Skip to main content
Notice2026-11806

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
June 12, 2026

Issuing agencies

Securities and Exchange Commission

Full Text

<html>
<head>
<title>Federal Register, Volume 91 Issue 113 (Friday, June 12, 2026)</title>
</head>
<body><pre>
[Federal Register Volume 91, Number 113 (Friday, June 12, 2026)]
[Notices]
[Pages 35735-35739]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-11806]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-105631; File No. SR-GEMX-2026-22]


Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing 
and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, 
Section 3

June 9, 2026.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that 
on May 27, 2026, Nasdaq GEMX, LLC (``GEMX'' or ``Exchange'') filed with 
the Securities and Exchange Commission (``SEC'' or ``Commission'') the 
proposed rule change as described in Items I, II, and III, below, which 
Items have been prepared by the Exchange. The Commission is publishing 
this notice to solicit comments on the proposed rule change from 
interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes to amend GEMX's Pricing Schedule at Options 
7, Section 3 related to Index Options.\3\
---------------------------------------------------------------------------

    \3\ On April 30, 2026, the Exchange filed SR-GEMX-2026-19. On 
May 12, 2026, the Exchange withdrew SR-GEMX-2026-19 and filed this 
proposal. On May 27, 2026, the Exchange withdrew SR-GEMX-2026-20 and 
filed this proposal.
---------------------------------------------------------------------------

    The text of the proposed rule change is available on the Exchange's 
website at <a href="https://listingcenter.nasdaq.com/rulebook/gemx/rulefilings">https://listingcenter.nasdaq.com/rulebook/gemx/rulefilings</a>, 
and at the principal office of the Exchange.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements 
concerning the purpose of and basis for the proposed rule change and 
discussed any comments it received on the proposed rule change. The 
text of these statements may be examined at the places specified in 
Item IV below. The Exchange has prepared summaries, set forth in 
sections A, B, and C below, of the most significant aspects of such 
statements.

[[Page 35736]]

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    GEMX proposes to amend the current surcharge applicable to Nasdaq-
100[supreg] Index (``NDX'') options at Options 7, Section 3, Regular 
Order Fees and Rebates.
    Currently, note 20 of Options 7, Section 3 imposes a surcharge of 
$1.50 per contract for NDX electronic simple Non-Priority Customer \4\ 
orders that remove liquidity. This surcharge is in addition to the 
Options Transaction Charges in NDX for Non-Priority Customer orders of 
$0.75 per contract. Today, Priority Customer \5\ orders pay a fee of 
$0.50 per contract in NDX.\6\
---------------------------------------------------------------------------

    \4\ The term ``Non-Priority Customer'' includes Market Makers, 
Non-Nasdaq GEMX Market Makers (FarMMs), Firm Proprietary/Broker-
Dealers, and Professional Customers. See Options 7, Section 1(c).
    \5\ A ``Priority Customer'' '' is a person or entity that is not 
a broker/dealer in securities, and does not place more than 390 
orders in listed options per day on average during a calendar month 
for its own beneficial account(s), as defined in Nasdaq GEMX Options 
1, Section 1(a)(36). Unless otherwise noted, when used in this 
Pricing Schedule the term ``Priority Customer'' includes ``Retail'' 
as defined below. See Options 7, Section 1(c).
    \6\ Additionally, for transactions in NDX, a license surcharge 
of $0.25 is assessed to Non-Priority Customers at note 9 of Options 
7, Section 3. The license surcharge applies to all NDX executions, 
including executions of NDX orders that are routed to one or more 
exchanges in connection with the Options Order Protection and 
Locked/Crossed Market Plan. Further, pursuant to note 14 of Options 
7, Section 3, a surcharge of $0.25 per contract is assessed to all 
market participants for executions in NDX with a premium price of 
$25.00 or greater.
---------------------------------------------------------------------------

Proposal
    At this time, the Exchange proposes to amend the surcharge at note 
20 of Options 7, Section 3 to instead assess a surcharge on NDX 
electronic simple Non-Priority Customer orders that remove liquidity 
according to the following premium schedule:

