concerning ``Methylene Chloride,''
Cancer Assessment Committee, Bureau of Foods, January 20, 1983,
August 8, 1984, and June 13, 1985.
*7. Memorandum of Conference concerning ``1,1,2-Trichloroethylene,''
Cancer Assessment Committee, Bureau of Foods, July 24, 1979.
*8. Quantitative Risk Assessment Committee, ``Preliminary Assessment
of Upper-Bound Cancer Risk from Exposure to Methylene Chloride Used
in Cosmetic Aerosol Sprays,'' April 23, 1985.
*9. Quantitative Risk Assessment Committee, ``Upper Bound Estimate
of Cancer Risk of Methylene Chloride (MC) in MC-based Decaffeinated
Coffee Products,'' November 15, 1985.
10. Kabadi, S.V., J. Fisher, B. Hung, and J. Aungst.
``Considerations for applying route-to-route extrapolation to assess
the safety of oral exposure to substances.'' Biomolecules, 13(1), 5,
2023. Accessed February 4, 2026. Available at <a href="https://doi.org/10.3390/biom13010005">https://doi.org/10.3390/biom13010005</a>.
11. Gerrity, T.R.; and C. J. Henry. Principles of Route-Route
Extrapolation for Risk Assessment: Proceedings of the Workshops on
Principles of Route-to-Route Extrapolation for Risk Assessment held
March 19-21, 1990, in Hilton Head, South Carolina and July 10-11,
1990, in Durham, North Carolina; Elsevier: New York, NY, USA, 1990.
*12. Memorandum from L. Proffitt, Office of Policy Initiatives and
Projects, Office of Policy and International Engagement, Human Foods
Program (HFP), FDA to P. Gaynor, Division of Food Ingredients,
Office of Pre-Market Additive Safety, Office of Food Chemical
Safety, Dietary Supplements and Innovation, HFP, FDA, April 9, 2026.
List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs, Foods, Medical devices.
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR part
73 is amended as follows:
PART 73--LISTING OF COLOR ADDITIVES EXEMPT FROM CERTIFICATION
0
1. The authority citation for part 73 continues to read as follows:
Authority: 21 U.S.C. 321, 341, 342, 343, 348, 351, 352, 355,
361, 362, 371, 379e.
Sec. 73.1 [Amended]
0
2. Amend Sec. 73.1 in the table in paragraph (b)(1)(ii) by removing
the entry for ``Methylene chloride''.
Grace R. Graham,
Deputy Commissioner for Policy, Legislation, and International Affairs.
[FR Doc. 2026-22865 Filed 11-9-26; 8:45 am]
BILLING CODE 4164-01-P
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</html>This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.