Notice2026-19938
Macquarie Wealth Advisers, LLC et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 30, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 188 (Wednesday, September 30, 2026)</title>
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[Federal Register Volume 91, Number 188 (Wednesday, September 30, 2026)]
[Notices]
[Page 61887]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-19938]
[[Page 61887]]
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SECURITIES AND EXCHANGE COMMISSION
Investment Company Act Release No. 36345; File No. 812-16065
Macquarie Wealth Advisers, LLC et al.
September 25, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application under section 6(c) of the Investment
Company Act of 1940 (the ``Act'') for an exemption from sections
18(a)(2), 18(c), 18(i) and 61(a) of the Act.
SUMMARY OF APPLICATION: Applicants request an order to permit certain
closed-end investment companies that have elected to be regulated as
business development companies to issue multiple classes of shares with
varying sales loads and asset-based distribution and/or service fees.
APPLICANTS: Macquarie Wealth Advisers, LLC and Macquarie
Infrastructure Income Opportunities Fund.
FILING DATES: The application was filed on July 31, 2026, and amended
on September 8, 2026.
HEARING OR NOTIFICATION OF HEARING: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#2271474150475643505b510f6d44444b4147625147410c454d54"><span class="__cf_email__" data-cfemail="7427111706110015060d07593b12121d1711340711175a131b02">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m., Eastern
time, on October 20, 2026, and should be accompanied by proof of
service on the Applicants, in the form of an affidavit, or, for
lawyers, a certificate of service. Pursuant to rule 0-5 under the Act,
hearing requests should state the nature of the writer's interest, any
facts bearing upon the desirability of a hearing on the matter, the
reason for the request, and the issues contested. Persons who wish to
be notified of a hearing may request notification by emailing the
Commission's Secretary at <a href="/cdn-cgi/l/email-protection#d98abcbaabbcadb8aba0aaf496bfbfb0babc99aabcbaf7beb6af"><span class="__cf_email__" data-cfemail="6c3f090f1e09180d1e151f41230a0a050f092c1f090f420b031a">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#4b182e28392e3f2a39323866042d2d22282e0b382e28652c243d"><span class="__cf_email__" data-cfemail="d98abcbaabbcadb8aba0aaf496bfbfb0babc99aabcbaf7beb6af">[email protected]</span></a>: Applicants:
William Fink, Macquarie Wealth Advisers, LLC, <a href="/cdn-cgi/l/email-protection#a7c5cecbcb89c1cec9cce7cac6c4d6d2c6d5cec289c4c8ca"><span class="__cf_email__" data-cfemail="9ffdf6f3f3b1f9f6f1f4dff2fefceeeafeedf6fab1fcf0f2">[email protected]</span></a>,
with copies to: Nicole M. Runyan, P.C., Brad A. Green, P.C., and Lisa
Nosal, Esq. at <a href="/cdn-cgi/l/email-protection#c5abaca6aaa9a0ebb7b0abbca4ab85aeacb7aea9a4aba1eba6aaa8"><span class="__cf_email__" data-cfemail="e18f88828e8d84cf93948f98808fa18a88938a8d808f85cf828e8c">[email protected]</span></a>, <a href="/cdn-cgi/l/email-protection#4f2d3d2e2b61283d2a2a210f24263d24232e212b612c2022"><span class="__cf_email__" data-cfemail="a2c0d0c3c68cc5d0c7c7cce2c9cbd0c9cec3ccc68cc1cdcf">[email protected]</span></a>, and
<a href="/cdn-cgi/l/email-protection#7f13160c1e5111100c1e133f14160d14131e111b511c1012"><span class="__cf_email__" data-cfemail="3b5752485a155554485a577b50524950575a555f15585456">[email protected]</span></a>, respectively.
FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special
Counsel, at (202) 551-6825 (Division of Investment Management, Chief
Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' amended
application, dated September 8, 2026, which may be obtained via the
Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at
<a href="https://www.sec.gov/search-filings">https://www.sec.gov/search-filings</a>. You may also call the SEC's Office
of Investor Education and Assistance at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-19938 Filed 9-29-26; 8:45 am]
BILLING CODE 8011-01-P
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