Notice2026-19785
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 30b2-1
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 28, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 186 (Monday, September 28, 2026)</title>
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[Federal Register Volume 91, Number 186 (Monday, September 28, 2026)]
[Notices]
[Pages 61267-61268]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-19785]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0220]
Agency Information Collection Activities; Proposed Collection;
Comment Request; Extension: Rule 30b2-1
Upon Written Request, Copies Available From: Securities and Exchange
[[Page 61268]]
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit the existing collection of information to the Office of
Management and Budget (``OMB'') for extension and approval.
Rule 30b2-1 (17 CFR 270.30b2-1) under the Investment Company Act of
1940 (15 U.S.C. 80a-1 et seq.) (the ``Investment Company Act'')
requires a registered management investment company (``fund'') to (1)
file a report with the Commission on Form N-CSR (17 CFR 249.331 and
274.128) not later than 10 days after the transmission of any report
required to be transmitted to shareholders under rule 30e-1 under the
Investment Company Act, and (2) file with the Commission a copy of
every periodic or interim report or similar communication containing
financial statements that is transmitted by or on behalf of such fund
to any class of such fund's security holders and that is not required
to be filed with the Commission under (1) above, not later than 10 days
after the transmission to security holders. The purpose of the
collection of information required by rule 30b2-1 is to meet the
disclosure requirements of the Investment Company Act and certification
requirements of the Sarbanes-Oxley Act of 2002 (Pub. L. 107-204, 116
Stat. 745 (2002)), and to provide investors with information necessary
to evaluate an interest in the fund.
The Commission estimates that there are 2,766 funds, with a total
of 14,298 portfolios, that are governed by the rule. For purposes of
this analysis, the burden associated with the requirements of rule
30b2-1 has been included in the collection of information requirements
of rule 30e-1 (17 CFR 270.30e-1) and Form N-CSR, rather than the rule.
The rule 30b2-1 information collection, however, imposes a one hour
burden for administrative purposes and we are maintaining that one hour
burden.
The estimate of average burden hours is made solely for the
purposes of the Paperwork Reduction Act, and is not derived from a
comprehensive or even a representative survey or study of the costs of
Commission rules. The collection of information under rule 30b2-1 is
mandatory. The information provided under rule 30b2-1 is not kept
confidential.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimate of the burden of the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology.
Please direct your written comments on this 60-Day Collection
Notice to Austin Gerig, Director/Chief Data Officer, Securities and
Exchange Commission, c/o Tanya Ruttenberg via email to
<a href="/cdn-cgi/l/email-protection#de8ebfaebbaca9b1acb58cbbbaabbdaab7b1b09fbdaa9eadbbbdf0b9b1a8"><span class="__cf_email__" data-cfemail="98c8f9e8fdeaeff7eaf3cafdfcedfbecf1f7f6d9fbecd8ebfdfbb6fff7ee">[email protected]</span></a> by November 27, 2026.
Dated: September 24, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-19785 Filed 9-25-26; 8:45 am]
BILLING CODE 8011-01-P
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