Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c1-6

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<title>Federal Register, Volume 91 Issue 188 (Wednesday, September 30, 2026)</title>
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[Federal Register Volume 91, Number 188 (Wednesday, September 30, 2026)]
[Notices]
[Page 61886]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-20052]


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SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0472]


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Extension: Rule 15c1-6

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 
1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission 
(``SEC'' or ``Commission'') is submitting to the Office of Management 
and Budget (``OMB'') this request for extension of the proposed 
collection of information provided for in Rule 15c1-6 (17 CFR 240.15c1-
6) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) 
(``Exchange Act'').
    Rule 15c1-6 states that any broker-dealer trying to sell to or buy 
from a customer a security in a primary or secondary distribution in 
which the broker-dealer is participating or is otherwise financially 
interested must give the customer written notification of the broker-
dealer's participation or interest at or before completion of the 
transaction. The Commission estimates that approximately 325 
respondents will collect information annually under Rule 15c1-6 and 
that each respondent will spend approximately 10 hours annually 
complying with the collection of information requirement for a total 
burden of approximately 3,250 hours per year in the aggregate.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB Control Number.
    The public may view and comment on this information collection 
request at: <a href="https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202607-3235-016">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202607-3235-016</a> or email comment to 
<a href="/cdn-cgi/l/email-protection#4409061c6a0b09066a0b0d16056a1701071b2021372f1b2b22222d272136042b29266a212b346a232b32"><span class="__cf_email__" data-cfemail="226f607a0c6d6f600c6d6b70630c7167617d464751497d4d44444b414750624d4f400c474d520c454d54">[email&#160;protected]</span></a> within 30 days of the day 
after publication of this notice, by November 2, 2026.

    Dated: September 28, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-20052 Filed 9-29-26; 8:45 am]
BILLING CODE 8011-01-P


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