Agency Information Collection Activities: Proposed Collection Renewal; Comment Request

Issuing agencies

Abstract

The FDIC, as part of its obligations under the Paperwork Reduction Act of 1995 (PRA), invites the general public and other Federal agencies to take this opportunity to comment on the renewal of the existing information collections described below (OMB Control No. 3064-0143; -0182; and -0204).

Full Text

<html>
<head>
<title>Federal Register, Volume 91 Issue 205 (Monday, October 26, 2026)</title>
</head>
<body><pre>
[Federal Register Volume 91, Number 205 (Monday, October 26, 2026)]
[Notices]
[Pages 67317-67319]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-21741]


=======================================================================
-----------------------------------------------------------------------

FEDERAL DEPOSIT INSURANCE CORPORATION

[OMB No. 3064-0143; -0182; -0204]


Agency Information Collection Activities: Proposed Collection 
Renewal; Comment Request

AGENCY: Federal Deposit Insurance Corporation (FDIC).

ACTION: Notice and request for comment.

-----------------------------------------------------------------------

SUMMARY: The FDIC, as part of its obligations under the Paperwork 
Reduction Act of 1995 (PRA), invites the general public and other 
Federal agencies to take this opportunity to comment on the renewal of 
the existing information collections described below (OMB Control No. 
3064-0143; -0182; and -0204).

DATES: Comments must be submitted on or before December 28, 2026.

ADDRESSES: Interested parties are invited to submit written comments to 
the FDIC by any of the following methods:
    <bullet> Agency Website: <a href="https://www.fdic.gov/resources/regulations/federal-register-publications/">https://www.fdic.gov/resources/regulations/federal-register-publications/</a>.
    <bullet> Email: <a href="/cdn-cgi/l/email-protection#c2a1adafafa7acb6b182a4a6aba1eca5adb4"><span class="__cf_email__" data-cfemail="7615191b1b131802053610121f1558111900">[email&#160;protected]</span></a>. Include the name and number of 
the collection in the subject line of the message.
    <bullet> Mail: Robert Meiers, Regulatory Counsel, MB-3013, Federal 
Deposit Insurance Corporation, 550 17th Street NW, Washington, DC 
20429.
    <bullet> Hand Delivery: Comments may be hand-delivered to the guard 
station at the rear of the 17th Street NW, building (located on F 
Street NW) on business days between 7 a.m. and 5 p.m.
    All comments should refer to the relevant OMB control number. A 
copy of the comments may also be submitted to the OMB desk officer for 
the FDIC: Office of Information and Regulatory Affairs, Office of 
Management and Budget, New Executive Office Building, Washington, DC 
20503.

FOR FURTHER INFORMATION CONTACT: Robert Meiers, Regulatory Attorney, 
<a href="/cdn-cgi/l/email-protection#8ddfe2e0e8e4e8fffecdebe9e4eea3eae2fb"><span class="__cf_email__" data-cfemail="30625f5d555955424370565459531e575f46">[email&#160;protected]</span></a>, MB-3013, Federal Deposit Insurance Corporation, 550 
17th Street NW, Washington, DC 20429.

SUPPLEMENTARY INFORMATION: 
    Proposal to renew the following currently approved collection of 
information:
    1. Title: Forms Relating to Processing Deposit Insurance Claims.
    OMB Number: 3064-0143.
    Affected Public: Private sector individuals and entities 
maintaining deposits at insured depository institutions.
    Burden Estimate:

