Skip to main content
Notice2026-18857

Privacy Act of 1974; System of Records

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
September 15, 2026

Issuing agencies

Veterans Affairs Department

Abstract

Pursuant to the Privacy Act of 1974, notice is hereby given that the Department of Veterans Affairs (VA) is modifying the system of records titled "Automated Safety Incident Surveillance and Tracking System (ASISTS)-VA" (99VA13). This system is used to identify specific cases of work-related injuries and illnesses, track and evaluate medical care of and services provided to injured or ill workers, and determine emerging causes, clusters of incidents, and outbreaks.

Full Text

<html>
<head>
<title>Federal Register, Volume 91 Issue 177 (Tuesday, September 15, 2026)</title>
</head>
<body><pre>
[Federal Register Volume 91, Number 177 (Tuesday, September 15, 2026)]
[Notices]
[Pages 58563-58567]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-18857]


-----------------------------------------------------------------------

DEPARTMENT OF VETERANS AFFAIRS

[Docket No. VA-2025-VACO-0001]


Privacy Act of 1974; System of Records

AGENCY: Department of Veterans Affairs.

ACTION: Notice of a modified system of records.

-----------------------------------------------------------------------

SUMMARY: Pursuant to the Privacy Act of 1974, notice is hereby given 
that the Department of Veterans Affairs (VA) is modifying the system of 
records titled ``Automated Safety Incident Surveillance and Tracking 
System (ASISTS)-VA'' (99VA13). This system is used to identify specific 
cases of work-related injuries and illnesses, track and evaluate 
medical care of and services provided to injured or ill workers, and 
determine emerging causes, clusters of incidents, and outbreaks.

DATES: Comments on this modified system of records must be received no 
later than 30 days after the date of publication in the Federal 
Register. If no public comment is received during the period allowed 
for comment or unless otherwise published in the Federal Register by 
VA, the modified system of records will become effective a minimum of 
30 days after date of publication in the Federal Register. If VA 
receives public comments, VA shall review the comments to determine 
whether any changes to the notice are necessary.

ADDRESSES: Comments may be submitted through <a href="http://www.regulations.gov">www.regulations.gov</a> under 
docket number VA-2025-VACO-0001 or mailed to VA Privacy Service 
(005X6F), 810 Vermont Avenue NW, Washington, DC 20420. Comments should 
indicate that they are submitted in response to ``Automated Safety 
Incident Surveillance and Tracking System (ASISTS)-VA'' (99VA13). 
Instructions for accessing agency documents, submitting comments, and 
viewing the docket are available on <a href="http://www.regulations.gov">www.regulations.gov</a> under ``FAQ.''

FOR FURTHER INFORMATION CONTACT: Stephania Griffin, Veterans Health 
Administration, <a href="/cdn-cgi/l/email-protection#306344554058515e59511e7742595656595e7046511e575f46"><span class="__cf_email__" data-cfemail="e5b69180958d848b8c84cba2978c83838c8ba59384cb828a93">[email&#160;protected]</span></a> or 704-245-2492.

