Privacy Act of 1974; Systems of Records
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Issuing agencies
Abstract
Pursuant to the Privacy Act of 1974 and the Office of Management and Budget (OMB) Circular A-108, the U.S. Nuclear Regulatory Commission (NRC) is republishing 13 Privacy Act systems of records notices (SORNs) following a comprehensive review. Eight notices include only minor administrative updates, one is unchanged, and four systems-- NRC 27, NRC 36, NRC 39, and NRC 40--contain substantive revisions requiring a 30-day public comment period. The updates modernize system descriptions, clarify authorities and system locations, and update categories of records and safeguards.
Full Text
<html>
<head>
<title>Federal Register, Volume 91 Issue 192 (Tuesday, October 6, 2026)</title>
</head>
<body><pre>
[Federal Register Volume 91, Number 192 (Tuesday, October 6, 2026)]
[Notices]
[Pages 63587-63604]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-20438]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
[NRC-2026-2311]
Privacy Act of 1974; Systems of Records
AGENCY: Nuclear Regulatory Commission.
ACTION: Notice of modified systems of records; request for comment.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the Privacy Act of 1974 and the Office of
Management and Budget (OMB) Circular A-108, the U.S. Nuclear Regulatory
Commission (NRC) is republishing 13 Privacy Act systems of records
notices (SORNs) following a comprehensive review. Eight notices include
only minor administrative updates, one is unchanged, and four systems--
NRC 27, NRC 36, NRC 39, and NRC 40--contain substantive revisions
requiring a 30-day public comment period. The updates modernize system
descriptions, clarify authorities and system locations, and update
categories of records and safeguards.
DATES: Submit comments on revisions and changes by November 5, 2026.
Comments received after this date will be considered if it is practical
to do so, but the Commission is able to ensure consideration only for
comments received before this date.
ADDRESSES: You may submit comments by any of the following methods;
however, the NRC encourages electronic comment submission through the
Federal rulemaking website:
<bullet> Federal rulemaking website: Go to <a href="https://www.regulations.gov">https://www.regulations.gov</a> and search for Docket ID NRC-2026-2311. Address
questions about Docket IDs in <a href="http://Regulations.gov">Regulations.gov</a> to Bridget Curran;
telephone: 301-415-1003; email: <a href="/cdn-cgi/l/email-protection#db99a9b2bfbcbeaff598aea9a9bab59bb5a9b8f5bcb4ad"><span class="__cf_email__" data-cfemail="2664544f42414352086553545447486648544508414950">[email protected]</span></a>. For technical
questions, contact the individual listed in the FOR FURTHER INFORMATION
CONTACT section of this document.
<bullet> Mail comments to: Office of Nuclear Material Safety and
Safeguards, Mail Stop: TWFN-5-A85, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, ATTN: Guidance and Publications Branch.
<bullet> Obtaining Information and Submitting Comments: Please
refer to Docket ID NRC-2026-2311 when contacting the NRC about the
availability of information for this action. The NRC encourages
electronic comment submission through the Federal rulemaking website
(<a href="https://www.regulations.gov">https://www.regulations.gov</a>). Please include Docket ID NRC-2026-2311
in your comment submission.
The NRC cautions you not to include identifying or contact
information that you do not want to be publicly disclosed in your
comment submission. The NRC will post all comment submissions at
<a href="https://www.regulations.gov">https://www.regulations.gov</a> as well as enter the
[[Page 63588]]
comment submissions into Agencywide Documents Access and Management
System (ADAMS). The NRC does not routinely edit comment submissions to
remove identifying or contact information.
If you are requesting or aggregating comments from others for
submission to the NRC, then you should inform them not to include
identifying or contact information that they do not want to be publicly
disclosed in their comment submission. Your request should state that
the NRC does not routinely edit comment submissions to remove such
information before making the comment submissions available to the
public or entering the comment into ADAMS. You may obtain publicly
available information related to this action by any of the following
methods:
<bullet> Federal Rulemaking Website: Go to <a href="https://www.regulations.gov">https://www.regulations.gov</a> and search for Docket ID NRC-2026-2311.
<bullet> ADAMS: You may obtain publicly available documents online
in the ADAMS Public Documents collection at <a href="https://www.nrc.gov/reading-rm/adams.html">https://www.nrc.gov/reading-rm/adams.html</a>. To begin the search, select ``Begin ADAMS Public
Search.'' For problems with ADAMS, please contact the NRC's Public
Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737,
or by email to <a href="/cdn-cgi/l/email-protection#bcecf8ee92eed9cfd3c9cedfd9fcd2cedf92dbd3ca"><span class="__cf_email__" data-cfemail="326276601c6057415d47405157725c40511c555d44">[email protected]</span></a>.
<bullet> NRC's PDR: The PDR, where you may examine and order copies
of publicly available documents, is open by appointment. To make an
appointment to visit the PDR, please send an email to
<a href="/cdn-cgi/l/email-protection#98c8dccab6cafdebf7edeafbfdd8f6eafbb6fff7ee"><span class="__cf_email__" data-cfemail="5e0e1a0c700c3b2d312b2c3d3b1e302c3d70393128">[email protected]</span></a> or call 1-800-397-4209 or 301-415-4737, between 8
a.m. and 4 p.m. eastern time (ET), Monday through Friday, except
Federal holidays.
FOR FURTHER INFORMATION CONTACT: Sally Hardy, Office of the Chief
Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001, telephone: 301-415-5607; email: <a href="/cdn-cgi/l/email-protection#54073538382d7a1c3526302d143a26377a333b22"><span class="__cf_email__" data-cfemail="792a181515005731180b1d0039170b1a571e160f">[email protected]</span></a>.
SUPPLEMENTARY INFORMATION: The NRC has conducted a comprehensive review
of 13 of its Privacy Act systems of records in accordance with the
Privacy Act of 1974 and OMB Circular A-108. As a result of this review,
the NRC is republishing all 13 SORNs. Eight SORNs include only minor or
administrative updates that do not meet the threshold for a new or
altered system, and one SORN is being republished without changes. Four
SORNs--NRC 27, NRC 36, NRC 39, and NRC 40--contain substantive
revisions that meet the criteria for an altered system of records and
are therefore being published for a 30-day public comment period.
The proposed updates modernize system descriptions, clarify
authorities, update system locations to reflect current organizational
structures and cloud environments, revise categories of records and
sources, and update administrative, technical, and physical safeguards.
The changes also ensure each SORN is in alignment with current NRC
operations, cybersecurity requirements, and applicable National
Archives and Records Administration records schedules.
A report on these revisions has been sent to OMB, the Committee on
Homeland Security and Governmental Affairs of U.S. Senate, and the
Committee on Oversight and Accountability of the U.S. House of
Representatives, as required by the Privacy Act.
If changes are made, based on the NRC's review of comments
received, the NRC will publish a subsequent notice.
The text of the report, in its entirety, is attached.
(Authority: 42 U.S.C. 2011 et seq.)
Dated: October 1, 2026.
For the Nuclear Regulatory Commission.
Garo Nalabandian,
Senior Agency Official for Privacy, Office of the Chief Information
Officer.
Attachment--U.S. Nuclear Regulatory Commission Privacy Act Systems of
Records
NRC Systems of Records
25 Oral History Program
26 Transit Subsidy Benefits Program
27 Radiation Exposure Information and Reporting System
33 Special Inquiry Records
35 Drug Testing Program Records
36 Employee Locator Records
37 Information Security Files and Associated Records
38 Mailing Lists
39 Personnel Security Files and Associated Records
40 Facility Security Access Control Records
44 Employee Fitness Center Records
45 Electronic Credentials for Personal Identity Verification
46 Health Emergency Records
These systems of records are maintained by the NRC and contain
personal information about individuals that is retrieved by an
individual's name or identifier.
