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Rule2026-19448

Revision of Freedom of Information Act Regulations

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
September 23, 2026
Effective
September 23, 2026

Issuing agencies

Architectural and Transportation Barriers Compliance Board

Abstract

The Architectural and Transportation Barriers Compliance Board (Access Board or Board) is issuing this final rule to update its regulations under the Freedom of Information Act (FOIA). The Board replaces its existing FOIA regulations with this rule, which streamlines the language of several procedural provisions; updates procedures consistent with current technology; incorporates changes required by amendments to the FOIA under the OPEN Government Act of 2007 and the FOIA Improvement Act of 2016, and developments in case law; and conforms to Department of Justice guidelines for agency FOIA regulations.

Full Text

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<title>Federal Register, Volume 91 Issue 183 (Wednesday, September 23, 2026)</title>
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[Federal Register Volume 91, Number 183 (Wednesday, September 23, 2026)]
[Rules and Regulations]
[Pages 60308-60316]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-19448]


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ARCHITECTURAL AND TRANSPORTATION BARRIERS COMPLIANCE BOARD

36 CFR Part 1120

[Docket No. ATBCB-2026-0004]
RIN 3014-AA51


Revision of Freedom of Information Act Regulations

AGENCY: Architectural and Transportation Barriers Compliance Board.

ACTION: Final rule.

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SUMMARY: The Architectural and Transportation Barriers Compliance Board 
(Access Board or Board) is issuing this final rule to update its 
regulations under the Freedom of Information Act (FOIA). The Board 
replaces its existing FOIA regulations with this rule, which 
streamlines the language of several procedural provisions; updates 
procedures consistent with current technology; incorporates changes 
required by amendments to the FOIA under the OPEN Government Act of 
2007 and the FOIA Improvement Act of 2016, and developments in case 
law; and conforms to Department of Justice guidelines for agency FOIA 
regulations.

DATES: The rule is effective on September 23, 2026.

FOR FURTHER INFORMATION CONTACT: Frances Spiegel, Attorney Advisor, 
(202) 272-0041, <a href="/cdn-cgi/l/email-protection#4f2920262e0f2e2c2c2a3c3c62732e6f273d2a2972" http: board.gov">board.gov</a>">foia@access-<a href="http://board.gov">board.gov</a></a>.

SUPPLEMENTARY INFORMATION:

I. Introduction and Legal Authority

    The final rule will update the Access Board's regulations under the 
Freedom of Information Act (FOIA), 5 U.S.C. 552. The Board replaces its 
existing FOIA regulations with this rule, which streamlines the 
language of several procedural provisions; incorporates changes 
required by amendments to the FOIA under the OPEN Government Act of 
2007, Public Law 110-175, 121 Stat. 2524, and the FOIA Improvement Act 
of 2016, Public Law 114-185, 130 Stat. 538 (enacted June 30, 2016); and 
conforms to Department of Justice's guidelines for agency FOIA 
regulations. This final rule follows a notice of proposed rulemaking 
(NPRM), 91 FR 49377, published on August 4, 2026.
    The Board's FOIA regulations, 36 CFR part 1120--Public Availability 
of Information, were initially published in 1980, and revised in 1987 
and 1990. See 45 FR 80976 (Dec. 8, 1980); 52 FR 43195 (Nov. 10, 1987); 
55 FR 2521 (Jan. 25, 1990). While the Board has always administered its 
FOIA program consistent with the FOIA legislation and administrative 
directives, the Board now updates its FOIA regulations to reflect these 
changes.
    The format and content of the Access Board's updated FOIA 
regulation is consistent with the Department of Justice's guidance for 
agencies on FOIA regulations. See U.S. Dept. of Justice, Guidance for 
Agency FOIA Regulations (June 26, 2019), available at <a href="https://www.justice.gov/oip/oip-guidance/guidance-agency-foia-regulations">https://www.justice.gov/oip/oip-guidance/guidance-agency-foia-regulations</a>. In 
addition to achieving consistency with statutory and administrative 
authorities that dictate the substance of agency FOIA regulations, the 
content has been updated to reflect changes in the Access Board's FOIA 
procedures due to advances in technology since the original regulation 
was published.

II. Comments Received and Changes to the Rule Text

    The Access Board received eight comments in response to its NPRM. 
One was nonresponsive to the specific proposed rule text, and one took 
issue with the way the Access Board characterized its reasons for 
updating the regulation but provided no substantive suggestions. 
Another seemed to misunderstand the purpose of the rulemaking, 
expressing concern that the rulemaking would affect how individuals 
request Access Board services, which it does not. That comment, along 
with a fourth, expressed a general desire for the Access Board's FOIA 
program to be accessible to individuals with disabilities, a theme that 
is discussed below. The fourth comment also expressed general support 
for the rulemaking and a desire that the final rule result in a 
regulation that is fair and useable by the public.
    The other comments raised substantive concerns, which the Access 
Board carefully considered. These concerns are described below, along 
with any resulting changes made to the final regulation.

Timing of Initial Response

    One commenter indicated that the regulation lacks a restatement of 
the statutory timeframe for agencies to provide an initial response to 
FOIA requests. The Board agrees and has added a sentence in section 
1120.5 indicating that the FOIA office will respond to requests within 
20 working days unless the other circumstances delineated in that 
section apply.
    Another commenter expressed concern that section 1120.3(b) does not 
explain how the statutory timeframe for response is affected when the 
agency must seek clarification from the requester regarding the 
request. The Board has clarified in section 1120.3(b) that the 
statutory timeframe will be tolled from when the agency seeks 
additional information from the requester until the information is 
provided.

Consequences of Failure To Sufficiently Describe Records Sought

    In section 1120.3(b), the proposed rule text indicated that if the 
request did not reasonably describe the records sought, the agency's 
response may be delayed. A commenter expressed concern that this 
language understates the consequences of failing to reasonably describe 
the records sought. The Access Board agrees. The statutory time period 
for response will be tolled while the agency seeks clarification, which 
will delay the agency's response. However, if sufficient information is 
not provided in response to the agency's inquiries, ultimately the 
request must be denied. The Board has therefore revised

[[Page 60309]]

section 1120.3(b) to clarify that if sufficient information is not 
provided to reasonably describe the records sought, or otherwise 
perfect the request, the request will be denied.

Expedited Processing

    Two commenters took issue with the Board's proposed language of 
1120.5(e)(1) as insufficiently specific. The proposed language stated 
that expedited processing will be granted upon demonstration of 
``compelling need,'' and in ``other cases as determined by the 
agency.'' The commenters asserted that the ``other cases'' must be 
defined in the regulation. Unlike some other agencies, such as the 
Department of Justice, the Access Board can identify no class of 
records that it maintains other than those falling under the definition 
of ``compelling need'' at 5 U.S.C. 552(a)(6)(E)(i) that would warrant, 
as a category, expedited processing. In the NPRM preamble, the Board 
explained that it was leaving open the possibility that a unique 
situation could present a significant and substantiated level of 
urgency similar to a compelling need, such that the Board would 
expedite processing in that instance. However, after further 
consideration in light of the comment, the Board has removed the 
reference to ``other cases as determined by the agency.''