SUPPLEMENTARY INFORMATION: VA is modifying the system by revising the 
System Name; System Number; System Location; System Manager; Authority 
for Maintenance of the System; Purpose; Categories of Records in the 
System; Records Source Categories; Routine Uses of Records Maintained 
in the System; Policies and Practices for Storage of Records; Policies 
and Practices for Retrieval of Records; Policies and Practices for 
Retention and Disposal of Records; Administrative, Technical and 
Physical Safeguards; Record Access Procedures; Contesting Record 
Procedures; and Notification Procedure.
    The System Name will be changed from ``Automated Safety Incident 
Surveillance and Tracking System (ASISTS)-VA'' to ``Performance Logic-
Employee Safety Incident Investigation Platform (ESIIP) Records-VA.''
    The System Number will be changed from 99VA13 to 99VA10 to reflect 
the current VHA organizational routing symbol.
    The System Location is being updated to replace the current 
language with: ``Records are maintained electronically or on paper at 
Department of Veterans Affairs (VA) Medical Centers (address locations 
are listed in VA Appendix 1 of the biennial Privacy Act Issuance 
publication), Veterans Integrated Service Networks (VISN), and VA Data 
Processing Centers. Information from these records or copies of these 
records may be maintained by Performance Logic and the Veterans Health 
Administration (VHA) Central Office at 811 Vermont Avenue NW, 
Washington, DC 20571. Records are also located at the VA Enterprise 
Cloud at participating servers in the United States.''
    The System Manager is being updated to replace ``Office of Public 
Health and Environmental Hazards (13), Department of Veterans Affairs, 
810 Vermont Avenue NW., Washington, DC 20420, Officials maintaining the 
system: Director at the facility where the employee was associated'' 
with ``Director, VHA Office of Occupational Safety and Health, 
<a href="/cdn-cgi/l/email-protection#47312f2628242434262122333e2629232f22262b332f2624332e282907312669202831"><span class="__cf_email__" data-cfemail="f4829c959b979787959291808d959a909c919598809c9597809d9b9ab48295da939b82">[email&#160;protected]</span></a>, 811 Vermont Avenue NW, Washington, 
DC 20571.''
    The Authority for Maintenance of the System is being updated to 
include 29 CFR 1960; 29 CFR 1904; and 29 CFR 1910.1030.
    The Purpose is being updated to remove references to Workers' 
Compensation as the updated system has no function for submitting 
Workers' Compensation claims. This section is being rewritten to state, 
``The records and information may be used for managing work-related 
injuries and illnesses by identifying, characterizing, and tracking 
occupational injuries and illnesses and the progress of injured or ill 
current and former employees, trainees, contractors, subcontractors, 
volunteers, and other individuals working with or performing services 
for VHA.
    With respect to occupational safety, information regarding a 
workplace injury or illness, including the description of the incident, 
any correction action taken, results of any investigation, and 
recommendations for employees' safety and health, is entered into ESIIP 
by the supervisor of an injured or ill employee and/or the health and 
safety personnel of the facility. These records are used to identify 
specific incidents of work- related injuries and illnesses; track and 
evaluate services and medical care of injured or ill workers; and 
determine emerging causes, clusters of incidents, and outbreaks. In 
addition, VHA uses the information to identify system-wide problems and 
opportunities for focused education; evaluate through statistical 
analysis the effectiveness health and safety systems; develop and 
manage the planning, distribution, and utilization of resources; and 
support further research in the area of occupational medicine. Some of 
these data are then compiled for reporting to the Occupational Safety 
and Health Administration (OSHA) of

[[Page 58564]]