Less than $3.00.............................................       $1.00
Greater than or equal to $3.00 and less than $10.00.........        1.50
Greater than or equal to $10.00 and less than $25.00........        2.00
Greater than or equal to $25.00 and less than $50.00........        2.50
Greater than or equal to $50.00.............................        3.00
------------------------------------------------------------------------

    The Exchange believes its proposed scaled surcharge reflects 
meaningful differences in risk and market impact across premium levels. 
Higher-premium options signal greater implied volatility, carry larger 
notional exposure, exhibit heightened sensitivity to index movements, 
embed more consequential leverage, and approximate or exceed the 
economic exposure of comparable futures contracts. Each of these 
factors independently supports imposing a higher surcharge on higher-
premium transactions.
    An option's premium is driven in substantial part by the market's 
expectation of future movement in the underlying index (implied 
volatility).\7\ Accordingly, a higher premium generally signals that 
the market perceives the Nasdaq-100 Index as presenting greater risk at 
that point in time. Trades executed in higher-volatility environments 
carry a greater potential to disrupt orderly market functioning: each 
transaction can exert more pronounced price pressure, and liquidity 
providers face commensurately higher hedging costs. A surcharge tied to 
premium price functions as a self-correcting mechanism--when market 
conditions are riskier and premiums rise, the surcharge rises 
proportionally; when conditions normalize and premiums decline, the 
surcharge declines accordingly. This design ensures the pricing remains 
aligned with prevailing market risk without requiring constant manual 
recalibration. The Nasdaq-100 Index is particularly susceptible to 
these dynamics given its heavy concentration in large-capitalization 
technology companies, which can experience sharp and sudden price 
dislocations that cause option premiums to escalate rapidly.
---------------------------------------------------------------------------

    \7\ When market participants expect larger swings in the Nasdaq-
100 Index, option premiums rise; when they expect less volatility, 
premiums fall.
---------------------------------------------------------------------------

    The notional value \8\ of NDX options further supports the proposed 
tiered surcharge. With a contract multiplier of $100, a $1.00 premium 
option represents $100 of premium value per contract, while a $50.00 
premium option represents $5,000 per contract--fifty times the economic 
stake. A trade in a higher-premium option transfers more capital and 
more risk between counterparties, requires Market Makers to commit 
greater resources to hedge the resulting position, and consumes a 
larger share of available liquidity on the order book. A flat 
surcharge--identical regardless of premium price--would treat a $100 
trade and a $5,000 trade as though they imposed equivalent market 
impact. The tiered schedule, by contrast, scales the fee with the 
magnitude of economic exposure, ensuring that participants trading 
higher-value options bear a modestly higher surcharge commensurate with 
the greater significance of their transactions. The proposed pricing is 
reasonable because the scaled surcharge reflects these differences in 
the economic characteristics of the underlying transactions.
---------------------------------------------------------------------------

    \8\ Notional value refers to the total dollar amount of economic 
exposure that an option contract represents.
---------------------------------------------------------------------------