The notice for each system of records states the name and location
of the record system, the authority for and manner of its operation,
the categories of individuals that it covers, the types of records that
it contains, the sources of information in those records, and the
routine uses of each system of records. Each notice also includes the
business address of the NRC official who will inform interested persons
of the procedures whereby they may gain access to and request amendment
of records pertaining to them.
The Privacy Act provides certain safeguards for an individual
against an invasion of personal privacy by requiring Federal agencies
to protect records contained in an agency system of records from
unauthorized disclosure and to ensure that information is current and
accurate for its intended use and that adequate safeguards are provided
to prevent misuse of such information.
SYSTEM NAME AND NUMBER:
Oral History Program--NRC 25.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of the Secretary, NRC, One White Flint North, 11555
Rockville Pike, Rockville, Maryland.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2161(b) and 44 U.S.C. 3301.
PURPOSE(S) OF THE SYSTEM:
Recorded interviews and transcribed scripts of interviews for
providing a history of the nuclear regulatory program.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who volunteer to be interviewed for the purpose of
providing information for a history of the nuclear regulatory program.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records consist of recorded interviews and, as needed, transcribed
scripts of the interviews.
RECORD SOURCE CATEGORIES:
Information in this system of records is obtained from interviews
granted on a voluntary basis to the Historian.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. For incorporation in publications on the history of the nuclear
regulatory program;
[[Page 63589]]
b. To provide information to historians and other researchers;
c. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
d. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Maintained on electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Information is accessed by the name of the interviewee.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Narrative Histories will be retained under NRC's approved schedule
found in the NUREG 0910 version 4 at 2.22.7.a(1): Record copy
maintained by the NRC Deputy Secretary. Permanent. Transfer to the
National Archives when 20 years old. (Paper records created before 4/1/
2000. ADAMS PDF files and TIFF files (2.22.7.a(4)) are cutoff at the
close of the fiscal year. Transfer to the National Archives 5 years
after cutoff.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Maintained on an access-restricted SharePoint page. Access to and
use of these records is limited to those authorized by the Historian or
a designee.
SYSTEM MANAGER(S):
Deputy Secretary, Office of the Secretary, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58780 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Transit Subsidy Benefits Program Records--NRC 26.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Facility, Logistics and Support Branch, Office of Administration,
NRC, Two White Flint North, 11545 Rockville Pike, Rockville, Maryland.
SYSTEM MANAGER(S):
Chief, Facility, Logistics and Support Branch, Division of
Facilities and Security, Office of Administration, U.S. Nuclear
Regulatory Commission, Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7905; 26 U.S.C. 132; 31 U.S.C. 3511; 41 CFR 102-74.210; 41
CFR subtitle F; 41 CFR 102-71.20; Executive Order (E.O.) 9397, as
amended by E.O. 13478; E.O. 13150.
PURPOSE(S) OF THE SYSTEM:
The information contained in this system is used to enroll
employees in the Transit Subsidy Program.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NRC employees who apply for subsidized mass transit costs.
CATEGORIES OF RECORDS IN THE SYSTEM:
The records consist of an individual's application to participate
in the program which includes, but is not limited to, the applicant's
name, home address, office telephone number, and information regarding
the employee's commuting schedule and mass transit system(s) used.
RECORD SOURCE CATEGORIES:
NRC employees.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To provide statistical reports to city, county, State, and
Federal government agencies;
b. To provide the basis for program approval and issue monthly
subsidies;
c. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
d. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
e. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
f. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
g. A record from this system of records may be disclosed as a
routine
[[Page 63590]]
use to appropriate agencies, entities, and persons when (1) the NRC
suspects or has confirmed that there has been a breach of the system of
records, (2) the NRC has determined that as a result of the suspected
or confirmed breach there is a risk of harm to individuals, the NRC
(including its information systems, programs, and operations), the
Federal Government, or national security; and (3) the disclosure made
to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
h. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Accessed by name and SmarTrip card.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained under the National Archives and Records
Administration's General Records Schedule 2.4: Employee Compensation
and Benefit Records, Item 130, Transportation subsidy program
administrative records. Destroy when 3 years old, but longer retention
is authorized if required for business use. Records are also retained
under General Records Schedule 2.4, item 131, Transportation subsidy
program individual case files. Destroy 2 years after employee
participation concludes, but longer retention is authorized if required
for business use.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Computer files are maintained on a hard drive, access to which is
password-protected. Access to and use of these records is limited to
those persons whose official duties require access.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58781 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Radiation Exposure Information and Reporting System (REIRS)
Records-NRC 27.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Oak Ridge Associated Universities (ORAU), Oak Ridge, Tennessee (or
current contractor facility).
SYSTEM MANAGER(S):
REIRS Project Manager, Radiation Protection Branch, Division of
Systems Analysis, Office of Nuclear Regulatory Research, U.S. Nuclear
Regulatory Commission, Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2051, 2073, 2093, 2095, 2111, 2133, 2134, and 2201(o); 10
CFR Parts 20 and 34; Executive Order (E.O.) 9397, as amended by E.O.
13478.
PURPOSE(S) OF THE SYSTEM:
REIRS serves as the central repository for all NRC radiation
exposure monitoring records that are recorded and reported pursuant to
part 20 of title 10 of the Code of Federal Regulations (10 CFR) and
Regulatory Guide 8.7. This central repository is used for the oversight
of radiation protection policies and practices at NRC-licensed
facilities.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals monitored for radiation exposure while employed by,
visiting, or temporarily assigned to certain NRC-licensed facilities;
individuals who are exposed to radiation or radioactive materials in
incidents required to be reported under 10 CFR 20.2201-20.2204 and
20.2206 by all NRC licensees; individuals who may have been exposed to
radiation or radioactive materials offsite from a facility, plant
installation, or other place of use of licensed materials, or in
unrestricted areas, as a result of an incident involving byproduct,
source, or special nuclear material.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records contain information relating to an individual's name,
sex, social security number, birth date, place and period/date of
exposure; name and license number of individual's employer; name and
number of licensees reporting the information; radiation doses or
estimates of exposure received during this period, type of radiation,
part(s) or organ(s) exposed, and radionuclide(s) involved.
RECORD SOURCE CATEGORIES:
Information in this system of records comes from licensees; the
subject individual; the individual's employer; the person in charge of
the facility where the individual has been assigned; NRC Form 5,
``Occupational Exposure Record for a Monitoring Period,'' or
equivalent; contractor reports; and Radiation Safety Officers.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To provide data to other Federal and State agencies involved in
monitoring and/or evaluating radiation exposure received by individuals
as enumerated in the paragraph ``Categories of individuals covered by
the system;''
b. To return data provided by licensee upon request;
c. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
[[Page 63591]]
d. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency to obtain
information relevant to an NRC decision concerning hiring or retaining
an employee, letting a contract, or issuing a security clearance,
license, grant, or other benefit;
e. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency requesting a
record that is relevant and necessary to its decision on a matter of
hiring or retaining an employee, issuing a security clearance,
reporting an investigation of an employee, letting a contract, or
issuing a license, grant, or other benefit;
f. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
g. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
h. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
i. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
j. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on paper and electronic media. The
electronic records maintained in Oak Ridge, TN, are in a centralized
database management system that is password protected. Backup tapes of
the database are generated and maintained at a secure, off-site
location for disaster recovery purposes. During the processing and data
entry, paper records are temporarily stored in designated business
offices that are locked when not in use and are accessible only to
authorized personnel. Upon completion of data entry and processing, the
paper records are stored in an offsite security storage facility
accessible only to authorized personnel.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are accessed by individual name, social security number,
date of birth, and/or by licensee name or number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records managed using REIRS are scheduled under NRC's NUREG-0910,
Revision 4. Transfer a copy of REIRS data to the National Archives and
Records Administration every 5 years (2.19.16). Retain Personnel
monitoring reports and personnel overexposure reports entered into
REIRS. Paper records are retained under 2.19.14.a(1). Destroy 2 years
after data are input into REIRS. ADAMS PDF files, TIFF files, ADAMS
document profiles, and ADAMS digital signature and concurrence data are
retained under 2.19.14.a(4) and are cut off at the end of the fiscal
year and destroyed 2 years after cutoff. Personnel monitoring reports
and personnel overexposure reports of which only selected data are
entered into REIRS, records are retained under 2.19.14.b(1). Cut off at
end of fiscal year. Transfer to National Archives and Records
Administration (NARA) when 20 years old.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Information maintained at ORAU is accessible by the Office of
Nuclear Regulatory Research (RES) and individuals that have been
authorized access by NRC, including all NRC Radiation Safety Officers
and ORAU employees that are directly involved in the REIRS project.