the Department of (DoL), in accordance with 29 CFR part 1960. Further, 
the records may be used by institutional members of an accident review 
board or an incident review board, a multidisciplinary group of health 
and safety professionals and representatives from human resources, 
safety, occupational health, and unions/labor representatives and 
infection control to determine root causes of injuries and illnesses; 
and by VA hospitals and regional offices, VA Central Office, and the VA 
Office of the Inspector General for audits, reviews, and investigations 
of such events.
    The records will be used to identify specific cases of work-related 
injuries and illnesses; track and evaluate medical care of and services 
provided to injured or ill workers, and determine emerging causes, 
clusters of incidents, and outbreaks. The records will also be used to 
identify system-wide problems and opportunities for focused education 
and intervention; evaluate the effectiveness of health and safety 
systems performance, especially after interventions, through 
statistical analysis; to develop and manage the planning, distribution, 
and utilization of resources; and support further research in the area 
of occupational medicine. The data may also be used for the review of 
root causes of injuries, for audits, reviews, and investigations of 
incidents involving workplace injuries and illnesses.
    Data may be accessed locally, at the VISN level and Program Office 
level through Performance Logic directly. Nationally, data may be 
accessed through the rolled-up master file and data use agreements with 
the System Manager.
    ESIIP users are at the facility, VISN and national level. At the 
facility level: safety and occupational health staff and safe patient 
handling and mobility coordinators, VHA supervisory, and VHA management 
staff. At the VISN level: VISN safety staff. At the national level: VHA 
Occupational Safety and Health.''
    The Categories of Records in the System section is being updated to 
remove Social Security number from #1. Being added to #2 is employee, 
contractor, volunteer, trainee. ``Health officer'' is added to #5 and 
``medical treatment beyond first aid'' is added to #7. ``8. Information 
required for filing a workers' compensation claim with the DoL Office 
of Workers' Compensation Programs (OWCP) under the Federal Employee 
Compensation Act (FECA), 5 U.S.C. 8101 et seq. ASISTS does not contain, 
in whole or in part, workers' compensation claim forms filed under the 
FECA, any duplicates or copies of such documents, or any information 
that is derived from claim records'' is being removed from #8 and 
replaced with ``8. Forms attached to emails include information for the 
OSHA 301 form, OSHA 300 Log and VA Form 2162''. Being added is #9, 
Information required for annual occupational injury and illness data 
submission to the Bureau of Labor statistics including employee name, 
occupation, date of birth, date of hire, sex, and incident details.
    The Records Source Categories section will clarify that these are 
VA employees. This section is being updated to include ``Information 
can also be provided by the ASISTS legacy system (previous system); 
ESIIP has replaced ASISTS.''
    Routine Uses of Records Maintained in the System section is being 
updated to clarify Routine Use #13 to state Federal Agencies, for Fraud 
and Abuse Preventing and Detecting: To other Federal agencies, such as 
CMS or USPS, to assist such agencies in preventing and detecting 
possible fraud or abuse by individuals in their operations and 
programs, such as detecting duplicate payments for care, or mail fraud 
related to delivery of VA medications
    The following Routines Uses are being added:
    Routine Use #14, ``Data Breach Response and Remediation, for 
Another Federal Agency: To another Federal agency or Federal entity, 
when VA determines that information from this system of records is 
reasonably necessary to assist the recipient agency or entity in (1) 
responding to a suspected or confirmed breach or (2) preventing, 
minimizing, or remedying the risk of harm to individuals, the recipient 
agency or entity (including its information systems, programs, and 
operations), the Federal Government, or national security, resulting 
from a suspected or confirmed breach.''
    Routine Use #15, ``Former Employee or Contractor, Representative, 
for Litigation Involving Individual: To a former VA employee or 
contractor, as well as the authorized representative of a current or 
former employee or contractor of VA, in pending or reasonably 
anticipated litigation against the individual regarding health care 
provided during the period of their employment or contract with VA.''
    The Policies and Practices for Storage of Records section is being 
updated to remove and replace, ``Records are maintained magnetic tape, 
disk, or laser optical media with copies of back-up computer files 
maintained at off-site locations in most cases'' with ``Records are 
maintained on paper and stored into the VA Azure cloud.''
    The Policies and Practices for Retrieval of Records section is 
being updated to remove the Social Security number.
    The Policies and Practices for Retention and Disposal of Records 
section is being updated to remove, ``At the current time, VA does not 
have records disposition authority for these records that has been 
approved by the Archivist of the United States. The System Manager has 
initiated action to seek and obtain such disposition authority in 
accordance with VA Handbook 6300.1, Records Management Procedures. The 
records will not be destroyed until VA obtains a National Archives and 
Records Administration (NARA) approved records disposition authority. 
Once VA has obtained NARA-approved records disposition authority, the 
agency will amend this notice to reflect that authority, and any 
destruction of electronic records will occur when no longer needed for 
administrative, legal, audit, or other operational purposes.'' This 
section is being updated to include ``General Records Schedule 2.7, 
item 020'' at the end of the sentence ``Records in this system are 
retained and disposed of in accordance with the schedule approved by 
the Archivist of the United States''.
    The Administrative, Technical and Physical Safeguards section is 
being updated to include #4. VA Enterprise Cloud data storage conforms 
to security protocols as stipulated in VA Directives 6500 and 6517 as a 
service cloud computing environment that has been authorized at the 
high-impact level under the Federal Risk and Authorization Management 
Program. Access control standards are stipulated in specific agreements 
with cloud vendors to restrict and monitor access. The secure site-to-
site encrypted network connection is limited to access via the VA 
trusted internet connection.
    The Record Access Procedures section is being amended to state, 
``Individuals seeking information on the existence and content of 
records in this system pertaining to them should contact the system 
manager in writing as indicated above or may write or visit the VA 
medical facility location where they normally receive their care. A 
request for access to records must contain the requester's full name, 
address, telephone number, be signed by the requester, and describe the 
records sought in sufficient detail to enable VA personnel to locate 
them with a reasonable amount of effort.''
    The Contesting Record Procedures section is being amended to state,

