Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 489 and Form F-N

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<title>Federal Register, Volume 91 Issue 167 (Monday, August 31, 2026)</title>
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[Federal Register Volume 91, Number 167 (Monday, August 31, 2026)]
[Notices]
[Page 55940]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-17679]



[[Page 55940]]

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SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0411]


Agency Information Collection Activities; Proposed Collection; 
Comment Request; Extension: Rule 489 and Form F-N

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``SEC'' or ``Commission'') is soliciting comments on the 
proposed collection of information.
    Rule 489 (17 CFR 230.489) under the Securities Act of 1933 (15 
U.S.C. 77a et seq.) requires foreign banks and foreign insurance 
companies and holding companies and finance subsidiaries of foreign 
banks and foreign insurance companies that are exempted from the 
definition of ``investment company'' by virtue of rules 3a-1 (17 CFR 
270.3a-1), 3a-5 (17 CFR 270.3a-5), and 3a-6 (17 CFR 270.3a-6) under the 
Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) to file Form 
F-N (17 CFR 239.43) to appoint an agent for service of process when 
making a public offering of securities in the United States. The 
information is collected so that the Commission and private plaintiffs 
may serve process on foreign entities in actions and administrative 
proceedings arising out of or based on the offer or sales of securities 
in the United States by such foreign entities.
    The Commission received an average of 20 Form F-N filings per year 
over the last three years (2023-2025). The Commission has previously 
estimated that the total annual burden associated with information 
collection and Form F-N preparation and submission is one hour per 
filing. Based on the Commission's experience with disclosure documents 
generally, the Commission continues to believe that this estimate is 
appropriate. Thus, the estimated total annual burden for rule 489 and 
Form F-N is 20 hours.
    Estimates of average burden hours are made solely for the purposes 
of the Paperwork Reduction Act and are not derived from a comprehensive 
or even representative survey or study of the costs of Commission rules 
and forms. Compliance with the collection of information requirements 
of rule 489 and Form F-N is mandatory to obtain the benefit of the 
exemption. Responses to the collection of information will not be kept 
confidential.
    An agency may not conduct or sponsor, and a person is not required 
to respond to a collection of information unless it displays a 
currently valid OMB Control Number.
    Written comments are invited on: (a) whether this proposed 
collection of information is necessary for the proper performance of 
the functions of the SEC, including whether the information will have 
practical utility; (b) the accuracy of the SEC's estimate of the burden 
imposed by the proposed collection of information, including the 
validity of the methodology and the assumptions used; (c) ways to 
enhance the quality, utility, and clarity of the information to be 
collected; and (d) ways to minimize the burden of the collection of 
information on respondents, including through the use of automated, 
electronic collection techniques or other forms of information 
technology.
    Please direct your written comments on this 60-Day Collection 
Notice to Austin Gerig, Director/Chief Data Officer, Securities and 
Exchange Commission, c/o Tanya Ruttenberg via email to 
<a href="/cdn-cgi/l/email-protection#fdad9c8d988f8a928f96af9899889e89949293bc9e89bd8e989ed39a928b"><span class="__cf_email__" data-cfemail="82d2e3f2e7f0f5edf0e9d0e7e6f7e1f6ebedecc3e1f6c2f1e7e1ace5edf4">[email&#160;protected]</span></a> by October 30, 2026. There will be a 
second opportunity to comment on this SEC request following the Federal 
Register publishing a 30-Day Submission Notice.

    Dated: August 26, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-17679 Filed 8-28-26; 8:45 am]
BILLING CODE 8011-01-P


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