Notice2026-11923
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) To Expand the Scope of the Non-Member Affiliate-Principal Transaction Indicator to Also Include Member Affiliates
Primary source
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Published
June 15, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 114 (Monday, June 15, 2026)</title>
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[Federal Register Volume 91, Number 114 (Monday, June 15, 2026)]
[Notices]
[Page 36019]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-11923]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-105648; File No. SR-FINRA-2026-009]
Self-Regulatory Organizations; Financial Industry Regulatory
Authority, Inc.; Notice of Designation of Longer Period for Commission
Action on Proposed Rule Change To Amend the FINRA Rule 6700 Series
(Trade Reporting and Compliance Engine) (TRACE) To Expand the Scope of
the Non-Member Affiliate--Principal Transaction Indicator to Also
Include Member Affiliates
June 10, 2026.
On April 22, 2026, the Financial Industry Regulatory Authority,
Inc. (``FINRA'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to amend the FINRA Rule 6700 Series to expand the
scope of the non-member affiliate--principal transaction indicator to
also include member affiliates. The proposed rule change was published
for comment in the Federal Register on May 6, 2026.\3\
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 105352 (May 1,
2026), 91 FR 24625 (``Notice''). Comments received on the proposed
rule change are available at: <a href="https://www.sec.gov/rules-regulations/public-comments/sr-finra-2026-009">https://www.sec.gov/rules-regulations/public-comments/sr-finra-2026-009</a>.
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Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is June 20, 2026. The Commission is extending this 45-day time period.
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\4\ 15 U.S.C. 78s(b)(2).
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The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change and the
comments received. Accordingly, the Commission, pursuant to Section
19(b)(2) of the Act,\5\ designates August 4, 2026 as the date by which
the Commission shall either approve or disapprove, or institute
proceedings to determine whether to disapprove, the proposed rule
change (File No. SR-FINRA-2026-009).
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\5\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
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\6\ 17 CFR 200.30-3(a)(31).
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J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2026-11923 Filed 6-12-26; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on June 15, 2026.
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