    Transactions in the Nasdaq-100 Index involving greater effective 
leverage warrant proportionally higher fees. Leverage permits a trader 
to gain exposure to a large notional amount in the underlying index for 
a relatively small upfront payment; however, the significance of that 
leverage varies materially with the premium price. A $1.00 premium NDX 
option offers the potential for control of a large notional position 
but is typically far out-of-the-money, meaning the probability that it 
will deliver meaningful economic value at expiration is low. By 
contrast, a $50.00 premium NDX option is likely in-the-money or near-
the-money, carrying a high probability of delivering a real economic 
payoff. In this case, the market participant pays a fraction of the 
cost of an equivalent direct position in the Nasdaq-100 Index while 
retaining a strong likelihood of participating in the index's movement. 
This combination of leverage and high probability of economic delivery 
makes higher-premium options powerful instruments capable of shifting 
substantial risk. The proposed tiered surcharge recognizes that higher-
premium options carry more consequential leverage and should therefore 
bear a commensurately higher fee.
    Finally, as the premium of NDX options increases, the option's 
economic behavior converges with that of a futures contract. A CME-
listed Nasdaq-100 future provides direct, linear one-for-one exposure 
to the Nasdaq-100 Index. When an NDX option carries a high premium and 
a delta approaching 1.0, it behaves substantially like a futures 
contract: with a $100 multiplier and a delta near 1.0, each one-point 
move in the index produces approximately $100 of profit or loss per 
contract--the economic equivalent of roughly five E-mini Nasdaq-100 
futures contracts. Moreover, options introduce risk dimensions absent 
from futures, including sensitivity to changes in volatility (vega 
risk) and accelerating sensitivity to index movements (gamma risk). 
These additional risk dimensions give high-premium options a risk 
profile that can exceed that of a comparable futures position, further 
supporting a higher surcharge at elevated premium levels.
    With this proposal, the lowest tier ($1.00) reduces the existing 
surcharge for low-premium contracts, conferring a benefit on 
participants trading less expensive series. The middle tier ($1.50) 
preserves the status quo for the band that historically reflects a 
substantial

[[Page 35737]]

portion of activity in NDX. The upper tiers ($2.00, $2.50, and $3.00) 
modestly increase the surcharge for high-premium contracts, where the 
participant's economic exposure--and the Exchange's correlative cost 
burden--is materially greater. The graduated structure thereby ties the 
magnitude of the fee to an objective, transaction-specific measure of 
value, which the Commission has long recognized as a reasonable basis 
for differentiated pricing in the listed options markets.
    The Exchange believes that the proposed pricing will continue to 
attract NDX order flow to the Exchange.
2. Statutory Basis
    The Exchange believes that its proposal is consistent with Section 
6(b) of the Act,\9\ in general, and furthers the objectives of Sections 
6(b)(4) and 6(b)(5) of the Act,\10\ in particular, in that it provides 
for the equitable allocation of reasonable dues, fees and other charges 
among members and issuers and other persons using any facility, and is 
not designed to permit unfair discrimination between customers, 
issuers, brokers, or dealers.
---------------------------------------------------------------------------

    \9\ 15 U.S.C. 78f(b).
    \10\ 15 U.S.C. 78f(b)(4) and (5).
---------------------------------------------------------------------------

    The Commission and the courts have repeatedly expressed their 
preference for competition over regulatory intervention in determining 
prices, products, and services in the securities markets. In Regulation 
NMS, while adopting a series of steps to improve the current market 
model, the Commission highlighted the importance of market forces in 
determining prices and SRO revenues and, also, recognized that current 
regulation of the market system ``has been remarkably successful in 
promoting market competition in its broader forms that are most 
important to investors and listed companies.'' \11\
---------------------------------------------------------------------------

    \11\ Securities Exchange Act Release No. 51808 (June 9, 2005), 
70 FR 37496, 37499 (June 29, 2005) (``Regulation NMS Adopting 
Release'').
---------------------------------------------------------------------------

    Likewise, in NetCoalition v. Securities and Exchange Commission 
\12\ (``NetCoalition'') the D.C. Circuit upheld the Commission's use of 
a market-based approach in evaluating the fairness of market data fees 
against a challenge claiming that Congress mandated a cost-based 
approach.\13\ As the court emphasized, the Commission ``intended in 
Regulation NMS that `market forces, rather than regulatory 
requirements' play a role in determining the market data . . . to be 
made available to investors and at what cost.'' \14\
---------------------------------------------------------------------------

    \12\ NetCoalition v. SEC, 615 F.3d 525 (D.C. Cir. 2010).
    \13\ See NetCoalition, at 534-535.
    \14\ Id. at 537.
---------------------------------------------------------------------------

