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Notice2026-19707

Medicaid and Children's Health Insurance Program (CHIP) Generic Information Collection Activities: Proposed Collection; Comment Request

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Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
September 25, 2026

Issuing agencies

Health and Human Services DepartmentCenters for Medicare & Medicaid Services

Abstract

On May 28, 2010, the Office of Management and Budget (OMB) issued Paperwork Reduction Act (PRA) guidance related to the "generic" clearance process. Generally, this is an expedited process by which agencies may obtain OMB's approval of collection of information requests that are "usually voluntary, low- burden, and uncontroversial collections," do not raise any substantive or policy issues, and do not require policy or methodological review. The process requires the submission of an overarching plan that defines the scope of the individual collections that would fall under its umbrella. On October 23, 2011, OMB approved our initial request to use the generic clearance process under control number 0938-1148 (CMS- 10398). It was last approved on April 26, 2021, via the standard PRA process which included the publication of 60- and 30-day Federal Register notices. The scope of the April 2021 umbrella accounts for Medicaid and CHIP State plan amendments, waivers, demonstrations, and reporting. This Federal Register notice seeks public comment on one or more of our collection of information requests that we believe are generic and fall within the scope of the umbrella. Interested persons are invited to submit comments regarding our burden estimates or any other aspect of this collection of information, including: the necessity and utility of the proposed information collection for the proper performance of the agency's functions, the accuracy of the estimated burden, ways to enhance the quality, utility and clarity of the information to be collected, and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Full Text

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<title>Federal Register, Volume 91 Issue 185 (Friday, September 25, 2026)</title>
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[Federal Register Volume 91, Number 185 (Friday, September 25, 2026)]
[Notices]
[Pages 60959-60961]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-19707]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifiers: CMS-10398 #34, #37, #97, #98, and #102]


Medicaid and Children's Health Insurance Program (CHIP) Generic 
Information Collection Activities: Proposed Collection; Comment Request

AGENCY: Centers for Medicare & Medicaid Services (CMS), Health and 
Human Services (HHS).

ACTION: Notice.

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SUMMARY: On May 28, 2010, the Office of Management and Budget (OMB) 
issued Paperwork Reduction Act (PRA) guidance related to the 
``generic'' clearance process. Generally, this is an

[[Page 60960]]

expedited process by which agencies may obtain OMB's approval of 
collection of information requests that are ``usually voluntary, low-
burden, and uncontroversial collections,'' do not raise any substantive 
or policy issues, and do not require policy or methodological review. 
The process requires the submission of an overarching plan that defines 
the scope of the individual collections that would fall under its 
umbrella. On October 23, 2011, OMB approved our initial request to use 
the generic clearance process under control number 0938-1148 (CMS-
10398). It was last approved on April 26, 2021, via the standard PRA 
process which included the publication of 60- and 30-day Federal 
Register notices. The scope of the April 2021 umbrella accounts for 
Medicaid and CHIP State plan amendments, waivers, demonstrations, and 
reporting. This Federal Register notice seeks public comment on one or 
more of our collection of information requests that we believe are 
generic and fall within the scope of the umbrella. Interested persons 
are invited to submit comments regarding our burden estimates or any 
other aspect of this collection of information, including: the 
necessity and utility of the proposed information collection for the 
proper performance of the agency's functions, the accuracy of the 
estimated burden, ways to enhance the quality, utility and clarity of 
the information to be collected, and the use of automated collection 
techniques or other forms of information technology to minimize the 
information collection burden.

DATES: Comments must be received by October 9, 2026.

ADDRESSES: When commenting, please reference the applicable form number 
(CMS-10398 #__) and the OMB control number (0938-1148). To be assured 
consideration, comments and recommendations must be submitted in any 
one of the following ways:
    1. Electronically. You may send your comments electronically to 
<a href="http://www.regulations.gov">http://www.regulations.gov</a>. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: CMS-10398 #__/OMB 
control number: 0938-1148, Room C4-26-05, 7500 Security Boulevard, 
Baltimore, Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, please access 
the CMS PRA website by copying and pasting the following web address 
into your web browser: <a href="https://www.cms.gov/medicare/regulations-guidance/legislation/paperwork-reduction-act-1995/pra-listing">https://www.cms.gov/medicare/regulations-guidance/legislation/paperwork-reduction-act-1995/pra-listing</a>.

FOR FURTHER INFORMATION CONTACT: William N. Parham at 410-786-4669.

SUPPLEMENTARY INFORMATION: Following is a summary of the use and burden 
associated with the subject information collection(s). More detailed 
information can be found in the collection's supporting statement and 
associated materials (see ADDRESSES).