Reports received and reviewed by the NRC's RES, Office of Nuclear
Reactor Regulation (NRR), Office of Nuclear Material Safety and
Safeguards (NMSS), and Regional offices are in lockable file cabinets
and bookcases in secured buildings. A log is maintained of both
telephone and written requests for information.
The data maintained in the REIRS database are protected from
unauthorized access by several means. The database server resides in a
protected environment with physical security barriers under keycard
access control. Accounts authorizing access to the server and databases
are maintained by the ORAU REIRS system administrator. In addition,
ORAU maintains a computer security firewall that further restricts
access to the ORAU computer network. Authorization for access must be
approved by NRC, ORAU project management, and ORAU computer security.
Transmittal of data via the internet is protected by data encryption.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58782 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Special Inquiry Records--NRC 33.
SECURITY CLASSIFICATION:
Classified and Unclassified.
SYSTEM LOCATION:
Special Inquiry Group, NRC, One White Flint North, 11555 Rockville
Pike, Rockville, Maryland.
[[Page 63592]]
SYSTEM MANAGER(S):
Records Manager, Special Inquiry Group, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2051, 2052, 2201(c), (i), and (o).
PURPOSE(S) OF THE SYSTEM:
Investigation material for potential or actual concerns in
connection with investigations of accidents or incidents at nuclear
power plants or other nuclear facilities or involving nuclear
materials, or allegations regarding public health and safety.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals possessing information regarding or having knowledge of
matters of potential or actual concern to the Commission in connection
with the investigation of an accident or incident at a nuclear power
plant or other nuclear facility, or an incident involving nuclear
materials or an allegation regarding the public health and safety
related to the NRC's mission responsibilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system consists of an alphabetical index file bearing
individual names. The index provides access to associated records which
are arranged by subject matter, title, or identifying number(s) and/or
letter(s). The system incorporates the records of all Commission
correspondence, memoranda, audit reports and data, interviews,
questionnaires, legal papers, exhibits, investigative reports and data,
and other material relating to or developed as a result of the inquiry,
study, or investigation of an accident or incident.
RECORD SOURCE CATEGORIES:
The information in this system of records is obtained from sources
including, but not limited to, NRC officials and employees; Federal,
State, local, and foreign agencies; NRC licensees; nuclear reactor
vendors and architectural engineering firms; other organizations or
persons knowledgeable about the incident or activity under
investigation; and relevant NRC records.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To provide information relating to an item which has been
referred to the Commission or Special Inquiry Group for investigation
by an agency, group, organization, or individual. A record from this
system may be disclosed as a routine use to notify the referring
agency, group, organization, or individual of the status of the matter
or of any decision or determination that has been made;
b. To disclose a record as a routine use to a foreign country under
an international treaty or convention entered into and ratified by the
United States;
c. To provide records relating to the integrity and efficiency of
the Commission's operations and management. A record from this system
may be disseminated outside the Commission as part of the Commission's
responsibility to inform the Congress and the public about Commission
operations;
d. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
e. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency to obtain
information relevant to an NRC decision concerning hiring or retaining
an employee, letting a contract, or issuing a security clearance,
license, grant, or other benefit;
f. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
g. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
h. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants and those under contract
with the NRC on a ``need-to-know'' basis for a purpose within the scope
of the pertinent NRC task. This access will be granted to an NRC
contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
i. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
j. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on paper in file folders and electronic
media. Documents are maintained in secured vault facilities.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Accessed by name (author or recipient), corporate source, title of
document, subject matter, or other identifying document or control
number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Permanent Records retained as General Program Correspondence Files
(Subject Files) at the Office Director Level are scheduled under NUREG
0910 rev 4-2.18.5.a(1). Cut off at close of fiscal year. Transfer to
the National Archives and Records Administration when 20 years old.
Permanent Nuclear Power Plant Docket Files are scheduled
[[Page 63593]]
under NUREG 0910 Rev 4-2.18.11.a(1). Cut off files upon license
termination following completion of decommissioning procedure. Closing
date is the termination date following completion of decommissioning
procedure. Transfer to the National Archives and Records Administration
20 years after termination of license.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are located in locking filing cabinets or safes in a
secured facility and are available only to authorized personnel whose
duties require access.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.'' Information classified under
Executive Order 12958 will not be disclosed. Information received in
confidence will not be disclosed to the extent that disclosure would
reveal a confidential source.
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(1), (k)(2), and (k)(5), the Commission
has exempted portions of this system of records from 5 U.S.C.
552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f).
HISTORY:
89 FR 58786 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Drug Testing Program Records--NRC 35.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Division of Facilities and Security, Office of Administration, NRC,
Two White Flint North, 11545 Rockville Pike, Rockville, Maryland.
SYSTEM MANAGER(S):
Director, Division of Facilities and Security, Office of
Administration, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C 7301; 5 U.S.C. 7361-7363; 42 U.S.C. 2165; 42 U.S.C. 290dd;
Executive Order (E.O.) 12564; 9397, as amended by E.O. 13478.
PURPOSE(S) OF THE SYSTEM:
This record system will maintain information gathered by and in the
possession of NRC Drug Testing Program, used in verifying positive test
results for illegal use of controlled substances, as well as collecting
and maintaining evidence of possession, distribution, or trafficking of
controlled substances.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NRC employees, applicants, consultants, licensees, and contractors.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records contain information regarding the drug testing
program; requests for and results of initial, confirmatory and follow-
up testing, if appropriate; additional information supplied by NRC
employees, employment applicants, consultants, licensees, or
contractors in challenge to positive test results; and written
statements or medical evaluations of attending physicians and/or
information regarding prescription or nonprescription drugs.
RECORD SOURCE CATEGORIES:
NRC employees, employment applicants, consultants, licensees, and
contractors who have been identified for drug testing who have been
tested; physicians making statements regarding medical evaluations and/
or authorized prescriptions for drugs; NRC contractors for processing
including, but not limited to, specimen collection, laboratories for
analysis, and medical evaluations; and NRC staff administering the drug
testing program to ensure the achievement of a drug-free workplace.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To identify substance abusers within the agency;
b. To initiate counseling and/or rehabilitation programs;
c. To take personnel actions;
d. To take personnel security actions;
e. For statistical reporting purposes. Statistical reporting will
not include personally identifiable information;
f. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
g. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
h. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on paper and electronic media. Specimens are
maintained in appropriate environments.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are indexed and accessed by name, social security number,
testing position number, specimen number, drug testing laboratory
accession number, or a combination thereof.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Employee drug test plans, procedures, and scheduling records are
retained under the National Archives and
[[Page 63594]]
Records Administration's General Records Schedule 2.7: Employee Health
and Safety Records, item 100. Destroy when 3 years old or when
superseded or obsolete. Employee drug test acknowledgement of notice
forms are retained under General Records Schedule 2.7, item 110.