Fees

    One commenter did not feel that the Board sufficiently 
substantiated its proposed fee schedule as reflective of the actual 
salaries of staff performing search and review for FOIA requests. The 
proposed fee schedule included search and review at the following rate 
categories, listed below with hourly rates from the 2026 federal salary 
scales with Washington D.C. locality pay for informational purposes: 
clerical personnel charged at a salary rate equivalent to a GS-9/step 5 
($38.35); professional/managerial personnel charged at a salary rate 
equivalent to a GS-14/step 5 ($78.15); senior executive \1\ personnel 
and Board members charged at a salary rate equivalent to an EX-Level IV 
($94.49).
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    \1\ ``Senior executive'' as used in this rule refer to Senior 
Executive Service positions, and senior professional positions, such 
as SL (senior level) or ST (scientific and technical).
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    Upon review of the pay grades of the individuals conducting FOIA 
searches, and in response to the comment received, in the final rule 
the Access Board has added the category of Information Technology 
personnel at the GS 13 Step 5 level ($66.14/hour). The Board had 
previously planned to include this type of personnel within the 
clerical category; however, IT staff have a significant role in many 
FOIA searches for electronic records and are paid at a salary well 
above the GS 9 Step 5 level. The Board has also renamed the clerical 
category as ``clerical/administrative'' to reflect the variety of 
positions whose work would be charged at this fee level.
    Salary information upon which the fee schedule is based is as 
follows. FOIA searches at the Access Board are coordinated and 
conducted primarily by an attorney at the GS 14 Step 9 level ($87.35/
hour). Initial email searches are run by an information technology 
staff person at the GS 13 Step 3 level ($62.24/hour), or an IT 
contractor for which the agency pays, overall, a higher hourly rate. In 
specific instances, managerial staff, administrative/clerical staff, 
Board members, and senior executives may also be called upon to assist 
with a search.
    Managerial positions at the Access Board, other than senior 
executive personnel, are classified at the GS 15 level ($81.11 minimum 
per hour). The Access Board has only one clerical position: an 
executive assistant position previously hired at the GS 9 level but 
recently reclassified as a GS 11 position with additional duties 
($40.94 minimum per hour). In addition to the executive assistant, 
other administrative staff at positions classified at the GS 11 level 
or above may be called on to provide clerical support for FOIA search 
or review.
    Board members are paid at the Executive Level IV salary ($94.49 per 
hour), and both the General Counsel and the Executive Director earn 
salaries exceeding that level. Review is typically performed 
exclusively by attorneys at the GS 14 Step 9 level, and the General 
Counsel who is classified at the senior professional level; however, 
there may be instances where clerical support will be required from the 
agency's administrative staff.
    The Board has set all the fee categories at the Step 5 level to 
account for variation in the specific step of the individual holding 
the position at any given time, and the variation of employees across 
categories, while providing clarity to requesters on the fees to be 
charged.
    The fee schedule in section 1120.10 does not overestimate the 
direct costs incurred by the agency in responding to requests, and in 
many cases, significantly underestimates them. The Board does not find 
that these fees will exceed the actual cost to the agency of performing 
the work required to respond to FOIA requests.
    One commenter objected to the Board's shift from an hourly fee 
published in the regulation to a fee schedule tied to the federal 
salary scales. That commenter proposed that the Access Board include 
the hourly rate in its FOIA regulation and then update the regulation 
annually as salaries change. The Board respectfully declines this 
suggestion. Federal salary scales are publicly available and easily 
searchable on the Office of Personnel Management website.
    In the final rule, the Board clarifies in section 1120.10(c)(1)(ii) 
that the salaries listed in the fee schedule will be calculated with 
Washington, D.C. locality pay, which reflects actual costs to the 
agency. The Board has also revised section 1120.10(a) to clarify that 
the FOIA office may provide an electronic means to pay FOIA fees.

Submitter Objections

    Two commenters expressed concern that under section 1120.7, the 
Board would defer to the opinions of submitters of confidential 
commercial information. The Board does not find that the language of 
1120.7 would lead the agency to this result and thus declines to revise 
this section. The Board highlights that section 1120.7 provides the 
submitter with notice and an opportunity to be heard with respect to 
whether information provided by the submitter is lawfully withheld 
under FOIA Exemption 4. Ultimately, as stated in section 1120.7(f), the 
agency is only required to ``consider'' the submitter's objections; it 
need not defer to a submitter's preference if the Board does not concur 
that Exemption 4 is applicable. Further, section 1120.7(g) provides a 
notification process when the Board decides to disclose information 
``over the objection of a submitter.'' The language of the section 
clearly indicates that the Board will make an independent determination 
as to whether information should be withheld under FOIA Exemption 4 
upon consideration of all relevant information, including any 
information provided by the submitter.

Content of Denial

    Where the FOIA officer has made an adverse determination, section 
1120.6(e)(2) requires the agency to provide in a denial letter a brief 
statement of the reasons for the denial, including any FOIA exemption 
applied by the agency in denying the request. One commenter requested 
that section 1120.6(e)(2) explicitly require the agency to specify in a 
denial letter an explanation of the ``foreseeable harm'' the agency 
expects from each disclosure

[[Page 60310]]

of information withheld under a discretionary exemption. The Board 
declines to make this change. The Access Board makes withholding 
decisions consistent with the requirements of the FOIA statute, 
including the requirement that an agency withhold information only 
where the agency reasonably foresees that disclosure would harm an 
interest protected by an exemption or the disclosure is prohibited by 
law. 5 U.SC. 552(a)(8)(A). The FOIA statute does not require an agency 
in an initial denial letter to provide a detailed analysis for each 
piece of information withheld. The statute provides for an appeal 
process should a requester wish to challenge the agency's decision with 
respect to a specific withholding.