Generic Information Collections

    1. Title of Information Collection: Model Application Template and 
Instructions for State Child Health Plan Under Title XXI of the Social 
Security Act, State Children's Health Insurance Program; Type of 
Information Collection Request: Revision of an active collection of 
information request; Use: The collected information is used by CMS to 
review State compliance with Federal statutory and regulatory 
requirements, approve State plan submissions and SPAs, document 
required assurances and descriptions, and support oversight of State 
administration of CHIP. The revised SPA template adds an assurance to 
the CHIP state plan indicating that the state Medicaid agency does not 
make payment under the plan for sex-rejecting procedures for children 
under the age of 19; Form Number: CMS-10398 #34 (OMB control number: 
0938-1148); Frequency: Once and occasionally; Affected Public: State, 
Local, or Tribal Governments; Number of Respondents: 41; Total Annual 
Responses: 112; Total Annual Hours: 448. (For policy questions 
regarding this collection contact Abagail Walsh at 410-786-0746.)
    2. Title of Information Collection: Medicaid Managed Care Rate 
Development Guide; Type of Information Collection Request: Revision of 
an active collection of information request; Use: The Guide outlines 
the rate development standards and CMS' expectations for documentation 
included in rate certifications such as descriptions of base data used, 
trend factors to base data, projected benefit and non-benefit costs, 
and any other considerations or adjustments used when setting 
capitation rates. The information must be included within the rate 
certification in adequate detail to allow CMS to determine compliance 
with applicable provisions of part 438, including that the data, 
assumptions, and methodologies used for rate development are consistent 
with generally accepted actuarial principles and practices and that the 
capitation rates are appropriate for the populations and services to be 
covered. CMS is required to annually publish the Medicaid Managed Care 
Rate Development Guide; Form Number: CMS-10398 #37 (OMB control number: 
0938-1148); Frequency: Annually and occasionally; Affected Public: 
State, Local, or Tribal Governments; Number of Respondents: 47; Total 
Annual Responses: 137; Total Annual Hours: 1,233. (For policy questions 
regarding this collection contact Rebecca Burch Mack at 303-844-7355.)
    3. Title of Information Collection: Sex-Rejecting Procedures 
Medicaid State Plan Amendment Template; Type of Information Collection 
Request: New collection of information request; Use: The provisions are 
associated with our August 13, 2026, final rule (CMS-2451-F) which 
provides the authority for State plan amendments (SPAs) to collect 
assurances from states regarding the operation of state Medicaid 
programs. The template has been developed to simplify state SPA 
submissions to add an assurance to their state plan indicating that the 
Medicaid agency does not claim Federal financial participation (FFP) 
under the plan for sex-rejecting procedures for children under the age 
of 18; Form Number: CMS-10398 #97 (OMB control number: 0938-1148); 
Frequency: Once and occasionally; Affected Public: State, Local, or 
Tribal Governments; Number of Respondents: 56; Total Annual Responses: 
56; Total Annual Hours: 168. (For policy questions regarding this 
collection contact Marlana Thieler at 410-786-6274.)
    4. Title of Information Collection: Medicaid Emergency Response 
Templates; Type of Information Collection Request: New collection of 
information request; Use: In March 2020, CMS created a Medicaid 
Disaster Relief SPA template that combined multiple, time-limited State 
Plan options into a single document and included flexibilities specific 
to the COVID-19 PHE passed in the Families First Coronavirus Response 
Act and the Coronavirus Aid, Relief, and Economic Security Act which 
are no longer in effect. This iteration's 2026 templates do not include 
any flexibilities related to a specific PHE, thereby making them usable 
for all future PHEs; Form Number: CMS-10398 #98 (OMB control number: 
0938-1148); Frequency: Once

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and occasionally; Affected Public: State, Local, or Tribal Governments; 
Number of Respondents: 33; Total Annual Responses: 33; Total Annual 
Hours: 62. (For policy questions regarding this collection contact 
Michala Walker at 816-426-6503.)
    5. Title of Information Collection: Medicaid Prior Authorization 
Assurances State Plan Amendment Template; Type of Information 
Collection Request: New collection of information request; Use: On 
January 17, 2024, CMS published its Interoperability and Prior 
Authorization final rule (CMS-0057-F) to improve health information 
exchange and streamline prior authorization processes that involve 
state Medicaid fee-for-service (FFS) programs. The rule introduced 
decision timeframes for prior authorization requests and how State 
Medicaid agencies must notify providers of those decisions. This 2026 
iteration's template has been developed to simplify the SPA submission 
to add these assurances to their state plan; Form Number: CMS-10398 
#102 (OMB control number: 0938-1148); Frequency: Once and occasionally; 
Affected Public: State, Local, or Tribal Governments; Number of 
Respondents: 56; Total Annual Responses: 56; Total Annual Hours: 280. 
(For policy questions regarding this collection contact Marlana Thieler 
at 410-786-6274.)

William N. Parham, III,
Director, Division of Information Collections and Regulatory Impacts, 
Office of Strategic Operations and Regulatory Affairs.
[FR Doc. 2026-19707 Filed 9-24-26; 8:45 am]
BILLING CODE 4169-69-P


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Indexed from Federal Register on September 25, 2026.

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