Destroy when employee separates from testing-designated position.
Employee drug testing specimen records are retained under General
Records Schedule 2.7, item 120. Destroy 3 years after date of last
entry or when 3 years old, whichever is later. Employee drug test
results (Positive Results) are retained under General Records Schedule
2.7, item 130. Destroy when employee leaves agency or when 3 years old,
whichever is later. Employee drug test results (Negative results) are
retained under General Records Schedule 2.7, item 131. Destroy when 3
years old.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Records in use are protected to ensure that access is limited to
those persons whose official duties require such access. Unattended
records are maintained in NRC-controlled space in locked offices,
locked desk drawers, or locked file cabinets. Stand-alone and network
processing systems are password protected and removable media is stored
in locked offices, locked desk drawers, or locked file cabinets when
unattended. Network processing systems have roles and responsibilities
protection and system security plans. Records at laboratory,
collection, and evaluation facilities are stored with appropriate
security measures to control and limit access to those persons whose
official duties require such access.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(5), the Commission has exempted
portions of this system of records from 5 U.S.C. 552a(c)(3), (d),
(e)(1), (e)(4)(G), (H), and (I), and (f)
HISTORY:
89 FR 58787 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Employee Locator Records--NRC 36.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Records are maintained in a Federal Risk and Authorization
Management Program (FedRAMP)-authorized cloud environment hosted by
Amazon Web Services (AWS) within U.S. regions. System infrastructure is
located in AWS U.S. East and U.S. West regions. Supporting system
administration and operational activities may occur at contractor
facilities in Vienna, Virginia, and Pasadena, California.
SYSTEM MANAGER(S):
Branch Chief, Security Operations Branch, Cyber and Information
Security Division, Office of the Chief Information Officer, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 3101, 3301; Executive Order (E.O.) 9397, as amended by
E.O. 13478; and E.O. 12656.
PURPOSE(S) OF THE SYSTEM:
The purpose of this system is to provide a platform for the NRC to
notify employees and contractors of important events such as office or
building closures, weather-related events, or other emergencies
requiring notification. The system also supports personnel
accountability during emergencies by allowing employees and contractors
to report their status in response to system notifications.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NRC employees and contractors.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records include, but are not limited to, an individual's
name, home address, personal email address, office organization and
location (building, room number, mail stop), telephone number (home,
business, and cell), person to be notified in case of emergency (name,
address, telephone number), and other related records.
RECORD SOURCE CATEGORIES:
Individual on whom the record is maintained; Enterprise Identity
Hub (EIH), and other related records.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To contact the subject individual's designated emergency contact
in the case of an emergency;
b. To contact the subject individual regarding matters of official
business;
c. To maintain the agency telephone directory (accessible from
<a href="http://www.nrc.gov">www.nrc.gov</a>);
d. For internal agency mail services;
e. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
f. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
g. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
h. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records
[[Page 63595]]
is reasonably necessary to assist the recipient agency or entity in (1)
responding to a suspected or confirmed breach or (2) preventing,
minimizing, or remedying the risk of harm to individuals, the recipient
agency or entity (including its information systems, programs, and
operations), the Federal Government, or national security, resulting
from a suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Information is accessed by name.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Mail, printing, and telecommunication service control records are
retained under the National Archives and Records Administration's
General Records Schedule 5.5: Mail, Printing, and Telecommunications
Service Management Records, item 020. Destroy when 1 year old or when
superseded or obsolete, whichever is applicable, but longer retention
is authorized if required for business use. Customer/client records are
retained under General Records Schedule 6.5: Public Customer Service
Records, item 020. Destroy when superseded, obsolete, or when customer
requests the agency to remove the records.
Administrative records maintained in any agency office are retained
under General Records Schedule 5.1: Common Office Records, item 010.
Destroy when business use ceases.
Employee emergency contact information records are retained under
the National Archives General Records Schedule 5.3 item 020. Destroy
when superseded or obsolete, or upon separation or transfer of
employee. These records are used to account for and maintain
communication with personnel during emergencies, office dismissal, and
closure situations.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Electronic records are protected by password controls and multi-
factor authentication. Access to, and use of, these records is limited
to authorized individuals whose official duties require such access.
Administrative, technical, and physical safeguards are implemented to
protect records from unauthorized access, use, or disclosure.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58788 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Information Security Files and Associated Records--NRC 37.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Division of Security Operations, Office of Nuclear Security and
Incident Response, NRC, One White Flint North, 11555 Rockville Pike,
Rockville, Maryland.
SYSTEM MANAGER(S):
Director, Division of Security Operations, Office of Nuclear
Security and Incident Response, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2161-2169 and 2201(i); Executive Order 13526; 10 CFR part
95.
PURPOSE(S) OF THE SYSTEM:
Keep track of NRC employees, contractors, consultants, licensees,
and other cleared persons who have been granted classification
authority.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals include present and former NRC employees, contractors,
consultants, licensees, and other cleared persons.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records include information regarding:
a. Personnel who are authorized access to specified levels,
categories and types of information, the approving authority, and
related documents; and
b. Names of individuals who classify and/or declassify documents
(e.g., for the protection of Classified National Security Information
and Restricted Data).
RECORD SOURCE CATEGORIES:
NRC employees, contractors, consultants, and licensees.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To prepare statistical reports for the Information Security
Oversight Office;
b. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
c. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency to obtain
information relevant to an NRC decision concerning hiring or retaining
an employee, letting a contract, or issuing a security clearance,
license, grant or other benefit;
d. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency requesting a
record that is relevant and necessary to its decision on a matter of
hiring or retaining an employee, issuing a security clearance,
reporting an investigation of an employee, letting a contract, or
issuing a license, grant, or other benefit;
e. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
f. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
g. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants,
[[Page 63596]]
and those under contract with the NRC on a ``need-to-know'' basis for a
purpose within the scope of the pertinent NRC task. This access will be
granted to an NRC contractor or employee of such contractor by a system
manager only after satisfactory justification has been provided to the
system manager;
h. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
i. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Accessed by name and/or assigned number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained under the National Archives and Records
Administration's, General Records Schedule 4.2: Information Access and
Protection Records. Freedom of Information Act (FOIA), Privacy Act
(PA), and classified administrative records are retained under General
Records Schedule 4.2, item 001. Destroy when 3 years old, but longer
retention is authorized if needed for business use. Information access
and protection tracking and control records are retained under General
Records Schedule 4.2, item 030. Destroy 2 years after last form entry,
reply, or submission; or when associated documents are declassified or
destroyed; or when authorization expires; whichever is appropriate.
Longer retention is authorized if required for business use. Access
control records are retained under General Records Schedule 4.2, item
031. Destroy when superseded or obsolete, but longer retention is
authorized if required for business use. Accounting for and control of
access to classified and controlled unclassified records and records
requested under FOIA, PA and Mandatory Declassification Review are
retained under General Records Schedule 4.2, item 040. Destroy or
delete 5 years after date of last entry, final adjudication by courts,
or final action by agency (such as downgrading, transfer, or
destruction of related classified documents, or release of information
from controlled unclassified status), as may apply, whichever is later;
but longer retention is authorized if required for business use.