[[Page 58565]]

``Individuals seeking to contest or amend records in this system 
pertaining to them should contact the system manager in writing as 
indicated above or may write or visit the VA medical facility location 
where they normally receive their care. A request to contest or amend 
records must state clearly and concisely what record is being 
contested, the reasons for contesting it, and the proposed amendment to 
the record.''
    The Notification Procedure section is being amended to state, 
``Generalized notice is provided by the publication of this notice. For 
specific notice, see Record Access Procedure, above.''
    The Report of Intent to Amend a System of Records Notice and an 
advance copy of the system notice have been sent to the appropriate 
Congressional committees and to the Director of the Office of 
Management and Budget (OMB) as required by 5 U.S.C. 552a(c) (Privacy 
Act) and guidelines issued by OMB (65 FR 77677), December 12, 2000.

Signing Authority

    The Senior Agency Official for Privacy, or designee, approved this 
document and authorized the undersigned to sign and submit the document 
to the Office of the Federal Register for publication electronically as 
an official document of the Department of Veterans Affairs. Eddie Pool, 
Assistant Secretary for Information and Technology and Chief 
Information Officer, Department of Veterans Affairs approved this 
document on September 12, 2025 for publication.

    Dated: September 11, 2026.
Stephanie Hotchkiss,
Government Information Specialist, VA Privacy Service, Office of 
Information and Technology, Department of Veterans Affairs.
SYSTEM NAME AND NUMBER:
    ``Performance Logic-Employee Safety Incident Investigation Platform 
(ESIIP) Records-VA'' (99VA10)

SECURITY CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Records are maintained electronically or on paper at Department of 
Veterans Affairs (VA) Medical Centers (address locations are listed in 
VA Appendix 1 of the biennial Privacy Act Issuance publication), 
Veterans Integrated Service Networks (VISN), and VA Data Processing 
Centers. Information from these records or copies of these records may 
be maintained by Performance Logic and the Veterans Health 
Administration (VHA) Central Office at 811 Vermont Avenue NW, 
Washington, DC 20571. Records are also located at the VA Enterprise 
Cloud at participating servers in the United States.

SYSTEM MANAGER(S):
    Official responsible for policies and procedures: Director, VHA 
Office of Occupational Safety and Health, 
<a href="/cdn-cgi/l/email-protection#55233d343a363626343330212c343b313d303439213d3436213c3a3b1523347b323a23"><span class="__cf_email__" data-cfemail="4b3d232a242828382a2d2e3f322a252f232e2a273f232a283f2224250b3d2a652c243d">[email&#160;protected]</span></a>, 811 Vermont Avenue NW, Washington, 
DC 20571.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    5 U.S.C. Chapters 11, 31, 33, 43, 61, 63, and 83; 38 U.S.C. 501; 38 
U.S.C. Chapter 74; 29 CFR 1960; 29 CFR 1904; and 29 CFR 1910.1030.