Accessibility of Records

    Three commenters remarked on the accessibility of requested 
records, with one commenter specifically requesting that the regulation 
contain a provision under section 1120.6(f) requiring that markings 
identifying withheld material not be conveyed solely through visual 
formatting, and another commenter generally requesting that responsive 
records be furnished in an accessible format without a requester 
needing to describe or document a disability. The Access Board 
appreciates these comments, as accessibility for people with 
disabilities is central to its mission.
    With respect to these comments, the Board notes that letters from 
the agency describing a determination under FOIA are agency official 
communications that must be accessible pursuant to regulations issued 
under section 508 of the Rehabilitation Act, 36 CFR 1194, Appendix A, 
E205.3(B), and requested records are required to be made accessible 
under section 504 of the Rehabilitation Act to individuals upon request 
and based on their specific disability. As accessibility of FOIA 
determinations and requested records already falls under regulations 
issued under the Rehabilitation Act, the Access Board declines to 
require specific accessibility in its regulation issued under the FOIA, 
noting that the FOIA statute is silent as to accessibility 
requirements. See generally 5 U.S.C. 552. Access Board staff are always 
available to work with requesters on accessibility needs.

III. Regulatory Process Matters

    Regulatory Review (E.O. 12866): The Office of Management and Budget 
has determined that this rule is not a ``significant regulatory 
action'' under Executive Order 12866, Sec.  3(f), Regulatory Planning 
and Review, and accordingly this rule has not been reviewed by that 
Office.
    Regulatory Flexibility Act: In accordance with the Regulatory 
Flexibility Act (5 U.S.C. 605(b)), the Access Board certifies that this 
regulation will not have a significant economic impact on a substantial 
number of small entities. This rule will affect those who make requests 
for access to information under the provisions of the FOIA. Under the 
FOIA, agencies may recover only the direct costs of searching for, 
reviewing, and duplicating the records processed for requesters, and 
only for certain classes of requester and when particular conditions 
are satisfied. In satisfying these conditions, the Access Board 
typically does not charge fees for processing FOIA requests. While the 
Access Board has not updated its FOIA regulation since 1990, it has 
nevertheless been following the current statutory requirements of the 
FOIA and related administrative directives as reflected in DOJ's FOIA 
regulations template. Thus, other than revising the fee schedule, this 
rulemaking simply serves to codify existing practice, which is already 
required by law and administrative authorities.
    Unfunded Mandates Reform Act of 1995: This rule will not result in 
the expenditure by State, local, and Tribal governments, in the 
aggregate, or by the private sector, of $100,000,000 or more in any one 
year, and it will not significantly or uniquely affect small 
governments. Therefore, no actions were deemed necessary under the 
provisions of the Unfunded Mandates Reform Act of 1995.
    Paperwork Reduction Act: This regulation contains no information 
collection requirements subject to review by the Office of Management 
and Budget under the Paperwork Reduction Act. See 44 U.S.C. 3501, et 
seq.

List of Subjects in 36 CFR Part 1120

    Administrative practice and procedure; Freedom of Information Act; 
Privacy.

    Approved by vote of the Access Board.
Christopher Kuczynski,
General Counsel.

0
For the reasons stated in the preamble, the Access Board amends title 
36, chapter XI, of the Code of Federal Regulations by revising and 
republishing part 1120 to read as follows:

PART 1120--PROCEDURES FOR DISCLOSURE OF RECORDS UNDER THE FREEDOM 
OF INFORMATION ACT

Sec.
1120.1 General provisions.
1120.2 Proactive disclosure of agency records.
1120.3 Requirements for making requests.
1120.4 Responsibility for responding to requests.
1120.5 Timing of responses to requests.
1120.6 Responses to requests.
1120.7 Confidential commercial information.
1120.8 Administrative appeals.
1120.9 Preservation of records.
1120.10 Fees.
1120.11 Other rights and services.

    Authority:  5 U.S.C. 552, the Freedom of Information Act, as 
amended.


Sec.  1120.1  General provisions.

    This part contains the rules that the Architectural and 
Transportation Barriers Compliance Board (``U.S. Access Board,'' 
``Access Board,'' or ``agency'') follows in processing requests for 
records under the Freedom of Information Act (``FOIA''), 5 U.S.C. 552. 
The rules in this part should be read in conjunction with the text of 
the FOIA and the Uniform Freedom of Information Fee Act Schedule and 
Guidelines published by the Office of Management and Budget (``OMB 
Guidelines''). Requests made by individuals for records about 
themselves under the Privacy Act of 1974, 5 U.S.C. 552a, are processed 
under 36 CFR 1121 as well as under this part.


Sec.  1120.2  Proactive disclosure of agency records.

    Records that are required by the FOIA to be made available for 
public inspection in an electronic format may be accessed through the 
Access Board's website at www.access-<a href="http://board.gov">board.gov</a>.


Sec.  1120.3  Requirements for making requests.

    (a) General information. (1) Requests for records must be submitted 
in writing. The Access Board has a central FOIA office that processes 
all records requests for the agency. To make a request for Access Board 
records, a requester should send an email to <a href="/cdn-cgi/l/email-protection#4e2821272f0e2f2d2d2b3d3d63722f6e263c2b2873" http: board.gov">board.gov</a>">foia@access-<a href="http://board.gov">board.gov</a></a> or 
submit a request to the Access Board through the <a href="http://FOIA.gov">FOIA.gov</a>portal 
(<a href="http://www.foia.gov">www.foia.gov</a>). Alternatively, requesters may send requests to FOIA 
Officer, U.S. Access Board, 1331 F Street NW, Suite 1000, Washington, 
DC 20004.
    (2) The agency's FOIA Officer and FOIA Public Liaison are available 
to assist requesters. Contact information for these individuals is 
available on the agency's website at www.access-<a href="http://board.gov">board.gov</a>.
    (3) A requester who is making a request for records about himself 
or herself must comply with verification of

[[Page 60311]]

identity procedures specified by the FOIA officer.
    (4) Where a request for records pertains to a third party, a 
requester may receive greater access by submitting either a notarized 
authorization signed by that individual or a declaration made in 
compliance with the requirements set forth in 28 U.S.C. 1746 by that 
individual authorizing disclosure of the records to the requester, or 
by submitting proof that the individual is deceased (e.g., a copy of a 
death certificate or an obituary). As an exercise of administrative 
discretion, the agency can require a requester to supply additional 
information if necessary in order to verify that a particular 
individual has consented to disclosure.
    (b) Description of records sought. Requesters must describe the 
records sought in sufficient detail to enable agency personnel to 
locate them with a reasonable amount of effort. To the extent possible, 
requesters should include specific information that may assist the 
agency in identifying the requested records, such as the date, title or 
name, author, recipient, subject matter of the record, case number, 
file designation, or reference number. In general, requesters should 
include as much detail as possible about the specific records or the 
types of records that they are seeking. Before submitting their 
requests, requesters may contact the agency's FOIA officer or FOIA 
Public Liaison to discuss the records they are seeking and to receive 
assistance in describing the records. If after receiving a request the 
agency determines that it does not reasonably describe the records 
sought, the agency shall inform the requester what additional 
information is needed or why the request is otherwise deficient. The 
timeframe for response described in 1120.5(a) will be tolled upon 
notification to the requester that additional information is needed to 
process the request until sufficient information is received by the 
agency such that the request can be processed. If sufficient 
information is not subsequently provided by the requester to reasonably 
describe the records sought or otherwise perfect the request, the 
request will be denied.