                                       Summary of Estimated Annual Burden
                                               [OMB No. 3064-0143]
----------------------------------------------------------------------------------------------------------------
                                       Type of burden                      Number of     Average time    Annual
    Information collection (IC)         (frequency of       Number of    responses per   per response    burden
      (obligation to respond)             response)        respondents    respondent        (HH:MM)      (hours)
----------------------------------------------------------------------------------------------------------------
1. 7200/04--Declaration for         Reporting (On                    4               1           00:30         2
 Government Deposit (Required to     occasion).
 obtain benefit).
2. 7200/05--Declaration for         Reporting (On                    6               1           00:30         3
 Revocable Trust (Required to        occasion).
 obtain benefit).
3. 7200/06--Declaration of          Reporting (On                \P\ 1               1           00:30         1
 Independent Activity (Required to   occasion).
 obtain benefit).
4. 7200/07--Declaration of          Reporting (On                \P\ 1               1           00:30         1
 Independent Activity for            occasion).
 Unincorporated Association
 (Required to obtain benefit).
5. 7200/08--Declaration for Joint   Reporting (On                    1               1           01:00         1
 Ownership Deposit (Required to      occasion).
 obtain benefit).
6. 7200/09--Declaration for         Reporting (On                    1               1           01:00         1
 Testamentary Deposit (Required to   occasion).
 obtain benefit).
7. 7200/10--Declaration for         Reporting (On                \P\ 1               1           00:30         1
 Defined Contribution Plan           occasion).
 (Required to obtain benefit).
8. 7200/11--Declaration for IRA/    Reporting (On                \P\ 1               1           00:30         1
 KEOGH Deposit (Required to obtain   occasion).
 benefit).
9. 7200/12--Declaration for         Reporting (On                \P\ 1               1           01:00         1
 Defined Benefit Plan (Required to   occasion).
 obtain benefit).
10. 7200/13--Declaration of         Reporting (On                    6               1           00:30         3
 Custodian Deposit (Required to      occasion).
 obtain benefit).
11. 7200/14--Declaration or Health  Reporting (On                \P\ 1               1           01:00         1
 and Welfare Plan (Required to       occasion).
 obtain benefit).
12. 7200/15--Declaration for Plan   Reporting (On                \P\ 1               1           01:00         1
 and Trust (Required to obtain       occasion).
 benefit).
13. 7200/18--Declaration for        Reporting (On                \P\ 1               1           01:00         1
 Irrevocable Trust (Required to      occasion).
 obtain benefit).
14. 7200/24--Claimant Verification  Reporting (On                  101               1           00:30        51
 (Required to obtain benefit).       occasion).
15. 7200/26--Depositor Interview    Reporting (On                   12               1           00:30         6
 Form (Required to obtain benefit).  occasion).
16. Deposit Broker Submission       Reporting (On                \P\ 1               1           00:05         0
 Checklist (Required to obtain       occasion).
 benefit).
17. Electronic file on customers,   Reporting (On                \P\ 1               1           01:30         2
 ``Broker Input File                 occasion).
 Requirements'' (Required to
 obtain benefit).
18. 7200/22--Declaration of Agency  Reporting (On                \P\ 1               1           01:00         1
 Account (Required to obtain         occasion).
 benefit).
                                                         -------------------------------------------------------
    Total Annual Burden (Hours)...  ....................  ............  ..............  ..............        78
----------------------------------------------------------------------------------------------------------------
Source: FDIC.

[[Page 67318]]

 
Note: The estimated annual IC time burden is the product, rounded to the nearest hour, of the estimated annual
  number of responses and the estimated time per response for a given IC. The estimated annual number of
  responses is the product, rounded to the nearest whole number, of the estimated annual number of respondents
  and the estimated annual number of responses per respondent. This methodology ensures the estimated annual
  burdens in the table are consistent with the values recorded in OMB's consolidated information system.
The superscript P denotes the number of respondents value is a placeholder.

    General Description of Collection: When an insured depository 
institution (IDI) is closed by its primary regulatory authority, the 
FDIC has the responsibility to pay the insured deposits pursuant to 
section 11(a) and (f) of the Federal Deposit Insurance Act (FDI Act), 
12 U.S.C. 1821(a) and (f); and the FDIC's regulations, ``Deposit 
Insurance Coverage,'' 12 CFR part 330, and ``Recordkeeping for Timely 
Deposit Insurance Determination,'' 12 CFR part 370. In the event that 
the requisite information is not available in a failed IDI's records, 
the FDIC will utilize these forms, declarations and affidavits to 
request the necessary information from a depositor. The forms are used 
to facilitate the FDIC's deposit insurance determinations in the event 
of the failure of an insured depository institution. It includes 18 
information collection (IC) line items, including 15 that apply to both 
depositors and their agents (e.g. deposit brokers) and three intended 
for use by agents alone. There is no change in the substance or 
methodology of this information collection. The increase in burden is 
primarily due to an increase in the estimated number of respondents 
associated with the Claimant Verification Form, which encompasses 
claims filed by depositors of banks that failed in 2023.
    2. Title: Retail Foreign Exchange Transactions.
    OMB Number: 3064-0182.
    Form Number: None.
    Affected Public: Insured state nonmember banks and state savings 
associations.
    Burden Estimate:

                                       Summary of Estimated Annual Burden
                                               [OMB No. 3064-0182]
----------------------------------------------------------------------------------------------------------------
                                       Type of burden                      Number of     Average time    Annual
    Information collection (IC)         (frequency of       Number of    responses per   per response    burden
      (obligation to respond)             response)        respondents    respondent        (HH:MM)      (hours)
----------------------------------------------------------------------------------------------------------------
1. Recordkeeping Requirements, 12   Recordkeeping                    1               1         1332:00     1,332
 CFR 349.19, 12 CFR 349.21(b)(2),    (Annual).
 12 CFR 349.25(a) (Mandatory).
2. Reporting Requirements, 12 CFR   Reporting (On                    1               1           16:00        16
 349.16 (Mandatory).                 Occasion).
3. Disclosure Requirements, 12 CFR  Disclosure (Annual).             1               1          276:00       276
 349.22(a) and (b), 12 CFR
 349.17(a)(4)(ii), 12 CFR 349.18,
 12 CFR 349.25(c) and (d), 12 CFR
 349.27, 12 CFR 349.28(a) and (b)
 (Mandatory).
                                                         -------------------------------------------------------
    Total Annual Burden (Hours)...  ....................  ............  ..............  ..............     1,624
----------------------------------------------------------------------------------------------------------------
Source: FDIC.