Classified information nondisclosure agreements which are
maintained separately from the individual's official personnel folder
are retained under the National Archives and Records Administration's
General Records Schedule 4.2 item 121. Destroy records when 50 years
old.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Information maintained in locked buildings, containers, or security
areas under guard and/or alarm protection, as appropriate. Records are
processed only on systems approved for processing classified
information or accessible through password protected systems for
unclassified information. The classified systems are stand-alone
systems located within secure facilities or with removable hard drives
that are either stored in locked security containers or in alarmed
vaults cleared for open storage of TOP SECRET information.
CONTESTING RECORD PROCEDURE:
Same as ``Notification procedures.''
RECORD ACCESS PROCEDURE:
Same as ``Notification procedures.'' Some information is classified
under Executive Order 13526 and will not be disclosed. Other
information has been received in confidence and will not be disclosed
to the extent that disclosure would reveal a confidential source.
NOTIFICATION PROCEDURE:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(1) and (k)(5), the Commission has
exempted portions of this system of records from 5 U.S.C. 552a(c)(3),
(d), (e)(1), (e)(4), (G), (H), and (I), and (f).
HISTORY:
89 FR 58789 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Mailing Lists--NRC 38.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Facilities, Logistics and Support Branch, Division of Facilities
and Security, Office of Administration, NRC, 11545 Rockville Pike,
Rockville, Maryland.
SYSTEM MANAGER(S):
Facilities, Logistics and Support Branch, Division of Facilities
and Security, Office of Administration, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 3101, 3301.
PURPOSE(S) OF THE SYSTEM:
The system is maintained for the purpose of mailing informational
literature or responses to those who request it; maintaining lists of
individuals who attend meetings; and for other purposes for which
mailing or contact lists may be created.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals, including NRC staff, with an interest in receiving
information from the NRC.
CATEGORIES OF RECORDS IN THE SYSTEM:
Mailing lists include an individual's name and address; and title,
occupation, and institutional affiliation, when applicable.
RECORD SOURCE CATEGORIES:
NRC staff, NRC licensees, and individuals expressing an interest in
NRC activities and publications.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection
[[Page 63597]]
(b) of the Privacy Act, the NRC may disclose information contained in
this system of records without the consent of the subject individual if
the disclosure is compatible with the purpose for which the record was
collected under the following routine uses:
a. A record from this system of records may be disclosed as a
routine use for distribution of documents to persons and organizations
listed on the mailing list;
b. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
c. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
d. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records maintained on paper and electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are accessed by company name, individual name, or file code
identification number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Customer/client records are retained under the National Archives
and Records Administration's General Records Schedule 6.5: Public
Customer Service Records, Item 020. Delete when superseded, obsolete,
or when customer requests the agency to remove the records.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to and use of these records is limited to those persons
whose official duties require such access.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58791 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Personnel Security Files and Associated Records--NRC 39.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Division of Facilities and Security, Office of Administration, NRC,
Two White Flint North, Rockville, Maryland.
SYSTEM MANAGER(S):
Director, Division of Facilities and Security, Office of
Administration, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2011 et seq.; 42 U.S.C. 2165, 2201(i), 2201a, and 2284;
42 U.S.C. 5801 et seq.; Executive Order (E.O.) 9397, as amended by E.O.
13478; E.O. 10450, as amended; E.O. 10865, as amended; E.O. 13467; E.O.
13526; E.O. 13587; 10 CFR Parts 10, 11, 25, 50, 73, 95; OMB Circular
No. A-130, Revised; 5 CFR parts 731, 732, and authorities cited
therein.
PURPOSE(S) OF THE SYSTEM:
This record system will maintain information gathered by and in the
possession of the NRC Division of Facilities and Security to maintain
the NRC's Personnel Security and Insider Threat programs.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Persons including NRC employees, employment applicants,
consultants, contractors, and licensees; other Government agency
personnel, other persons who have been considered for an access
authorization, special nuclear material access authorization,
unescorted access to NRC buildings or nuclear power plants, NRC
building access, access to Federal automated information systems or
data, and actual or suspected violators of laws administered by NRC.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records contain information about individuals, which
includes, but is not limited to, their name(s), address, date and place
of birth, social security number, identifying information, citizenship,
residence history, employment history, military history, financial
history, foreign travel, foreign contacts, education, spouse/cohabitant
and relatives, personal references, organizational membership, medical,
fingerprints, criminal record, and security clearance history. These
records also contain copies of personnel security investigative reports
from other Federal agencies, summaries of investigative reports,
results of Federal agency indices and database checks, records
necessary for participation in the criminal history program, reports of
personnel security interviews, clearance actions information (e.g.,
grants and terminations), access approval/disapproval actions related
to NRC building access or unescorted access to nuclear plants, or
access to Federal automated information systems or data, violations of
laws, reports of security infraction, insider threat program inquiry
records including analysis, results, referrals, and/or mitigation
actions, and other related personnel security processing documents.
RECORD SOURCE CATEGORIES:
NRC applicants, employees, contractors, consultants, licensees,
visitors and others, as well as information furnished by other
Government agencies or their contractors.
[[Page 63598]]
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
Information in these records may be used by the Division of
Facilities and Security and on a need-to-know basis by appropriate NRC
officials, Hearing Examiners, Personnel Security Review Panel members,
Office of Personnel Management, Central Intelligence Agency, Office of
the Director of National intelligence, and other Federal agencies under
the following routine uses:
a. To determine clearance or access authorization eligibility;
b. To determine eligibility for access to NRC buildings or access
to Federal automated information systems or data;
c. To certify clearance or access authorization;
d. To maintain the NRC personnel security program, including the
Insider Threat Program;
e. To provide licensees information needed for unescorted access or
access to safeguards information determinations;
f. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
g. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency to obtain
information relevant to an NRC decision concerning hiring or retaining
an employee, letting a contract, or issuing a security clearance,
license, grant or other benefit;
h. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency requesting a
record that is relevant and necessary to its decision on a matter of
hiring or retaining an employee, issuing a security clearance,
reporting an investigation of an employee, letting a contract, or
issuing a license, grant, or other benefit;
i. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
j. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
k. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
l. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
m. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records maintained on paper, tapes, and electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Indexed and accessed by name, social security number, docket
number, or a combination thereof.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Security administrative records are retained under the National
Archives and Records Administration's General Records Schedule 5.6:
Security Records, Item 010. Destroy when 3 years old, but longer
retention is authorized if required for business use. Visitor
processing records in areas requiring highest level security awareness
are retained under General Records Schedule 5.6, item 110. Destroy when
5 years old, but longer retention is authorized if required for
business use. Visitor processing records in all other facility security
areas are retained under General Records Schedule 5.6, item 111.
Destroy when 2 years old, but longer retention is authorized if
required for business use. Personnel security and access clearance
records of people issued clearances are retained under General Records
Schedule 5.6, item 181. Destroy 5 years after employee or contractor
relationship ends, but longer retention is authorized if required for
business use. Indexes to the personnel security case files are retained
according to General Records Schedule 5.6 item 190 and destroyed when
superseded or obsolete.
Insider threat inquiry records are retained according to General
Records Schedule 5.6 item 220 and destroyed 25 years after close of
inquiry, but longer retention is authorized if required for business
use.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Records in use are protected to ensure that access is limited to
those persons whose official duties require such access. Unattended
records are maintained in NRC-controlled space in locked offices,
locked desk drawers, or locked file cabinets.
Mass storage of records is protected when unattended by a
combination lock and alarm system. Unattended classified records are
protected in appropriate security containers in accordance with
Management Directive 12.1.