    Further, ``[n]o one disputes that competition for order flow is 
`fierce.' . . . As the SEC explained, `[i]n the U.S. national market 
system, buyers and sellers of securities, and the broker-dealers that 
act as their order-routing agents, have a wide range of choices of 
where to route orders for execution'; [and] `no exchange can afford to 
take its market share percentages for granted' because `no exchange 
possesses a monopoly, regulatory or otherwise, in the execution of 
order flow from broker dealers'. . . .'' \15\ Although the court and 
the SEC were discussing the cash equities markets, the Exchange 
believes that these views apply with equal force to the options 
markets.
---------------------------------------------------------------------------

    \15\ Id. at 539 (quoting Securities Exchange Act Release No. 
59039 (December 2, 2008), 73 FR 74770, 74782-83 (December 9, 2008) 
(SR-NYSEArca-2006-21)).
---------------------------------------------------------------------------

    The Exchange's proposal to replace the current flat surcharge of 
$1.50 per contract for regular Non-Priority Customer orders that remove 
liquidity with a tiered structure \16\ scaled to the premium value of 
each contract is reasonable because scaling the surcharge to the 
premium value of the contract more accurately calibrates the fee to the 
economic value that the liquidity-removing participant derives from the 
transaction and to the corresponding costs and risks borne by the 
Exchange and by the liquidity providers whose quotations support the 
market in NDX.\17\ These index options are proprietary products for 
which the Exchange incurs licensing, market-data, and other costs that 
scale, in significant part, with the notional and premium value 
executed on the Exchange. A premium-based tier therefore allocates a 
larger share of those costs to transactions that consume a 
proportionally greater amount of Exchange resources and confer a 
proportionally greater economic benefit on the participant, while 
reducing the relative burden on lower-premium transactions, which are 
often associated with lower-delta or hedging-oriented strategies.
---------------------------------------------------------------------------

    \16\ The Exchange proposes a premium schedule as follows: $1.00 
per contract for premiums less than $3.00; $1.50 per contract for 
premiums greater than or equal to $3.00 and less than $10.00; $2.00 
per contract for premiums greater than or equal to $10.00 and less 
than $25.00; $2.50 per contract for premiums greater than or equal 
to $25.00 and less than $50.00; and $3.00 per contract for premiums 
greater than or equal to $50.00.
    \17\ With respect to NDX, the two lowest tiers ($1.00 for 
premiums less than $3.00 and $1.50 for premiums of $3.00 to less 
than $10.00) introduce a modest surcharge on lower-premium 
executions that today bear no surcharge, in amounts commensurate 
with the limited economic value of those contracts. The middle tier 
($2.00 for premiums of $10.00 to less than $25.00) likewise applies 
a measured surcharge to a band that is currently exempt. The upper 
tiers ($2.50 for premiums of $25.00 to less than $50.00 and $3.00 
for premiums of $50.00 or greater) replace the existing $0.25 
surcharge with charges that more accurately reflect the materially 
greater economic exposure of high-premium contracts and the 
correspondingly greater cost burden borne by the Exchange and its 
liquidity providers. The graduated structure thereby ties the 
magnitude of the fee to an objective, transaction-specific measure 
of value across the entire premium spectrum, which the Commission 
has long recognized as a reasonable basis for differentiated pricing 
in the listed options markets.
---------------------------------------------------------------------------

    The Exchange believes its proposed scaled surcharge reflects 
meaningful differences in risk and market impact across premium levels. 
Higher option premiums reflect elevated implied volatility in the 
Nasdaq-100 Index, signaling greater market risk. A premium-based 
surcharge operates as a self-correcting mechanism that scales fees with 
prevailing volatility, ensuring alignment with actual market 
conditions--particularly given the Nasdaq-100's concentration in 
technology stocks prone to sharp price dislocations. Differences in 
premium translate into significant differences in notional value and 
market impact. A tiered surcharge ensures that participants whose 
trades transfer greater capital and consume more liquidity bear fees 
proportionate to the economic magnitude of their transactions, whereas 
a flat surcharge would ignore these disparities. The economic 
significance of an option's embedded leverage depends on whether the 
option is likely to deliver a real payoff. Low-premium, far out-of-the-
money options carry leverage largely in theory, while higher-premium 
options near or in the money combine meaningful leverage with a high 
probability of economic delivery, justifying a commensurately higher 
surcharge. As NDX option premiums rise and delta approaches 1.0, the 
option's risk profile converges with--and can exceed--that of a 
comparable Nasdaq-100 futures contract, because options also carry vega 
and gamma risk. This functional equivalence (and additional complexity) 
at higher premium levels further supports a scaled surcharge.
    Today, market participants are offered different ways to gain 
exposure to the Nasdaq-100 Index, whether through the Exchange's 
proprietary products like options overlying NDX or separately through 
multi-listed options overlying Invesco QQQ Trust (``QQQ''). Offering 
NDX Options provides market participants with a variety of choices in 
selecting the product they desire to utilize in order to gain exposure 
to the Nasdaq-100 Index. Both NDX index options and QQQ options derive 
their value from the same underlying