    General Description of Collection: This information collection 
implements section 742(c)(2) of the Dodd-Frank Act (7 U.S.C. 
2(c)(2)(E)) and FDIC regulations governing retail foreign exchange 
transactions as set forth at 12 CFR part 349, subpart B. The FDIC has 
adopted a retail forex rule that sets forth appropriate requirements 
for FDIC-supervised institutions engaged in such transactions. The 
regulation allows banking organizations under FDIC supervision to 
engage in off- exchange transactions in foreign currency with retail 
customers provided they comply with various reporting, recordkeeping 
and third-party disclosure requirements specified in the rule. If an 
institution elects to conduct such transactions, compliance with the 
information collection is mandatory. There is no change in the 
substance or methodology of this information collection. The estimated 
annual burden remains unchanged from the 2024 estimate.
    3.Title: Margin and Capital Requirements for Swap Entities.
    OMB Number: 3064-0204.
    Form Number: None.
    Affected Public: Any FDIC-insured state-chartered bank that is not 
a member of the Federal Reserve System or FDIC-insured state-chartered 
savings association that is registered as a swap dealer, major swap 
participant, security based swap dealer, or major security based swap 
participant.
    Burden Estimate:

                                       Summary of Estimated Annual Burden
                                               [OMB No. 3064-0204]
----------------------------------------------------------------------------------------------------------------
                                       Type of burden                      Number of       Time per      Annual
Information collection (obligation      (frequency of       Number of    responses per     response      burden
            to respond)                   response)        respondents    respondent        (HH:MM)      (hours)
----------------------------------------------------------------------------------------------------------------
1. Sec.   349.2 Definition of       Recordkeeping                    1               1            5:00         5
 ``Eligible Master Netting           (Annual).
 Agreement,'' paragraphs (4)(i)
 and (ii) Sec.   349.8(g)
 Documentation Sec.   349.10
 Documentation of Margin Matters
 (Mandatory).
2. Sec.   349.7(c) Custody          Recordkeeping                    1               1          100:00       100
 Agreement (Mandatory).              (Annual).
3. Sec.   349.8(c) and (d) Initial  Reporting (On                    1               1          240:00       240
 Margin Model (Mandatory).           occasion).
4. Sec.   349.8(f)(3) Initial       Reporting (On                    1               1           50:00        50
 Margin Modeling Report              occasion).
 (Mandatory).
5. Sec.   349.8(h) Escalation       Recordkeeping                    1               1           20:00        20
 Procedures (Mandatory).             (Annual).
6. Sec.   349.9(e) Requests for     Reporting (On                    1               1           10:00        10
 Determinations (Required to         Occasion).
 Obtain Benefits).
7. Sec.   349.8(g) Documentation,   Recordkeeping                    1               1           80:00        80
 (Mandatory).                        (Annual).
8. Sec.   349.11(a)(1)              Recordkeeping                    1               1          125:00       125
 Documentation for Special           (Annual).
 Affiliates (Mandatory).
                                                         -------------------------------------------------------
    Total Annual Burden (Hours)...  ....................  ............  ..............  ..............       630
----------------------------------------------------------------------------------------------------------------
Source: FDIC.


[[Page 67319]]

    General Description of Collection: The regulations at part 349 
subpart A impose reporting and recordkeeping requirements, as defined 
by the PRA, on any FDIC-insured state-chartered bank that is not a 
member of the Federal Reserve System or FDIC-insured state- chartered 
savings association that is registered as a swap entity (covered swap 
entity). As such, the FDIC must periodically obtain approval from the 
Office of Management and Budget (OMB) for these collections of 
information (ICs) with respect to covered swap entities. The OMB 
approves these ICs through OMB No. 3064-0204 and last approved the ICR 
on December 18, 2023 (2023 ICR). OMB No. 3064-0204 is set to expire on 
December 31, 2026. There is no change in the substance or methodology 
of this information collection. The burden has increased by 125 hours, 
from 505 hours in 2023 to 630 hours. The increase is attributable to 
the inclusion of previously unaccounted for recordkeeping burden under 
12 CFR 349.11(a)(1). All other burden estimates remain unchanged from 
the 2023 approval.

Request for Comment

    Comments are invited on: (a) whether the collections of information 
are necessary for the proper performance of the FDIC's functions, 
including whether the information has practical utility; (b) the 
accuracy of the estimates of the burden of the information collections, 
including the validity of the methodology and assumptions used; (c) 
ways to enhance the quality, utility, and clarity of the information to 
be collected; and (d) ways to minimize the burden of the collections of 
information on respondents, including through the use of automated 
collection techniques or other forms of information technology. All 
comments will become a matter of public record.

Federal Deposit Insurance Corporation.

    Dated at Washington, DC, on October 21, 2026.
Jennifer M. Jones,
Deputy Executive Secretary.
[FR Doc. 2026-21741 Filed 10-23-26; 8:45 am]
BILLING CODE 6714-01-P


</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>