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Notice2026-20669

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
October 8, 2026

Issuing agencies

Securities and Exchange Commission

Full Text

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<title>Federal Register, Volume 91 Issue 194 (Thursday, October 8, 2026)</title>
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[Federal Register Volume 91, Number 194 (Thursday, October 8, 2026)]
[Notices]
[Page 64428]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-20669]


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SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0133]


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
previously approved collection of information provided for in Rule 17a-
19 (17 CFR 240.17a-19) and Form X-17A-19 of the Securities Exchange Act 
of 1934 (15 U.S.C. 78a et seq.).
    Rule 17a-19 requires every national securities exchange and 
registered national securities association to file a Form X-17A-19 with 
the Commission and the Securities Investor Protection Corporation 
(``SIPC'') within 5 business days of the initiation, suspension, or 
termination of any member and, when terminating the membership interest 
of any member, to notify that member of its obligation to file 
financial reports as required by Exchange Act Rule 17a-5(b).\1\ There 
are currently a total of 30 national securities exchanges and 
registered national securities associations that are potential 
respondents under the rule.
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    \1\ 17 CFR 240.17a-5(b).
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    Commission staff anticipates that the national securities exchanges 
and registered national securities associations collectively will make 
206 total filings annually pursuant to Rule 17a-19 and that each filing 
will take approximately 15 minutes. The total reporting burden is 
estimated to be approximately 52 total annual hours.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB Control Number.
    The public may view and comment on this information collection 
request at: <a href="https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202607-3235-024">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202607-3235-024</a> or email comment to 
<a href="/cdn-cgi/l/email-protection#9dd0dfc5b3d2d0dfb3d2d4cfdcb3ced8dec2f9f8eef6c2f2fbfbf4fef8efddf2f0ffb3f8f2edb3faf2eb"><span class="__cf_email__" data-cfemail="266b647e08696b6408696f746708756365794243554d794940404f45435466494b440843495608414950">[email&#160;protected]</span></a> within 30 days of the day 
after publication of this notice, by November 9, 2026.

    Dated: October 6, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-20669 Filed 10-7-26; 8:45 am]
BILLING CODE 8011-01-P


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Indexed from Federal Register on October 8, 2026.

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