[[Page 35738]]

economic exposure: the Nasdaq-100 index constituents. A participant 
seeking to hedge or speculate on the performance of the Nasdaq-100 can 
achieve comparable economic outcomes through either product. While the 
two products differ in settlement mechanics (NDX settles in cash; QQQ 
settles in shares of the ETF) and multiplier conventions, they serve as 
functional substitutes for the same core market exposure. In terms of 
price comparisons, Non-Priority Customers are assessed a $0.45 or $0.46 
per contract Penny Symbol Taker Fees \18\ to execute (remove liquidity) 
in an option on QQQ. To measure the notional equivalent of an option on 
QQQ as compared to NDX options, the fees should be multiplied by the 
ratio of the settlement price of NDX divided by QQQ. For example, on 
May 8, 2026, the ratio of settlement prices was 41.10 (29235.00 (NDXP 
settlement price)/711.23 (QQQ settlement price)). To create an 
equivalence in fees, a Taker Fee of $0.45 per contract for QQQ would 
equal $18.50 for NDX. The proposed NDX fees are significantly lower 
than QQQ options by comparison. A single NDX options contract carries a 
notional value approximately 41 times greater than a single QQQ options 
contract. A market participant would need to execute roughly 41 QQQ 
options to replicate the economic exposure of a single NDX contract. 
The Exchange therefore believes that a higher per-contract surcharge on 
NDX is reasonable on a cost-per-unit-of-notional-value basis.
---------------------------------------------------------------------------

    \18\ See Options 7, Section 3.
---------------------------------------------------------------------------