Sec.  1120.4  Responsibility for responding to requests.

    (a) In general. Except in the instances described in paragraph (c) 
of this section, the agency's FOIA office is responsible for responding 
to the request. Only the agency's Chief FOIA Officer or designee is 
authorized to grant or to deny any requests for agency records.
    (b) Re-routing of misdirected requests. Where a request for records 
is received by agency personnel other than FOIA office personnel, the 
receiving personnel shall route the request to the FOIA office for 
processing.
    (c) Consultation, referral, and coordination. When reviewing 
records located in response to a request, FOIA office personnel shall 
assess whether another agency of the Federal Government is better able 
to determine whether the record is exempt from disclosure under the 
FOIA. As to any such record, the agency shall proceed in one of the 
following ways:
    (1) Consultation. When records originated with the Access Board, 
but contain within them information of interest to another agency or 
other Federal Government office, FOIA office personnel should typically 
consult with that other agency or office prior to making a release 
determination.
    (2) Referral. (i) When FOIA office personnel conclude that a 
different agency or other Federal Government office is best able to 
determine whether to disclose the record, the Access Board will 
typically refer the responsibility for responding to the request 
regarding that record, as long as the referral is to an agency or 
office that is subject to the FOIA. Ordinarily, the agency or office 
that originated the record will be presumed to be best able to make the 
disclosure determination. However, if the Access Board and the 
originating agency or office jointly agree that the Access Board is in 
the best position to respond regarding the record, then the record may 
be handled as a consultation.
    (ii) Whenever the Access Board refers any part of the 
responsibility for responding to a request to another agency or office, 
it shall document the referral, maintain a copy of the record that it 
refers, and notify the requester of the referral and inform the 
requester of the name of the agency or office to which the record was 
referred.
    (3) Coordination. The standard referral procedure is not 
appropriate where disclosure of the identity of the agency to which the 
referral would be made could harm an interest protected by an 
applicable exemption, such as the exemptions that protect personal 
privacy or national security interests. In such instances, in order to 
avoid harm to an interest protected by an applicable exemption, the 
agency should coordinate with the originating agency to seek its views 
on the disclosability of the record. The release determination for the 
record that is the subject of the coordination should then be conveyed 
to the requester by the Access Board.
    (d) Agreements regarding consultations and referrals. The Access 
Board may establish agreements with other agencies to eliminate the 
need for consultations or referrals with respect to particular types of 
records.


Sec.  1120.5  Timing of responses to requests.

    (a) In general. The FOIA office will provide an initial response to 
the requester within 20 working days of receipt of the request, except 
as otherwise provided in this section. The FOIA office will typically 
respond to requests according to their order of receipt. In instances 
involving misdirected requests that are re-routed pursuant to Sec.  
1120.4(b), the response time will commence on the date that the request 
is received by the FOIA office, but in any event not later than 10 
working days after the request is first received by an agency employee.
    (b) Multitrack processing. The FOIA office may designate additional 
processing tracks that distinguish between simple and more complex 
requests based on the estimated amount of work or time needed to 
process the request. Among the factors the FOIA office may consider are 
the number of pages involved in processing the request and the need for 
consultations or referrals. If multitrack processing has been 
established for the fiscal year at the time a request is filed, the 
FOIA officer shall advise the requester of the track into which the 
request falls and, when appropriate, shall offer the requester an 
opportunity to narrow the request so that it can be placed in a 
different processing track. Requests that are granted expedited 
processing in accordance with the standards set forth in paragraph (e) 
of this section shall be placed in a separate track for expedited 
processing regardless of whether multitrack processing has otherwise 
been established.
    (c) Unusual circumstances. Whenever the statutory time limit for 
processing a request cannot be met because of ``unusual 
circumstances,'' as defined in the FOIA, and the agency extends the 
time limit on that basis, the agency shall notify the requester in 
writing of the unusual circumstances involved and of the date by which 
processing of the request can be expected to be completed. Where the 
extension exceeds 10 working days, the agency shall, as described by 
the FOIA, provide the requester with an opportunity to modify the 
request or arrange an alternative time period for processing. The 
agency shall make available its FOIA officer and its FOIA Public

[[Page 60312]]

Liaison for this purpose. The agency will notify the requester of the 
availability of the Office of Government Information Services to 
provide dispute resolution services.
    (d) Aggregating requests. For the purposes of satisfying unusual 
circumstances under the FOIA, the agency may aggregate requests in 
cases where it reasonably appears that multiple requests, submitted 
either by a requester or by a group of requesters acting in concert, 
constitute a single request that would otherwise involve unusual 
circumstances. The agency shall not aggregate multiple requests that 
involve unrelated matters.
    (e) Expedited processing. (1) The Access Board will process 
requests and appeals on an expedited basis when the requester 
demonstrates a compelling need. A compelling need exists when:
    (i) lack of expedited processing could reasonably be expected to 
pose an imminent threat to the life or physical safety of an 
individual; or
    (ii) there is an urgency to inform the public about an actual or 
alleged Federal Government activity, if the request is made by a person 
who is primarily engaged in disseminating information.
    (2) A request for expedited processing may be made at any time.
    (3) A requester who seeks expedited processing must submit a 
statement, certified to be true and correct, explaining in detail the 
basis for making the request for expedited processing. For example, 
under paragraph (e)(1)(ii) of this section, a requester who is not a 
full-time member of the news media must establish that the requester is 
a person whose primary professional activity or occupation is 
information dissemination, though it need not be the requester's sole 
occupation. Such a requester also must establish a particular urgency 
to inform the public about the government activity involved in the 
request--one that extends beyond the public's right to know about 
government activity generally. The existence of numerous articles 
published on a given subject can be helpful in establishing the 
requirement that there be an ``urgency to inform'' the public on the 
topic. As a matter of administrative discretion, the agency may waive 
the formal certification requirement.
    (4) The agency shall notify the requester within 10 calendar days 
of the receipt of a request for expedited processing of its decision 
whether to grant or deny expedited processing. If expedited processing 
is granted, the request shall be given priority, placed in the 
processing track for expedited requests, and shall be processed as soon 
as practicable. If a request for expedited processing is denied, any 
appeal of that decision shall be acted on expeditiously.


Sec.  1120.6  Responses to requests.

