Notice2026-19215
Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by North American Derivatives Exchange, Inc.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 21, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 181 (Monday, September 21, 2026)</title>
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[Federal Register Volume 91, Number 181 (Monday, September 21, 2026)]
[Notices]
[Pages 59823-59824]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-19215]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-106396; File No. 10-255]
Acknowledgement of Receipt of Notice of Registration as a
National Securities Exchange Pursuant to Section 6(g) of the Securities
Exchange Act of 1934 by North American Derivatives Exchange, Inc.
September 16, 2026.
Section 6(g) of the Securities Exchange Act of 1934 (``Exchange
Act'') \1\ provides that an exchange that lists or trades security
futures products may register as a national securities exchange solely
for the purposes of trading security futures products by filing a
written notice with the Securities and Exchange Commission
(``Commission'') if: (1) the exchange is a board of trade, as that term
is defined by the Commodity Exchange Act (``CEA''),\2\ that has been
designated a contract market by the Commodity Futures Trading
Commission (``CFTC'') and such designation is not suspended by order of
the CFTC; and (2) such exchange does not serve as a market place for
transactions in securities other than security futures products or
futures on exempted securities or groups or indexes of securities or
options thereon that have been authorized under Section 2(a)(1)(C) of
the CEA.\3\ Rule 6a-4 under the Exchange Act \4\ requires that such an
exchange submit written notice of registration to the Commission on
Form 1-N.\5\ Under Exchange Act Section 6(g)(2)(B), an exchange's
registration as a national securities exchange becomes effective
contemporaneously with the submission of the written notice on Form 1-
N.\6\
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\1\ 15 U.S.C. 78f(g).
\2\ 7 U.S.C. 1a(6).
\3\ 7 U.S.C. 2(a)(1)(C).
\4\ 17 CFR 240.6a-4.
\5\ Under Rule 202.3(b)(3) of the Commission's Informal and
Other Procedures, upon receipt of a Form 1-N, the Division of
Trading and Markets examines the notice to determine whether all
necessary information has been supplied and whether all other
required documents have been furnished in proper form. 17 CFR
202.3(b)(3).
\6\ 15 U.S.C. 78f(g)(2)(B).
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On September 14, 2026, North American Derivatives Exchange, Inc.
(``Nadex'') filed a Form 1-N with the Commission. Pursuant to Section
6(g)(3) of the Exchange Act,\7\ the Commission hereby acknowledges
receipt of the Form 1-N submitted by Nadex. Copies of the Form 1-N,
including all exhibits, are available on the Commission's internet
website (https://www.sec.gov/rules-regulations/commission-orders-
[[Page 59824]]
notices/other-commission-orders-notices-information).
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\7\ 15 U.S.C. 78f(g)(3).
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For further information about this Release, you may contact David
Dimitrious, Senior Special Counsel; Jennifer Colihan, Special Counsel;
Eugene Hsia, Special Counsel; Michou Nguyen, Special Counsel; and Alba
Baze, Attorney-Adviser, Office of Market Supervision, Division of
Trading and Markets, at (202) 551-5550, Securities and Exchange
Commission, 100 F Street NE, Washington, DC 20549.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
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\8\ 17 CFR 200.30-3(a)(75).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-19215 Filed 9-18-26; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on September 21, 2026.
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