NOTIFICATION PROCEDURE:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
RECORD ACCESS PROCEDURE:
Same as ``Notification procedures.'' Some information is classified
under Executive Order 12958 and will not be disclosed. Other
information has been received in confidence and will not be
[[Page 63599]]
disclosed to the extent the disclosure would reveal a confidential
source.
CONTESTING RECORD PROCEDURE:
Same as ``Notification procedures.''
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(1), (k)(2), and (k)(5), the Commission
has exempted portions of this system of records from 5 U.S.C.
552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f).
HISTORY:
89 FR 58792 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Facility Security Access Control Records--NRC 40.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Division of Facilities and Security, Office of Administration, NRC,
Two White Flint North, 11545 Rockville Pike, Rockville, Maryland.
SYSTEM MANAGER(S):
Director, Division of Facilities and Security, Office of
Administration, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2165-2169 and 2201; Executive Order (E.O.) 9397, as
amended by E.O. 13478; E.O. 13462, as amended by E.O. 13516.
PURPOSE(S) OF THE SYSTEM:
Tracking NRC personal identification badges issued for access to
NRC-controlled space and approved visitors to the NRC.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former NRC employees, consultants, contractors, other
Government agency personnel, and approved visitors.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system includes information regarding: (1) NRC personal
identification badges issued for continued access to NRC-controlled
space; and (2) records regarding visitors to NRC. The records include,
but are not limited to, an individual's name, electronic image, badge
number, citizenship, employer, purpose of visit, person visited, date
and time of visit, and other information contained on Government issued
credentials.
RECORD SOURCE CATEGORIES:
Sources of information include NRC employees, contractors,
consultants, employees of other Government agencies, and visitors.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To control access to NRC classified information and to NRC
spaces by human or electronic means;
b. Information (identification badge) may also be used for tracking
applications within the NRC for other than security access purposes;
c. The electronic image used for the NRC employee personal
identification badge may be used for other than security purposes only
with the written consent of the subject individual;
d. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
e. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency to obtain
information relevant to an NRC decision concerning hiring or retaining
an employee, letting a contract, or issuing a security clearance,
license, grant or other benefit;
f. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency requesting a
record that is relevant and necessary to its decision on a matter of
hiring or retaining an employee, issuing a security clearance,
reporting an investigation of an employee, letting a contract, or
issuing a license, grant, or other benefit;
g. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
h. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
i. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
j. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
k. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on paper and electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Information is indexed and accessed by individual's name,
identification badge number, employer's name, date of visit, or
sponsor's name.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
The National Archives and Records Administration (NARA) General
Records Schedule (GRS) 5.6, Security
[[Page 63600]]
Management Records establishes retention requirements for visitor
processing records and related security indexes. Visitor processing
records for areas requiring the highest level of security awareness,
including spaces designated by the Interagency Security Committee (ISC)
as Facility Security Level (FSL) V, are covered under GRS 5.6, item 110
and are temporary records authorized for destruction when 5 years old,
unless a longer retention period is required for business use. Visitor
processing records for all other facility security areas, including
those designated by ISC as FSL I through IV, are covered under GRS 5.6,
item 111 and are temporary records authorized for destruction when 2
years old, unless longer retention is required for business use.
Indexes to personnel security case files are covered under GRS 5.6,
item 190 and are temporary records authorized for destruction when
superseded or obsolete. The NARA GRS 5.6, Security Management Records
establishes retention requirements for routine facility security
operations, credentialing records, and personnel security investigative
documentation. Facility security management operations records are
covered under GRS 5.6, item 090 and are temporary records authorized
for destruction when 30 days old, unless longer retention is required
for business use. Records associated with personal identification
credentials and cards, including application and activation records,
are covered under GRS 5.6, item 120 and are temporary records
authorized for destruction 6 years after the end of an employee or
contractor's tenure, unless a longer retention period is required for
business use. Personal identification cards are covered under GRS 5.6,
item 121 and are temporary records authorized for destruction after
expiration, confiscation, or return. Personnel suitability and
eligibility investigative reports are covered under GRS 5.6, item 170
and are temporary records authorized for destruction in accordance with
the investigating agency's instructions. Reports and records created by
agencies conducting investigations under delegated investigative
authority are covered under GRS 5.6, item 171 and are temporary records
authorized for destruction in accordance with the applicable delegated
authority agreement or memorandum of understanding.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
All records are maintained in NRC-controlled space that is secured
after normal duty hours or a security area under guard presence in a
locked security container/vault. There is an approved security plan
which identifies the physical protective measures and access controls
(i.e., passwords and software design limiting access based on each
individual's role and responsibilities relative to the system) specific
to each system.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58793 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Employee Fitness Center Records--NRC 44.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Fitness Center, NRC, Two White Flint North, 11545 Rockville Pike,
Rockville, Maryland.
SYSTEM MANAGER(S):
Office of Chief Human Capital Officer Contracting Officer
Representative, Office of the Chief Human Capital Officer, U.S. Nuclear
Regulatory Commission, Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7901; Executive Order (E.O.) 9397, as amended by E.O.
13478.
PURPOSE(S) OF THE SYSTEM:
Maintaining membership for the NRC Fitness Center.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NRC employees who apply for membership at the Fitness Center,
including current and former members.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system includes applications to participate in NRC's Fitness
Center, information on an individual's degree of physical fitness and
their fitness activities and goals; and various forms, memoranda, and
correspondence related to Fitness Facilities membership and financial/
payment matters. Specific information contained in the application for
membership includes the employee applicant's name, gender, age, badge
id, height, weight, and medical information, including a history of
certain medical conditions; the name of the individual's personal
physician and any prescription or over-the-counter drugs taken on a
regular basis; and the name and address of a person to be notified in
case of emergency.
RECORD SOURCE CATEGORIES:
Information in this system of records is principally obtained from
the subject individual. Other sources of information include, but are
not limited to, the NRC Fitness Center Director, staff physicians
retained by the NRC, and the individual's personal physicians.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the subject
individual if the disclosure is compatible with the purpose for which
the record was collected under the following routine uses:
a. To the individual listed as an emergency contact, in the event
of an emergency;
b. To the National Archives and Records Administration or to the
General Services Administration for records management inspections
conducted under 44 U.S.C. 2904 or 2906;
c. A record from this system of records which indicates a violation
of civil or criminal law, regulation or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
d. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency to obtain
information relevant to an NRC decision concerning hiring or retaining
an employee, letting a contract, or issuing a security clearance,
license, grant or other benefit;
[[Page 63601]]
e. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency requesting a
record that is relevant and necessary to its decision on a matter of
hiring or retaining an employee, issuing a security clearance,
reporting an investigation of an employee, letting a contract, or
issuing a license, grant, or other benefit;
f. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
g. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
h. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
i. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
j. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on paper and electronic media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Information is indexed and accessed by an individual's name and/or
NRC Badge ID number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Fitness Center records are retained according to the National
Archives and Records Administration's General Records Schedule 2.7:
Employee Health and Safety Records, item 080, Non-occupational health
and wellness program records. Destroy 3 years after the project/
activity or transaction is completed or superseded, but longer
retention is authorized if needed for business use.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Records are maintained in a building where access is controlled by
a security guard force. Access to the Fitness Center is controlled by
keycard and bar code verification. Records in paper form are stored
alphabetically by individuals' names in lockable file cabinets
maintained in the NRC where access to the records is limited to agency
and Fitness Center personnel whose duties require access. The records
are under visual control during duty hours. Electronic records are
protected by screen saver. Access to electronic data requires use of
proper password and user identification codes. Only authorized
personnel have access to areas in which information is stored.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58798 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Electronic Credentials for Personal Identity Verification-NRC 45.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of the Chief Information Officer, NRC, White Flint North
Complex, 11555 Rockville Pike, Rockville, Maryland, and current
contractor facility.