PURPOSE(S) OF THE SYSTEM:
    The records and information may be used for managing work-related 
injuries and illnesses by identifying, characterizing, and tracking 
occupational injuries and illnesses and the progress of injured or ill 
current and former employees, trainees, contractors, subcontractors, 
volunteers, and other individuals working with or performing services 
for VHA.
    With respect to occupational safety, information regarding a 
workplace injury or illness, including the description of the incident, 
any correction action taken, results of any investigation, and 
recommendations for employees' safety and health, is entered into ESIIP 
by the supervisor of an injured or ill employee and/or the health and 
safety personnel of the facility. These records are used to identify 
specific incidents of work- related injuries and illnesses; track and 
evaluate services and medical care of injured or ill workers; and 
determine emerging causes, clusters of incidents, and outbreaks. In 
addition, VHA uses the information to identify system-wide problems and 
opportunities for focused education; evaluate through statistical 
analysis the effectiveness of health and safety systems; develop and 
manage the planning, distribution, and utilization of resources; and 
support further research in the area of occupational medicine. Some of 
these data are then compiled for reporting to the Occupational Safety 
and Health Administration (OSHA) of the Department of (DoL), in 
accordance with 29 CFR part 1960. Further, the records may be used by 
institutional members of an accident review board or an incident review 
board, a multidisciplinary group of health and safety professionals and 
representatives from human resources, safety, occupational health, and 
unions/labor representatives and infection control to determine root 
causes of injuries and illnesses; and by VA hospitals and regional 
offices, VA Central Office, and the VA Office of the Inspector General 
for audits, reviews, and investigations of such events.
    The records will be used to identify specific cases of work-related 
injuries and illnesses; track and evaluate medical care of and services 
provided to injured or ill workers, and determine emerging causes, 
clusters of incidents, and outbreaks. The records will also be used to 
identify system-wide problems and opportunities for focused education 
and intervention; evaluate the effectiveness of health and safety 
systems performance, especially after interventions, through 
statistical analysis; to develop and manage the planning, distribution, 
and utilization of resources; and support further research in the area 
of occupational medicine. The data may also be used for the review of 
root causes of injuries, for audits, reviews, and investigations of 
incidents involving workplace injuries and illnesses.
    Data may be accessed locally, at the VISN level and Program Office 
level through Performance Logic directly. Nationally, data may be 
accessed through the rolled-up master file and data use agreements with 
the System Manager.
    ESIIP users are at the facility, VISN and national level. At the 
facility level: safety and occupational health staff and safe patient 
handling and mobility coordinators, VHA supervisory, and VHA management 
staff. At the VISN level: VISN safety staff. At the national level: VHA 
Occupational Safety and Health.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    The records include information concerning current and former 
employees, trainees, contractors, subcontractors, volunteers, and other 
individuals working with or performing services for VA. For the purpose 
of this system of records, these individuals are characterized 
collectively as employees.

CATEGORIES OF RECORDS IN THE SYSTEM:
    The records in this system include:
    1. Personal identifiers, including the injured or ill employee's 
name, date of birth, age, and sex;
    2. Residential and professional contact data, including home and/or 
mailing address, home telephone number, emergency contact information, 
personnel status (i.e., employee, contractor, volunteer, trainee), and 
duty station;
    3. Employment information, including personnel status, occupation,

[[Page 58566]]

grade and step, date of hire, and station number;
    4. Information about injuries and illnesses attributed to work, 
including the location of injury, cause, severity, type of injury, body 
parts affected, risk, and contributing factors;
    5. Information from reviews and investigation of incidents 
conducted by the employee's supervisor and the safety personnel of that 
facility, including any corrective actions taken by the supervisor and 
the findings of the health officer;
    6. Abstract information, including environmental and 
epidemiological registries, studies of effectiveness of health and 
safety systems, and further research in the area of occupational 
medicine;
    7. Information required for reporting to OSHA of DoL, including the 
name of the treating physician or other health care professional, 
hospitalization, medical treatment beyond first aid, safety device;
    8. Forms attached to emails include information for the OSHA 301 
form, OSHA 300 Log and VA Form 2162; and
    9. Information required for annual occupational injury and illness 
data submission to the Bureau of Labor Statistics, including employee 
name, occupation, date of birth, date of hire, sex, and incident 
details.

