Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation SE

Issuing agencies

Full Text

<html>
<head>
<title>Federal Register, Volume 91 Issue 194 (Thursday, October 8, 2026)</title>
</head>
<body><pre>
[Federal Register Volume 91, Number 194 (Thursday, October 8, 2026)]
[Notices]
[Page 64446]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-20616]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0793]


Agency Information Collection Activities; Proposed Collection; 
Comment Request; Extension: Regulation SE

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the existing 
collection of information provided for in Regulation SE (17 CFR 242.800 
et seq.), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et 
seq.). The Commission plans to submit this existing collection of 
information to the Office of Management and Budget (``OMB'') for 
extension and approval.
    Regulation SE provides for the registration and regulation of 
security-based swap execution facilities (``SBSEFs'') and addressed 
other issues relating to security-based swap (``SBS'') execution 
generally. Key rules within Regulation SE include Rule 803, which 
establishes a process for SBSEF registration; Rules 804 to 810, which 
establish procedures for rule and product filings by SBSEFs; Rules 818 
to 831, which implement the 14 Core Principles for SBSEFs set forth in 
Section 3D(d) of the SEA; Rules 832 to 833, which address cross-border 
matters relating to SBS execution; and Rule 834, which impose 
requirements addressing conflicts of interest involving SBSEFs and SBS 
exchanges, as required by Section 765 of the Dodd-Frank Act.
    Regulation SE contains 12 collections of information. The 
Commission estimates that the total annual hour burden for Regulation 
SE, for all respondents, is approximately 4,920 hours per year. A 
detailed break-down of the burdens applicable to each type of entity is 
provided in the supporting statement.
    Written comments are invited on: (a) whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the Commission, including whether the information 
shall have practical utility; (b) the accuracy of the Commission's 
estimates of the burden of the proposed collection of information; (c) 
ways to enhance the quality, utility, and clarity of the information 
collected; and (d) ways to minimize the burden of the collection of 
information on respondents, including through the use of automated 
collection techniques or other forms of information technology.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    Please direct your written comments on this 60-Day Collection 
Notice to Austin Gerig, Director/Chief Data Officer, Securities and 
Exchange Commission, c/o Tanya Ruttenberg via email to 
<a href="/cdn-cgi/l/email-protection#d383b2a3b6a1a4bca1b881b6b7a6b0a7babcbd92b0a793a0b6b0fdb4bca5"><span class="__cf_email__" data-cfemail="7f2f1e0f1a0d08100d142d1a1b0a1c0b1610113e1c0b3f0c1a1c51181009">[email&#160;protected]</span></a> by December 7, 2026.

    Dated: October 5, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-20616 Filed 10-7-26; 8:45 am]
BILLING CODE 8011-01-P


</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>