SYSTEM MANAGER(S):
Director, Solutions Development and Operations Division, Office of
the Chief Information Officer, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 42 U.S.C. 2165 and 2201(i); 44 U.S.C. 3501, 3504;
Electronic Government Act of 2002, 44 U.S.C. chapter 36; Homeland
Security Presidential Directive 12 (HSPD-12), Policy for a Common
Identification Standard for Federal Employees and Contractors, August
27, 2004; Executive Order (E.O.) 9397, as amended by E.O. 13478.
PURPOSE(S) OF THE SYSTEM:
Track and control Personal Identity Verification (PIV) cards issued
to persons entering and exiting the NRC facilities or using NRC
systems; and verify that all person entering federal facilities, using
Federal information resources, are authorized to do so.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered are persons who have applied for the issuance
of electronic credentials for signature, encryption, and/or
authentication purposes; have had their credentials renewed, replaced,
suspended, revoked, or denied; have used their credentials to
electronically make contact with, retrieve information from, or submit
information to an automated information system; or have corresponded
with NRC or its contractor concerning digital services.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system contains information needed to establish and verify the
identity of users, to maintain the system, and to establish
accountability and audit controls. System records may include: (a)
applications for the issuance, amendment, renewal, replacement, or
revocation of electronic
[[Page 63602]]
credentials, including evidence provided by applicants or proof of
identity and authority, and sources used to verify an applicant's
identity and authority; (b) credentials issued; (c) credentials denied,
suspended, or revoked, including reasons for denial, suspension, or
revocation; (d) a list of currently valid credentials; (e) a list of
currently invalid credentials; (f) a record of validation transactions
attempted with electronic credentials; and (g) a record of validation
transactions completed with electronic credentials.
RECORD SOURCE CATEGORIES:
The sources for information are the individuals who apply for
electronic credentials, the NRC and contractors using multiple sources
to verify identities, and internal system transactions designed to
gather and maintain data needed to manage and evaluate the electronic
credentials program.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, the NRC may disclose information contained in this
system of records without the consent of the subject individual if the
disclosure is compatible with the purpose for which the record was
collected under the following routine uses:
a. To agency electronic credential program contractors to compile
and maintain documentation on applicants for verifying applicants'
identity and authority to access information system applications; to
establish and maintain documentation on information sources for
verifying applicants' identities; to ensure proper management, data
accuracy, and evaluation of the system;
b. To Federal authorities to determine the validity of subscriber
digital certificates and other identity attributes;
c. To the National Archives and Records Administration (NARA) for
records management purposes;
d. To a public data repository (only name, email address,
organization, and public key) to facilitate secure communications using
digital certificates;
e. A record from this system of records which indicates a violation
of civil or criminal law, regulation, or order may be referred as a
routine use to a Federal, State, local, or foreign agency that has
authority to investigate, enforce, implement, or prosecute such laws.
Further, a record from this system of records may be disclosed for
civil or criminal law or regulatory enforcement purposes to another
agency in response to a written request from that agency's head or an
official who has been delegated such authority;
f. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency to obtain
information relevant to an NRC decision concerning hiring or retaining
an employee, letting a contract, or issuing a security clearance,
license, grant or other benefit;
g. A record from this system of records may be disclosed as a
routine use to a Federal, State, local, or foreign agency requesting a
record that is relevant and necessary to its decision on a matter of
hiring or retaining an employee, issuing a security clearance,
reporting an investigation of an employee, letting a contract, or
issuing a license, grant, or other benefit;
h. A record from this system of records may be disclosed as a
routine use in the course of discovery; in presenting evidence to a
court, magistrate, administrative tribunal, or grand jury or pursuant
to a qualifying order from any of those; in alternative dispute
resolution proceedings, such as arbitration or mediation; or in the
course of settlement negotiations;
i. A record from this system of records may be disclosed as a
routine use to a Congressional office from the record of an individual
in response to an inquiry from the Congressional office made at the
request of that individual;
j. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for a purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager;
k. A record from this system of records may be disclosed as a
routine use to appropriate agencies, entities, and persons when (1) the
NRC suspects or has confirmed that there has been a breach of the
system of records, (2) the NRC has determined that as a result of the
suspected or confirmed breach there is a risk of harm to individuals,
the NRC (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with NRC efforts to respond to the suspected or
confirmed breach or to prevent, minimize, or remedy such harm; and
l. A record from this system of records may be disclosed as a
routine use to another Federal agency or Federal entity, when the NRC
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are stored electronically.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are retrievable by an individual's name, email address,
certificate status, certificate number or credential number,
certificate issuance date, or approval role.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained under the National Archives and Records
Administration's, General Records Schedule 5.6: Security Records.
Application and activation records for personal identification
credentials and cards are retained under General Records Schedule 5.6,
item 120. Destroy 6 years after the end of an employee or contractor's
tenure, but longer retention is authorized if required for business
use. Personnel identification cards are retained under General Records
Schedule 5.6, item 121. Destroy after expiration, confiscation, or
return. Local facility identification and card access records are
retained under General Records Schedule 5.6, item 130. Destroy upon
immediate collection once the temporary credential or card is returned
for potential reissuance due to nearing expiration or not to exceed 6
months from time of issuance or when individual no longer requires
access, whichever is sooner, but longer retention is authorized if
required for business use.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Technical, administrative, and personnel security measures are
implemented to ensure confidentiality, integrity, and availability of
the system data stored, processed, and transmitted. Electronic records
are, at a minimum, password protected. Access to and use of these
records is limited to those
[[Page 63603]]
individuals whose official duties require access.
RECORD ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act or Privacy Act Officer, Office of the Chief Information
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001,
and comply with the procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMS FOR THE SYSTEM:
None.
HISTORY:
89 FR 58799 (July 19, 2024).
SYSTEM NAME AND NUMBER:
Health Emergency Records--NRC 46.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Headquarters, 11555 Rockville Pike, Rockville, Maryland. Records
may be maintained at all locations at which the NRC, or contractors on
behalf of the NRC, operate or at which NRC operations are supported.
SYSTEM MANAGER(S):
Chief Human Capital Officer, Office of the Chief Human Capital
Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Workforce safety Federal requirements, which include: the
Occupational Safety and Health Act of 1970; Executive Order 12196; and
5 U.S.C. 7902, ``Safety programs.'' Federal laws that authorize the NRC
to create and maintain Federal records of agency activities, which
include: 44 U.S.C. 3101; the Religious Freedom Restoration Act of 1993,
42 U.S.C. Chapter 21B; Title VII of the Civil Rights Act of 1964, as
amended, 42 U.S.C. 2000e; and the Rehabilitation Act of 1973, as
amended, 29 U.S.C. 701 et seq.
Authorities addressing the federal government's preparation for,
and response to, public health threats, including the PREVENT Pandemics
Act, 42 U.S.C. 300hh-3; and Executive Order 13987, ``Organizing and
Mobilizing the United States Government to Provide a Unified and
Effective Response to Combat COVID-19 and to Provide United States
Leadership on Global Health and Security.''
PURPOSE(S) OF THE SYSTEM:
Maintaining records necessary and relevant to NRC activities
responding to and mitigating high-consequence public health threats.