    Finally, competing in a regulated capital markets environment 
imposes several incremental costs on a less mature product. NDX compete 
against other broad-based indexes such as the S&P 500 Index (``SPX''), 
which is a mature index in comparison to NDX. As a result, NDX incur 
significant marketing expenditures aimed at funding educational content 
for NDX indexes to build awareness.
    The Exchange's proposal to replace the current flat surcharge of 
$1.50 per contract for regular Non-Priority Customer orders that remove 
liquidity with a tiered structure scaled to the premium value of each 
contract is not unfairly discriminatory because the surcharge applies 
uniformly to all electronic simple Non-Priority Customer orders that 
remove liquidity in NDX. Every Non-Priority Customer (Professionals, 
Broker-Dealers, Firms, and Market Makers) will be subject to the same 
tier table, and the applicable tier for any given execution will be 
determined solely by the objective premium value of the contract 
executed. While the proposed surcharge does not apply to Customer 
orders, the Exchange notes that Customer liquidity benefits all market 
participants by providing more trading opportunities, which attracts 
market makers. An increase in the activity of market makers--
particularly in response to pricing--facilitates tighter spreads, which 
may cause an additional corresponding increase in order flow from other 
market participants. Such developments would benefit all market 
participants.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition not necessary or appropriate in 
furtherance of the purposes of the Act.
Inter-Market Competition
    The proposal does not impose an undue burden on inter-market 
competition. NDX are proprietary options contracts while options on QQQ 
are multi-listed. Other options exchanges may price options on QQQ in a 
manner so as to compete directly with options on NDX. Further, options 
exchanges may offer competing broad-based indexes such as Cboe 
Exchange, Inc.'s SPX Options to compete with NDX. The manner in which 
options exchanges elect to price substitute or competing products may 
cause order flow to be diverted to another exchange.
Intra-Market Competition
    In accordance with Section 6(b)(8) of the Act, the Exchange does 
not believe that the proposed rule change would impose any burden on 
competition that is not necessary or appropriate in furtherance of the 
purposes of the Act. The Exchange's proposal to replace the current 
flat surcharge of $1.50 per contract for regular Non-Priority Customer 
orders that remove liquidity with a tiered structure scaled to the 
premium value of each contract does not impose an undue burden on 
competition because the surcharge applies uniformly to all electronic 
simple Non-Priority Customer orders that remove liquidity in NDX. Every 
Non-Priority Customer (Professionals, Broker-Dealers, Firms, and Market 
Makers) will be subject to the same tier table, and the applicable tier 
for any given execution will be determined solely by the objective 
premium value of the contract executed. While the proposed surcharge 
does not apply to Priority Customer orders, the Exchange notes that 
Priority Customer liquidity benefits all market participants by 
providing more trading opportunities, which attracts market makers. An 
increase in the activity of market makers--particularly in response to 
pricing--facilitates tighter spreads, which may cause an additional 
corresponding increase in order flow from other market participants. 
Such developments would benefit all market participants.
    Further, today, market participants have the opportunity to 
transact in NDX options, or separately execute options overlying QQQ. 
The NDX products provide market participants with an additional means 
to gain exposure to the Nasdaq-100 Index. NDX products compete with 
options on QQQ directly, and SPX products indirectly and that 
competition is driven in part through the pricing of these products. 
Finally, the proposed pricing differentiates among transactions--not 
among market participants--and does so on the basis of an objective, 
market-determined variable (premium price) that directly correlates 
with the costs imposed on the Exchange. For these reasons noted above, 
the Exchange believes that the proposed pricing is pro-competitive.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were either solicited or received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The foregoing rule change has become effective pursuant to Section 
19(b)(3)(A)(ii) of the Act.\19\ At any time within 60 days of the 
filing of the proposed rule change, the Commission summarily may 
temporarily suspend such rule change if it appears to the Commission 
that such action is: (i) necessary or appropriate in the public 
interest; (ii) for the protection of investors; or (iii) otherwise in 
furtherance of the purposes of the Act. If the Commission takes such 
action, the Commission shall institute proceedings to determine whether 
the proposed rule should be approved or disapproved.
---------------------------------------------------------------------------

    \19\ 15 U.S.C. 78s(b)(3)(A)(ii).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

[[Page 35739]]

Electronic Comments

    <bullet> Use the Commission's internet comment form (<a href="https://www.sec.gov/rules/sro.shtml">https://www.sec.gov/rules/sro.shtml</a>); or
    <bullet> Send an email to <a href="/cdn-cgi/l/email-protection#ed9f988188c08e8280808883999ead9e888ec38a829b"><span class="__cf_email__" data-cfemail="e795928b82ca84888a8a82899394a7948284c9808891">[email&#160;protected]</span></a>. Please include 
file number SR-GEMX-2026-22 on the subject line.

Paper Comments

    <bullet> Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

All submissions should refer to file number SR-GEMX-2026-22. This file 
number should be included on the subject line if email is used. To help 
the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's internet website (<a href="https://www.sec.gov/rules/sro.shtml">https://www.sec.gov/rules/sro.shtml</a>). Copies of the filing will be available for inspection and 
copying at the principal office of the Exchange. Do not include 
personal identifiable information in submissions; you should submit 
only information that you wish to make available publicly. We may 
redact in part or withhold entirely from publication submitted material 
that is obscene or subject to copyright protection. All submissions 
should refer to file number SR-GEMX-2026-22 and should be submitted on 
or before July 6, 2026.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\20\
---------------------------------------------------------------------------

    \20\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-11806 Filed 6-11-26; 8:45 am]
BILLING CODE 8011-01-P


</pre><script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</html>
Indexed from Federal Register on June 12, 2026.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.