    (a) In general. The agency will communicate with requesters 
primarily via electronic mail and telephone, unless a physical mailing 
address is the only contact information provided.
    (b) Tracking numbers. The FOIA office shall assign a request an 
individualized tracking number if it will take longer than 10 working 
days to process.
    (c) Grants of requests. Once the agency makes a determination to 
grant a request in full or in part, it shall notify the requester in 
writing. The agency also shall inform the requester of any fees charged 
under Sec.  1120.10 and shall disclose the requested records to the 
requester promptly upon payment of any applicable fees. The agency 
shall inform the requester of the availability of the FOIA Public 
Liaison to offer assistance.
    (d) Adverse determinations of requests. The agency shall notify the 
requester of an adverse determination denying a request in any respect 
in writing. Adverse determinations, or denials of requests, include 
decisions that: the requested record is exempt, in whole or in part; 
the request does not reasonably describe the records sought; the 
information requested is not a record subject to the FOIA; the 
requested record does not exist, cannot be located, or has been 
destroyed; or the requested record is not readily reproducible in the 
form or format sought by the requester. Adverse determinations also 
include denials involving fees or fee waiver matters or denials of 
requests for expedited processing.
    (e) Content of denial. The denial shall be signed by the agency's 
Chief FOIA Officer, or designee, and shall include:
    (1) The name and title or position of the person responsible for 
the denial;
    (2) A brief statement of the reasons for the denial, including any 
FOIA exemption applied by the agency in denying the request;
    (3) An estimate of the volume of any records or information 
withheld, such as the number of pages or some other reasonable form of 
estimation, although such an estimate is not required if the volume is 
otherwise indicated by deletions marked on records that are disclosed 
in part or if providing an estimate would harm an interest protected by 
an applicable exemption;
    (4) A statement that the denial may be appealed under Sec.  
1120.8(a), and a description of the requirements set forth therein; and
    (5) A statement notifying the requester of the assistance available 
from the Agency's FOIA Public Liaison and the dispute resolution 
services offered by the Office of Government Information Services.
    (f) Markings on released documents. Markings on released documents 
must be clearly visible to the requester. Records disclosed in part 
shall be marked to show the amount of information deleted and the 
exemption under which the deletion was made unless doing so would harm 
an interest protected by an applicable exemption. The location of the 
information deleted shall also be indicated on the record, if 
technically feasible.


Sec.  1120.7  Confidential commercial information.

    (a) Definitions. (1) Confidential commercial information means 
commercial or financial information obtained by the agency from a 
submitter that may be protected from disclosure under Exemption 4 of 
the FOIA, 5 U.S.C. 552(b)(4).
    (2) Submitter means any person or entity, including a corporation, 
State, or foreign government, but not including another Federal 
Government entity, that provides information, either directly or 
indirectly to the Federal Government.
    (b) Designation of confidential commercial information. A submitter 
of confidential commercial information must use good faith efforts to 
designate by appropriate markings, either at the time of submission or 
within a reasonable time thereafter, any portion of its submission that 
it considers to be protected from disclosure under Exemption 4. These 
designations shall expire 10 years after the date of the submission 
unless the submitter requests and provides justification for a longer 
designation period.
    (c) When notice to submitters is required. (1) The agency shall 
promptly provide written notice to a submitter of confidential 
commercial information whenever records containing such information are 
requested under the FOIA if, after reviewing the request, the 
responsive records, and any appeal by the requester, the agency 
determines that it may be required to disclose the records, provided:
    (i) The requested information has been designated in good faith by 
the submitter as information considered protected from disclosure under 
Exemption 4; or

[[Page 60313]]

    (ii) The agency has a reason to believe that the requested 
information may be protected from disclosure under Exemption 4, but has 
not yet determined whether the information is protected from disclosure 
under that exemption or any other applicable exemption.
    (2) The notice shall either describe the commercial information 
requested or include a copy of the requested records or portions of 
records containing the information. In cases involving a voluminous 
number of submitters, notice may be made by posting or publishing the 
notice in a place or manner reasonably likely to accomplish it.
    (d) Exceptions to submitter notice requirements. The notice 
requirements of this section shall not apply if:
    (1) The agency determines that the information is exempt under the 
FOIA;
    (2) The information has been lawfully published or has been 
officially made available to the public;
    (3) Disclosure of the information is required by a statute other 
than the FOIA or by a regulation issued in accordance with the 
requirements of Executive Order 12600 of June 23, 1987; or
    (4) The designation made by the submitter under paragraph (b) of 
this section appears obviously frivolous, except that, in such a case, 
the agency shall give the submitter written notice of any final 
decision to disclose the information and must provide that notice 
within a reasonable number of days prior to a specified disclosure 
date.
    (e) Opportunity to object to disclosure. (1) The agency will 
specify a reasonable time period within which the submitter must 
respond to the notice referenced above. If a submitter has any 
objections to disclosure, it should provide the agency a detailed 
written statement that specifies all grounds for withholding the 
particular information under any exemption of the FOIA. In order to 
rely on Exemption 4 as basis for nondisclosure, the submitter must 
explain why the information constitutes a trade secret or commercial or 
financial information that is privileged or confidential.
    (2) A submitter who fails to respond within the time period 
specified in the notice shall be considered to have no objection to 
disclosure of the information. Information received by the agency after 
the date of any disclosure decision will not be considered by the 
agency. Any information provided by a submitter under this subpart may 
itself be subject to disclosure under the FOIA.
    (f) Analysis of objections. The agency will consider a submitter's 
objections and specific grounds for nondisclosure in deciding whether 
to disclose the requested information.
    (g) Notice of intent to disclose. Whenever the agency decides to 
disclose information over the objection of a submitter, the agency will 
provide the submitter written notice, including:
    (1) A statement of the reasons why each of the submitter's 
disclosure objections was not sustained;
    (2) A description of the information to be disclosed; and
    (3) A specified disclosure date, which shall be a reasonable time 
subsequent to the notice.
    (h) Notice of FOIA lawsuit. Whenever a requester files a lawsuit 
seeking to compel the disclosure of confidential commercial 
information, the agency will promptly notify the submitter.
    (i) Requester notification. The agency will notify a requester 
whenever it provides the submitter with notice and an opportunity to 
object to disclosure; whenever it notifies the submitter of its intent 
to disclose the requested information; and whenever a submitter files a 
lawsuit to prevent the disclosure of the information.


Sec.  1120.8  Administrative appeals.