RECORD SOURCE CATEGORIES:
    Information in this system of records is provided by VA employees, 
trainees, contractors, subcontractors, volunteers, and other affected 
individuals; supervisors; health and safety professionals at 
facilities; clinical personnel; workers' compensation personnel; and 
human resources staff. Information can also be provided by the ASISTS 
legacy system (previous system); ESIIP has replaced ASISTS.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
    1. Law Enforcement, for Reporting Violations of Law: To a Federal, 
state, local, territorial, tribal, or foreign law enforcement authority 
or other appropriate entity charged with the responsibility of 
investigating or prosecuting such violation or charged with enforcing 
or implementing such law, provided that the disclosure is limited to 
information that, either alone or in conjunction with other 
information, indicates a violation or potential violation of law, 
whether civil, criminal, or regulatory in nature. The disclosure of the 
names and addresses of Veterans and their dependents from VA records 
under this routine use must also comply with the provisions of 38 
U.S.C. 5701(f).
    2. Congress: To a Member of Congress or staff acting upon the 
Member's behalf when the Member or staff requests the information on 
behalf of, and at the request of, the individual who is the subject of 
the record.
    3. National Archives and Records Administration (NARA): To NARA in 
records management inspections conducted under 44 U.S.C. 2904 and 2906, 
or other functions authorized by laws and policies governing NARA 
operations and VA records management responsibilities.
    4. Department of Justice (DoJ) for Litigation or Administrative 
Proceeding: To the DoJ, or in a proceeding before a court, adjudicative 
body, or other administrative body before which VA is authorized to 
appear, when any of the following is a party to such
    proceedings or has an interest in such proceedings, and VA 
determines that use of such records is relevant and necessary to the 
proceedings:
    (a) VA or any component thereof;
    (b) Any VA employee in his or her official capacity;
    (c) Any VA employee in his or her official capacity where DoJ has 
agreed to represent the employee; or
    (d) The United States, where VA determines that litigation is 
likely to affect the agency or any of its components.
    5. The Joint Commission, for Accreditation: To survey teams of the 
Joint Commission, College of American Pathologists, American 
Association of Blood Banks, and similar national accreditation agencies 
or boards with which VA has a contract or agreement to conduct such 
reviews, as relevant and necessary for the purpose of program review or 
the seeking of accreditation or certification.
    6. Merit Systems Protection Board (MSPB): To the MSPB in connection 
with appeals, special studies of the civil service and other merit 
systems, review of rules and regulations, investigation of alleged or 
possible prohibited personnel practices, and such other functions 
promulgated in 5 U.S.C. 1205 and 1206, or as authorized by law.
    7. Equal Employment Opportunity Commission (EEOC): To the EEOC in 
connection with investigations of alleged or possible discriminatory 
practices, examination of Federal affirmative employment programs, or 
other functions of the Commission as authorized by law.
    8. Federal Labor Relations Authority (FLRA): To the FLRA in 
connection with the investigation and resolution of allegations of 
unfair labor practices, the resolution of exceptions to arbitration 
awards when a question of material fact is raised; matters before the 
Federal Service Impasses Panel; and the investigation of representation 
petitions and the conduct or supervision of representation elections.
    9. Contractors: To contractors, grantees, experts, consultants, 
students, and others performing or working on a contract, service, 
grant, cooperative agreement, or other assignment for VA, when 
reasonably necessary to accomplish an agency function related to the 
records.
    10. Unions: To labor unions operating at the facility level as 
members of institutional review boards, also known as accident review 
boards, to review root causes of injuries.
    11. Department of Labor (DoL): To the DoL for the electronic filing 
of workers compensation claims, as provided by 5 U.S.C. 8121.
    12. Data Breach Response and Remediation, for VA: To appropriate 
agencies, entities, and persons when (1) VA suspects or has confirmed 
that there has been a breach of the system of records; (2) VA has 
determined that as a result of the suspected or confirmed breach there 
is a risk of harm to individuals, VA (including its information 
systems, programs, and operations), the Federal Government, or national 
security; and (3) the disclosure made to such agencies, entities, or 
persons is reasonably necessary to assist in connection with VA efforts 
to respond to the suspected or confirmed breach or to prevent, 
minimize, or remedy such harm.
    13. Federal Agencies, for Preventing and Detecting Fraud and Abuse: 
To other Federal agencies, such as CMS or USPS, to assist such agencies 
in preventing and detecting possible fraud or abuse by individuals in 
their operations and programs, such as detecting duplicate payments for 
care, or mail fraud related to delivery of VA medications.
    14. Data Breach Response and Remediation, for Another Federal 
Agency: To another Federal agency or Federal entity, when VA determines 
that information from this system of records is reasonably necessary to 
assist the recipient agency or entity in (1) responding to a suspected 
or confirmed breach or (2) preventing, minimizing, or remedying the 
risk of harm to individuals, the recipient agency or entity (including 
its information systems, programs, and operations), the Federal 
Government, or national security, resulting from a suspected or 
confirmed breach.