Records may include, but are not limited to, those applicable health
related records needed to understand the impact of an illness or
disease on the NRC workforce or to assist the NRC in protecting its
workforce from a declared public health emergency, pandemic, or other
high-consequence public health threat, including records submitted by
NRC personnel or by the lawful representative of such personnel.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NRC employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records maintained in this system may include:
A. Full name, NRC employee ID number; telephone number, worksite,
email address, supervisor's name, address and contact information.
C. Other information about the individual directly related to the
disease or illness (e.g., testing results/information, symptoms,
treatments, source of exposure, or other applicable health related
information).
D. Appointment scheduling information, including the date, time,
and location of a scheduled appointment.
E. Medical screening information, including the individual's name,
date of birth, age, category of employment, current medical status,
related medical history, and any relevant medical history.
RECORD SOURCE CATEGORIES:
Records may be obtained from NRC employees or their representative
who may provide relevant information on a suspected or confirmed
disease or illness, or the prevention of such disease or illness, which
is the subject of a high-consequence public health threat.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to the other types of disclosures permitted under
subsection (b) of the Privacy Act, the NRC may disclose information
contained in this system of records without the consent of the persons
or entities mentioned herein if the disclosure is compatible with the
purpose for which the record was collected under the following routine
uses:
A. To appropriate medical facilities, or Federal, State, local,
Tribal, territorial or foreign government agencies, to the extent
permitted by law, for the purpose of protecting the vital interests of
individual(s), including to assist the United States Government in
responding to or mitigating high-consequence public health threats.
B. To determine eligibility for access to NRC buildings, NRC
licensee facilities or sites, or other Federal facilities.
C. To provide licensees information needed for unescorted access or
access to the licensee's facility or facilities.
D. Where a record, either alone or in conjunction with other
information, indicates a violation or potential violation of law--
criminal, civil, or regulatory in nature--the relevant records may be
referred to the appropriate Federal, State, local, territorial, Tribal,
or foreign law enforcement authority or other appropriate entity
charged with the responsibility for investigating or prosecuting such
violation or charged with enforcing or implementing such law.
E. In an appropriate proceeding before a court, grand jury, or
administrative or adjudicative body, when the NRC determines that the
records are arguably relevant to its proceeding; or in an appropriate
proceeding before an administrative or adjudicative body when the
adjudicator determines the records to be relevant to the proceeding.
F. To contractors, grantees, experts, consultants, students, and
others performing or working on a contract, service, grant, cooperative
agreement, or other assignment for the Federal Government, when
necessary to accomplish an NRC function related to this system of
records.
G. A record on an employee from this system of records may be
disclosed as a routine use to a Federal, State, local, territorial,
Tribal, or foreign agency requesting a record that is relevant and
necessary to its decision on a matter of hiring or retaining an
employee, issuing a security clearance, reporting an investigation of
that individual, letting a contract, or issuing a license, grant, or
other benefit.
H. A record on an employee from this system of records may be
disclosed as a routine use to a Congressional office in response to an
inquiry from the Congressional office made at the request of that
individual.
I. To the National Archives and Records Administration for purposes
of records management inspections conducted under the authority of 44
U.S.C. 2904 and 2906.
[[Page 63604]]
J. To appropriate agencies, entities, and persons when (1) the NRC
suspects or has confirmed that there has been a breach of the system of
records, (2) the NRC has determined that as a result of the suspected
or confirmed breach there is a risk of harm to an individual(s), the
NRC (including its information systems, programs, and operations), the
Federal Government, or national security; and (3) the disclosure made
to such agencies, entities, and persons is reasonably necessary to
assist in connection with the NRC's efforts to respond to the suspected
or confirmed breach or to prevent, minimize, or remedy such harm.
K. To another Federal agency or Federal entity, when the NRC
determines that information from this system of records is necessary to
assist the recipient agency or entity in (1) responding to a suspected
or confirmed breach, or (2) preventing, minimizing, or remedying the
risk of harm to individuals, the recipient agency or entity (including
its information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach.
L. To any agency, organization, or individual for the purpose of
performing authorized audit or oversight operations of the NRC and
meeting related reporting requirements.
M. To such recipients and under such circumstances and procedures
as are mandated by Federal statute or treaty.
N. A record from this system of records may be disclosed as a
routine use to NRC-paid experts or consultants, and those under
contract with the NRC on a ``need-to-know'' basis for purpose within
the scope of the pertinent NRC task. This access will be granted to an
NRC contractor or employee of such contractor by a system manager only
after satisfactory justification has been provided to the system
manager.
O. To a Federal agency employee, expert, consultant, or contractor
in performing a Federal duty for purposes of authorizing, arranging,
and/or claiming reimbursement for official travel, including, but not
limited to, traveler profile information.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
All records in this system of records are maintained and in
compliance with applicable executive orders, statutes, and agency
implementing recommendations. Electronic records are stored in
databases. Paper records are maintained in a secure, access-controlled
room, with access limited to authorized personnel.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records will be retrieved by any of the categories of records,
including name, location, date of applicable health information, or
work status.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
To the extent applicable, to ensure compliance with Americans with
Disabilities Act, the Rehabilitation Act, and the Genetic Information
Nondiscrimination Act of 2008, medical information must be ``maintained
on separate forms and in separate medical files and be treated as a
confidential medical record.'' 42 U.S.C. 12112(d)(3)(B); 42 U.S.C. sec
2000ff-5(a); 29 CFR 1630.14(b)(1), (c)(1),(d)(4)(i); and 29 CFR
1635.9(a).
This means that medical information and documents must be stored
separately from other personnel records. As such, the NRC must keep
medical records for at least 1 year from creation date (29 CFR
1602.14). Further, records compiled under this system of records notice
will be maintained in accordance with the National Archives and Records
Administration General Records Schedule (GRS) 2.7, Employee Health and
Safety Records, Items 010, 070, or 080 to the extent applicable.
GRS 2.7 item 010 (DAA-GRS-2017-0010-0001)--Clinic scheduling
records. Temporary. Destroy when 3 years old, but longer retention is
authorized if needed for business use.
GRS 2.7 item 070 (DAA-GRS-2017-0010-0012)--Non-occupational
individual case files. Temporary. Destroy 10 years after the most
recent encounter, but longer retention is authorized if needed for
business use.
GRS 2.7 item 080 (DAA-GRS-2017-0010-0013)--Non-occupational health
and wellness program records. Temporary. Destroy 3 years after the
project/activity/or transaction is completed or superseded, but longer
retention is authorized if needed for business use.
GRS 2.7 item 063 (DAA-GRS-2021-0003-0001)--Vaccination attestations
and proof of vaccination records. Federal employees and contractors.
Temporary. Destroy when 3 years old.
GRS 2.7 item 064 (DAA-GRS-2021-0003-0002)--Vaccination attestations
and proof of vaccination records. Visitors. Temporary. Destroy when 30
days old.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
The NRC safeguards records in this system according to applicable
rules and policies, including all applicable NRC automated systems
security and access policies. The NRC has imposed controls to minimize
the risk of compromising the information that is being stored. Users of
individual computers can only gain access to the data by valid user
identification and password. Paper records are maintained in a secure,
access-controlled room, with access limited to authorized personnel.
RECORDS ACCESS PROCEDURES:
Same as ``Notification procedures.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification procedures.''
NOTIFICATION PROCEDURES:
Individuals seeking to determine whether this system of records
contains information about them should write to the Freedom of
Information Act Officer or Privacy Act Officer, Office of the Chief
Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001, and comply with procedures contained in NRC's Privacy Act
regulations, 10 CFR part 9.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
89 FR 58800 (July 19, 2024).
[FR Doc. 2026-20438 Filed 10-5-26; 8:45 am]
BILLING CODE 7590-01-P
</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.