    (a) Requirements for making an appeal. A requester may appeal any 
adverse determinations. Appeals can be submitted by email to 
FOIA@access-<a href="http://board.gov">board.gov</a> or by regular mail to: Chief FOIA Officer, Office 
of General Counsel, U.S. Access Board, 1331 F. Street NW, Suite 1000, 
Washington, D.C. 20004. Examples of adverse determinations are provided 
in Sec.  1120.6(d). The requester must make the appeal in writing and 
to be considered timely it must be postmarked, or in the case of 
electronic submissions, transmitted, within 90 calendar days after the 
date of the response. The appeal should clearly identify the agency's 
determination that is being appealed and the assigned request number. 
To facilitate handling, the requester should mark both the appeal 
letter and envelope, or subject line of the electronic transmission, 
``Freedom of Information Act Appeal.''
    (b) Adjudication of appeals. (1) The agency's Chief FOIA Officer or 
designee will adjudicate appeals.
    (2) An appeal ordinarily will not be adjudicated if the request 
becomes a matter of FOIA litigation.
    (c) Decisions on appeals. A decision on an appeal must be made in 
writing. A decision that upholds the initial determination will contain 
a statement that identifies the reasons for the affirmance, including 
any FOIA exemptions applied. The decision will provide the requester 
with notification of the statutory right to file a lawsuit and will 
inform the requester of the mediation services offered by the Office of 
Government Information Services of the National Archives and Records 
Administration as a non-exclusive alternative to litigation. If the 
initial decision is modified on appeal, the requester will be notified 
of that determination in writing. The FOIA office will thereafter 
further process the request in accordance with that appeal 
determination and respond directly to the requester.
    (d) Engaging in dispute resolution services provided by OGIS. 
Mediation is a voluntary process. If the agency agrees to participate 
in the mediation services provided by the Office of Government 
Information Services, it will actively engage as a partner to the 
process in an attempt to resolve the dispute.
    (e) When appeal is required. Before seeking review by a court of 
the agency's adverse determination, a requester generally must first 
submit a timely administrative appeal.


Sec.  1120.9  Preservation of records.

    The agency shall preserve all correspondence pertaining to the 
requests that it receives under this subpart, as well as copies of all 
requested records, until disposition or destruction is authorized 
pursuant to title 44 of the United States Code or the General Records 
Schedule 14 of the National Archives and Records Administration. 
Records shall not be disposed of or destroyed while they are the 
subject of a pending request, appeal, or lawsuit under the FOIA.


Sec.  1120.10  Fees.

    (a) In general. The Access Board shall charge for processing 
requests under the FOIA in accordance with the provisions of this 
section and with the OMB Guidelines. In order to resolve any fee issues 
that arise under this section, the FOIA office may contact a requester 
for additional information. The agency shall ensure that searches, 
review, and duplication are conducted in the most efficient and the 
least expensive manner. The Access Board ordinarily will collect all 
applicable fees before sending copies of records to a requester. 
Requesters must pay fees by check or money order made payable to the 
Treasury of the United States, or by a method of electronic payment 
specified by the FOIA office.
    (b) Definitions. For purposes of this section:
    (1) Commercial use request is a request that asks for information 
for a

[[Page 60314]]

use or a purpose that furthers a commercial, trade, or profit interest, 
which can include furthering those interests through litigation. The 
agency's decision to place a requester in the commercial use category 
will be made on a case-by-case basis based on the requester's intended 
use of the information.
    (2) Direct costs are those expenses that an agency incurs in 
searching for and duplicating (and, in the case of commercial use 
requests, reviewing) records in order to respond to a FOIA request. For 
example, direct costs include the salary of the employee performing the 
work (i.e., the basic rate of pay for the employee, plus 16 percent of 
that rate to cover benefits) and the cost of operating computers and 
other electronic equipment, such as photocopiers and scanners. Direct 
costs do not include overhead expenses such as the costs of space, and 
of heating or lighting a facility.
    (3) Duplication is reproducing a copy of a record, or of the 
information contained in it, necessary to respond to a FOIA request. 
Copies can take the form of paper, audiovisual materials, or electronic 
records, among others.
    (4) Educational institution is any school that operates a program 
of scholarly research. A requester in this fee category must show that 
the request is made in connection with the requester's role at the 
educational institution. The Access Board may seek assurance from the 
requester that the request is in furtherance of scholarly research and 
will advise requesters of their placement in this category.
    (i) Example 1. A request from a professor of geology at a 
university for records relating to soil erosion, written on letterhead 
of the Department of Geology, would be presumed to be from an 
educational institution.
    (ii) Example 2. A request from the same professor of geology 
seeking drug information from the Food and Drug Administration in 
furtherance of a murder mystery he is writing would not be presumed to 
be an institutional request, regardless of whether it was written on 
institutional stationery.
    (iii) Example 3. A student who makes a request in furtherance of 
the student's coursework or other school-sponsored activities and 
provides a copy of a course syllabus or other reasonable documentation 
to indicate the research purpose for the request, would qualify as part 
of this fee category.
    (5) Noncommercial scientific institution is an institution that is 
not operated on a ``commercial'' basis, as defined in paragraph (b)(1) 
of this section and that is operated solely for the purpose of 
conducting scientific research the results of which are not intended to 
promote any particular product or industry. A requester in this 
category must show that the request is authorized by and is made under 
the auspices of a qualifying institution and that the records are 
sought to further scientific research and are not for a commercial use.
    (6) Representative of the news media is any person or entity that 
actively gathers information of potential interest to a segment of the 
public, uses its editorial skills to turn the raw materials into a 
distinct work, and distributes that work to an audience. The term 
``news'' means information that is about current events or that would 
be of current interest to the public. Examples of news media entities 
include television or radio stations that broadcast ``news'' to the 
public at large and publishers of periodicals that disseminate ``news'' 
and make their products available through a variety of means to the 
general public, including news organizations that disseminate solely on 
the internet. A request for records supporting the news-dissemination 
function of the requester shall not be considered to be for a 
commercial use. ``Freelance'' journalists who demonstrate a solid basis 
for expecting publication through a news media entity shall be 
considered as a representative of the news media. A publishing contract 
would provide the clearest evidence that publication is expected; 
however, the agency shall also consider a requester's past publication 
record in making this determination.
    (7) Review is the examination of a record located in response to a 
request in order to determine whether any portion of it is exempt from 
disclosure. Review time includes processing any record for disclosure, 
such as doing all that is necessary to prepare the record for 
disclosure, including the process of redacting the record and marking 
the appropriate exemptions. Review costs are properly charged even if a 
record ultimately is not disclosed. Review time also includes time 
spent both obtaining and considering any formal objection to disclosure 
made by a confidential commercial information submitter under Sec.  
1120.7, but it does not include time spent resolving general legal or 
policy issues regarding the application of exemptions.
    (8) Search is the process of looking for and retrieving records or 
information responsive to a request. Search time includes page-by-page 
or line-by-line identification of information within records and the 
reasonable efforts expended to locate and retrieve information from 
electronic records.
    (c) Charging fees. In responding to FOIA requests, the Access Board 
will charge the following fees unless a waiver or reduction of fees has 
been granted under paragraph (k) of this section. The fee amounts 
provided below include the direct costs associated with a given fee 
type.
    (1) Search. (i) Requests made by educational institutions, 
noncommercial scientific institutions, or representatives of the news 
media are not subject to search fees. Search fees shall be charged for 
all other requesters, subject to the restrictions of paragraph (d) of 
this section. The agency may properly charge for time spent searching 
even if they do not locate any responsive records or if they determine 
that the records are entirely exempt from disclosure.
    (ii) Search fees, including for electronic searches that do not 
require new programming, will be calculated based on the Washington, 
DC. Locality Pay Area hourly rates (basic pay plus 16% for benefits) of 
the personnel conducting the search, rounded down to the nearest full 
hour, as follows:
    (A) Searches by clerical/administrative personnel will be charged 
at a salary rate equivalent to a GS-9/step 5;
    (B) Searches by information technology personnel will be charged at 
a salary rate equivalent to a GS-13/step 5;
    (C) Searches by professional/managerial personnel will be charged 
at a salary rate equivalent to a GS-14/step 5; and
    (D) Searches by senior executive personnel and Board members will 
be charged at a salary rate equivalent to an EX-Level IV.
    (iii) Requesters shall be charged the direct costs associated with 
conducting any search that requires the creation of a new computer 
program to locate the requested records. Requesters shall be notified 
of the costs associated with creating such a program and must agree to 
pay the associated costs before the costs may be incurred.
    (iv) For requests that require the retrieval of records stored by 
the agency at a Federal records center operated by the National 
Archives and Records Administration (NARA), additional costs shall be 
charged in accordance with the Transactional Billing Rate Schedule 
established by NARA.
    (2) Duplication. Duplication fees shall be charged to all 
requesters, subject to the restrictions of paragraph (d) of this 
section. The agency will honor a requester's preference for receiving a