[[Page 58567]]

    15. Former Employee or Contractor, Representative, for Litigation 
Involving Individual: To a former VA employee or contractor, as well as 
the authorized representative of a current or former employee or 
contractor of VA, in pending or reasonably anticipated litigation 
against the individual regarding health care provided during the period 
of their employment or contract with VA.

POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
    Records are maintained on paper and electronically. The records and 
backup records are stored in the VA Azure Cloud.

POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
    Records are retrieved by name or other assigned identifiers of the 
individuals on whom they are maintained.

POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
    Records in this system are retained and disposed of in accordance 
with the schedule approved by the Archivist of the United States, 
General Records Schedule 2.7, item 020.

ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
    1. Access to VA working space and record storage areas is 
restricted to VA employees on a ``need-to-know'' basis. Generally, VA 
file areas are locked after normal duty hours and are protected from 
outside access by the Federal Protective Service. Strict control 
measures are enforced to ensure that disclosure is limited to a ``need 
to know'' basis.
    2. Access to records maintained at facilities, VA Headquarters, and 
VISN offices is restricted to VA employees who have a need for the 
information in the performance of their official duties. Access to 
information stored on automated storage media is controlled by 
individually unique passwords/codes that must be changed periodically 
by the employee. Authorized VA employees at remote locations including 
VA health care facilities may access information stored in the 
computer. Access is controlled by individually unique passwords/codes. 
Records are maintained in manned rooms during nonworking hours. The 
facilities are protected from outside access during working hours by 
security personnel.
    3. Access to information that populates workers' compensation claim 
forms submitted to DOL is accessible to only the employee filing the 
claim, his or her supervisor, and the workers' compensation personnel 
of the facility.
    4. VA Enterprise Cloud data storage conforms to security protocols 
as stipulated in VA Directives 6500 and 6517 as a service cloud 
computing environment that has been authorized at the high-impact level 
under the Federal Risk and Authorization Management Program. Access 
control standards are stipulated in specific agreements with cloud 
vendors to restrict and monitor access. The secure site-to-site 
encrypted network connection is limited to access via the VA trusted 
internet connection.

RECORD ACCESS PROCEDURES:
    Individuals seeking information on the existence and content of 
records in this system pertaining to them should contact the System 
Manager in writing as indicated above or write or visit the VA facility 
location where they normally receive their care. A request for access 
to records must contain the requester's full name, address, and 
telephone number, be signed by the requester, and describe the records 
sought in sufficient detail to enable VA personnel to locate them with 
a reasonable amount of effort.

CONTESTING RECORD PROCEDURES:
    Individuals seeking to contest or amend records in this system 
pertaining to them should contact the System Manager in writing as 
indicated above or may write or visit the VA facility location where 
they normally receive their care. A request to contest or amend records 
must state clearly and concisely what record is being contested, the 
reasons for contesting it, and the proposed amendment to the record.

NOTIFICATION PROCEDURES:
    Individuals who wish to be notified if a record in this system of 
records pertains to them should submit the request following the 
procedures described in ``Record Access Procedures,'' above.

EXEMPTIONS PROMULGATED FOR THE SYSTEM:
    None.

HISTORY:
    74 FR 14613 (March 31, 2009).

[FR Doc. 2026-18857 Filed 9-14-26; 8:45 am]
BILLING CODE 8320-01-P


</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>
Indexed from Federal Register on September 15, 2026.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.