[[Page 60315]]

record in a particular form or format where it is readily reproducible 
by the agency in the form or format requested. Where photocopies are 
supplied, the agency will provide one copy per request at a cost of 
$0.20 per page. For copies of records produced on tapes, disks, or 
other media, the agency will charge the direct costs of producing the 
copy, including operator time. Where paper documents must be scanned in 
order to comply with a requester's preference to receive the records in 
an electronic format, the requester shall pay the direct costs 
associated with scanning those materials. For other forms of 
duplication, the agency will charge the direct costs.
    (3) Review. Review fees shall be charged to requesters who make 
commercial use requests. Review fees shall be assessed in connection 
with the initial review of the record, i.e., the review conducted by 
the agency to determine whether an exemption applies to a particular 
record or portion of a record. No charge will be made for review at the 
administrative appeal stage of exemptions applied at the initial review 
stage. However, if a particular exemption is deemed to no longer apply, 
any costs associated with the re-review of the records in order to 
consider the use of other exemptions may be assessed as review fees. 
Review fees shall be charged at the same rates as those charged for a 
search under paragraph (c)(1)(ii) of this section.
    (d) Restrictions on charging fees. (1) No search fees will be 
charged for requests by educational institutions (unless the records 
are sought for a commercial use), noncommercial scientific 
institutions, or representatives of the news media.
    (2) If the agency fails to comply with the FOIA's time limits in 
which to respond to a request, it may not charge search fees, or, in 
the instances of requests from requesters described in paragraph (d)(1) 
of this section, may not charge duplication fees, except as described 
in paragraphs (d)(2)(i) through (iii) of this section.
    (i) If the agency has determined that unusual circumstances as 
defined by the FOIA apply and the agency provided timely written notice 
to the requester in accordance with the FOIA, a failure to comply with 
the time limit shall be excused for an additional 10 days.
    (ii) If the agency has determined that unusual circumstances as 
defined by the FOIA apply, and more than 5,000 pages are necessary to 
respond to the request, the agency may charge search fees, or, in the 
case of requesters described in paragraph (d)(1) of this section, may 
charge duplication fees if the following steps are taken. The agency 
must have provided timely written notice of unusual circumstances to 
the requester in accordance with the FOIA and the agency must have 
discussed with the requester via written mail, email, or telephone (or 
made not less than three good-faith attempts to do so) how the 
requester could effectively limit the scope of the request in 
accordance with 5 U.S.C. 552(a)(6)(B)(ii). If this exception is 
satisfied, the agency may charge all applicable fees incurred in the 
processing of the request.
    (iii) If a court has determined that exceptional circumstances 
exist as defined by the FOIA, a failure to comply with the time limits 
shall be excused for the length of time provided by the court order.
    (3) Except for requesters seeking records for a commercial use, the 
agency will provide without charge:
    (i) The first 100 pages of duplication (or the cost equivalent for 
other media); and
    (ii) The first two hours of search.
    (4) When, after first deducting the 100 free pages (or its cost 
equivalent) and the first two hours of search, a total fee calculated 
under paragraph (c) of this section is $25.00 or less for any request, 
no fee will be charged.
    (5) No fees will be charged if the costs of routine collection and 
processing of the fee are likely to equal or exceed the amount of the 
fee.
    (e) Notice of anticipated fees in excess of $25.00. (1) When the 
agency determines or estimates that the fees to be assessed in 
accordance with this section will exceed $25.00, the agency will notify 
the requester of the actual or estimated amount of the fees, including 
a breakdown of the fees for search, review or duplication, unless the 
requester has indicated a willingness to pay fees as high as those 
anticipated. If only a portion of the fee can be estimated readily, the 
agency will advise the requester accordingly. If the requester is a 
noncommercial use requester, the notice will specify that the requester 
is entitled to the statutory entitlements of 100 pages of duplication 
at no charge and, if the requester is charged search fees, two hours of 
search time at no charge, and will advise the requester whether those 
entitlements have been provided.
    (2) In cases in which a requester has been notified that the actual 
or estimated fees are in excess of $25.00, the request will not be 
considered received and further work will not be completed until the 
requester commits in writing to pay the actual or estimated total fee, 
or designates some amount of fees the requester is willing to pay, or 
in the case of a noncommercial use requester who has not yet been 
provided with the requester's statutory entitlements, designates that 
the requester seeks only that which can be provided by the statutory 
entitlements. The requester must provide the commitment or designation 
in writing, and must, when applicable, designate an exact dollar amount 
the requester is willing to pay. The agency is not required to accept 
payments in installments.
    (3) If the requester has indicated a willingness to pay some 
designated amount of fees, but the agency estimates that the total fee 
will exceed that amount, the agency will toll the processing of the 
request when it notifies the requester of the estimated fees in excess 
of the amount the requester has indicated a willingness to pay. The 
agency will inquire whether the requester wishes to revise the amount 
of fees the requester is willing to pay or modify the request. Once the 
requester responds, the time to respond will resume from where it was 
at the date of the notification.
    (4) The Access Board's FOIA officer and FOIA Public Liaison is 
available to assist any requester in reformulating a request to meet 
the requester's needs at a lower cost.
    (f) Charges for other services. Although not required to provide 
special services, if the agency chooses to do so as a matter of 
administrative discretion, the direct costs of providing the service 
will be charged. Examples of such services include certifying that 
records are true copies, providing multiple copies of the same 
document, or sending records by means other than first class mail.
    (g) Charging interest. The agency may charge interest on any unpaid 
bill starting on the 31st day following the date of billing the 
requester. Interest charges will be assessed at the rate provided in 31 
U.S.C. 3717 and will accrue from the billing date until payment is 
received by the agency. The Access Board will follow the provisions of 
the Debt Collection Act of 1982 (Pub. L. 97-365, 96 Stat. 1749), as 
amended, and its administrative procedures, including the use of 
consumer reporting agencies, collection agencies, and offset.
    (h) Aggregating requests. When the agency reasonably believes that 
a requester or a group of requesters acting in concert is attempting to 
divide a single request into a series of requests for the purpose of 
avoiding fees, the agency may aggregate those requests and charge 
accordingly. The agency may presume that multiple requests of this type 
made within a 30-day period have

[[Page 60316]]

been made in order to avoid fees. For requests separated by a longer 
period, the agency will aggregate them only where there is a reasonable 
basis for determining that aggregation is warranted in view of all the 
circumstances involved. Multiple requests involving unrelated matters 
shall not be aggregated.
    (i) Advance payments. (1) For requests other than those described 
in paragraphs (i)(2) or (i)(3) of this section, the Access Board will 
not require the requester to make an advance payment before work 
commences or is continued on a request. Payment owed for work already 
completed (i.e., payment before copies are sent to a requester) is not 
an advance payment.
    (2) When the agency determines or estimates that a total fee to be 
charged under this section will exceed $250.00, it may require that the 
requester make an advance payment up to the amount of the entire 
anticipated fee before beginning to process the request. The agency may 
elect to process the request prior to collecting fees when it receives 
a satisfactory assurance of full payment from a requester with a 
history of prompt payment.
    (3) Where a requester has previously failed to pay a properly 
charged FOIA fee within 30 calendar days of the billing date, the 
agency may require that the requester pay the full amount due, plus any 
applicable interest on that prior request, and may require that the 
requester make an advance payment of the full amount of any anticipated 
fee before the agency begins to process a new request or continues to 
process a pending request or any pending appeal. Where the agency has a 
reasonable basis to believe that a requester has misrepresented the 
requester's identity in order to avoid paying outstanding fees, it may 
require that the requester provide proof of identity.
    (4) In cases in which the agency requires advance payment, the 
request shall not be considered received and further work will not be 
completed until the required payment is received. If the requester does 
not pay the advance payment within 30 calendar days after the date of 
the agency's fee determination, the request will be closed.
    (j) Other statutes specifically providing for fees. The fee 
schedule of this section does not apply to fees charged under any 
statute that specifically requires an agency to set and collect fees 
for particular types of records. In instances where records responsive 
to a request are subject to a statutorily-based fee schedule program, 
the agency shall inform the requester of the contact information for 
that program.
    (k) Requirements for waiver or reduction of fees. (1) Requesters 
may seek a waiver of fees by submitting a written application 
demonstrating how disclosure of the requested information is in the 
public interest because it is likely to contribute significantly to 
public understanding of the operations or activities of the government 
and is not primarily in the commercial interest of the requester.
    (2) The agency will furnish records responsive to a request without 
charge or at a reduced rate when it determines, based on all available 
information, that disclosure of the requested information is in the 
public interest because it is likely to contribute significantly to 
public understanding of the operations or activities of the government 
and is not primarily in the commercial interest of the requester. In 
deciding whether this standard is satisfied, the agency will consider 
the factors described in paragraphs (k)(2)(i) through (iii) of this 
section:
    (i) Disclosure of the requested information would shed light on the 
operations or activities of the government. The subject of the request 
must concern identifiable operations or activities of the Federal 
Government with a connection that is direct and clear, not remote or 
attenuated.
    (ii) Disclosure of the requested information would be likely to 
contribute significantly to public understanding of those operations or 
activities. This factor is satisfied when the following criteria are 
met:
    (A) Disclosure of the requested records must be meaningfully 
informative about government operations or activities. The disclosure 
of information that already is in the public domain, in either the same 
or a substantially identical form, would not be meaningfully 
informative if nothing new would be added to the public's 
understanding.
    (B) The disclosure must contribute to the understanding of a 
reasonably broad audience of persons interested in the subject, as 
opposed to the individual understanding of the requester. A requester's 
expertise in the subject area as well as the requester's ability and 
intention to effectively convey information to the public must be 
considered. The agency will presume that a representative of the news 
media will satisfy this consideration.
    (iii) The disclosure must not be primarily in the commercial 
interest of the requester. To determine whether disclosure of the 
requested information is primarily in the commercial interest of the 
requester, the agency will consider the following criteria:
    (A) Whether the requester has any commercial interest that would be 
furthered by the requested disclosure. A commercial interest includes 
any commercial, trade, or profit interest. Requesters must be given an 
opportunity to provide explanatory information regarding this 
consideration.
    (B) If there is an identified commercial interest, whether that is 
the primary interest furthered by the request. A waiver or reduction of 
fees is justified when the requirements of paragraphs (k)(2)(i) and 
(ii) of this section are satisfied and any commercial interest is not 
the primary interest furthered by the request. The agency ordinarily 
will presume that when a news media requester has satisfied the 
requirements of paragraphs (k)(2)(i) and (ii) of this section, the 
request is not primarily in the commercial interest of the requester. 
Disclosure to data brokers or others who merely compile and market 
government information for direct economic return will not be presumed 
to primarily serve the public interest.
    (3) Where only some of the records to be released satisfy the 
requirements for a waiver of fees, a waiver shall be granted for those 
records.
    (4) Requests for a waiver or reduction of fees should be made when 
the request is first submitted and should address the criteria 
referenced above. A requester may submit a fee waiver request at a 
later time so long as the underlying record request is pending or on 
administrative appeal. When a requester who has committed to pay fees 
subsequently asks for a waiver of those fees and that waiver is denied, 
the requester shall be required to pay any costs incurred up to the 
date the fee waiver request was received.


Sec.  1120.11  Other rights and services.

    Nothing in this part shall be construed to entitle any person, as 
of right, to any service or to the disclosure of any record to which 
such person is not entitled under the FOIA.

[FR Doc. 2026-19448 Filed 9-22-26; 8:45 am]
BILLING CODE 8150-01-P


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Indexed from Federal Register on September 23, 2026.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.