Notice2026-11680
Agency Information Collection Activities under OMB Review
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
June 11, 2026
Issuing agencies
Commodity Futures Trading Commission
Abstract
In compliance with the Paperwork Reduction Act of 1995 (PRA), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Information and Regulatory Affairs (OIRA), of the Office of Management and Budget (OMB), for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.
Full Text
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<title>Federal Register, Volume 91 Issue 112 (Thursday, June 11, 2026)</title>
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[Federal Register Volume 91, Number 112 (Thursday, June 11, 2026)]
[Notices]
[Pages 35472-35473]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-11680]
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COMMODITY FUTURES TRADING COMMISSION
Agency Information Collection Activities under OMB Review
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice.
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SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (PRA),
this notice announces that the Information Collection Request (ICR)
abstracted below has been forwarded to the Office of Information and
Regulatory Affairs (OIRA), of the Office of Management and Budget
(OMB), for review and comment. The ICR describes the nature of the
information collection and its expected costs and burden.
DATES: Comments must be submitted on or before July 13, 2026.
ADDRESSES: Written comments and recommendations for the proposed
information collection should be submitted within 30 days of this
notice's publication to OIRA, at <a href="https://www.reginfo.gov/public/do/PRAMain">https://www.reginfo.gov/public/do/PRAMain</a>. Please find this particular information collection by
selecting ``Currently under 30-day Review--Open for Public Comments''
or by using the website's search function. Comments can be entered
electronically by clicking on the ``comment'' button next to the
information collection on the ``OIRA Information Collections Under
Review'' page, or the ``View ICR--Agency Submission'' page. A copy of
the supporting statement for the collection of information discussed
herein may be obtained by visiting <a href="https://www.reginfo.gov/public/do/PRAMain">https://www.reginfo.gov/public/do/PRAMain</a>.
In addition to the submission of comments to <a href="https://Reginfo.gov">https://Reginfo.gov</a> as
indicated above, a copy of all comments submitted to OIRA may also be
submitted to the Commodity Futures Trading Commission (the
``Commission'' or ``CFTC'') by any of the following methods:
<bullet> <a href="http://Regulations.gov">Regulations.gov</a>: Go to <a href="https://www.regulations.gov">https://www.regulations.gov</a> and
press the ``Search'' button, then proceed as follows:
1. Under Refine Documents Results--check the box to ``Only show
documents open for comment'';
2. Under Agency--select ``See More'' and check the box for
``Commodity Futures Trading Commission,'' then press the Apply button;
3. Identify this notice in the list of CFTC documents open for
comment, press the ``Comment'' button to open the submission form, and
follow the instructions on the form.
Alternatively, if you are viewing this notice on
<a href="http://www.federalregister.gov">www.federalregister.gov</a>, click the ``Submit A Public Comment'' button
at the top of the page to open the comment form. Follow the
instructions on the form to submit your comment to <a href="http://Regulations.gov">Regulations.gov</a>.
<bullet> Mail: Send to--Christopher Kirkpatrick, Secretary of the
Commission, Commodity Futures Trading Commission, Three Lafayette
Centre, 1155 21st Street NW, Washington, DC 20581.
<bullet> Hand Delivery/Courier: Address to--CFTC Comment
Submission, Attn: Christopher Kirkpatrick, Secretary of the Commission,
Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st
Street NW, Washington, DC 20581.
Please submit your comments using only one of these methods. To
avoid possible delays with mail or in-person deliveries, submissions
through <a href="http://Regulations.gov">Regulations.gov</a> are encouraged.
All comments must be submitted in English or, if not, accompanied
by an English translation. Do not include in your comment text or
attachments any personal identifying information or business
information that you do not want published online. Comments (regardless
of submission method) will be published without review for, and without
removal of, any personal identifying information or information your
business may consider confidential.
If you wish to submit confidential information for the Commission's
consideration, please contact the CFTC personnel listed in this Notice
under FOR FURTHER INFORMATION CONTACT before making any submission.
Please also carefully review the Commission's procedures in 17 CFR
145.9 for requesting confidential treatment under the Freedom of
Information Act (FOIA) of information submitted to the Commission.
The CFTC reserves the right, but shall have no obligation, to
review, pre-screen, filter, or redact all or any part of your comment
submission. The CFTC also reserves the right, without further
notification, to refuse to publish or to remove from public view all or
any part of your submission to the extent it contains content
inappropriate for publication in a comment file, such as--without
limitation--obscene language, threats of violence, solicitations for
commercial sales or illegal activity, or obvious spam. If a submission
that is refused for or withdrawn from publication because of
inappropriate content also contains comments on the merits of this
notice, such submission will be retained in the record for the matter
and will be considered as required under the Administrative Procedure
Act, the Paperwork Reduction Act, and other applicable laws, and may be
accessible under the FOIA.
FOR FURTHER INFORMATION CONTACT: Christopher W. Cummings, Market
Participants Division, Commodity Futures Trading Commission, (202) 418-
5445 or <a href="/cdn-cgi/l/email-protection#781b1b0d151511161f0b381b1e0c1b561f170e"><span class="__cf_email__" data-cfemail="94f7f7e1f9f9fdfaf3e7d4f7f2e0f7baf3fbe2">[email protected]</span></a>, and refer to OMB Control No. 3038-0072.
SUPPLEMENTARY INFORMATION:
Title: Registration under the Commodity Exchange Act (OMB Control
No. 3038-0072). This is a request for an extension of a currently
approved information collection.
Abstract: The information collected under OMB Control No. 3038-0072
is gathered through the use of forms for registration of swap dealers
and major swap participants. Swap dealers and major swap participants
are required by Section 4s(a) of the Commodity Exchange Act (``CEA'')
(7 U.S.C. 6s(a)) to register with the Commission. The CFTC uses various
forms for registration (and withdrawal therefrom) (the ``Registration
Forms''). OMB Control No. 3038-0072 applies to the Registration Forms
for registration of swap dealers and major swap participants,\1\ to the
alternative method provided under Commission regulations to submission
of a fingerprint card for foreign natural
[[Page 35473]]
persons; and to the process for requesting cross-border comparability
determinations for substituted compliance with requirements otherwise
applicable to swap dealers and major swap participants.
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\1\ Forms for registration of futures commission merchants,
commodity pool operators, commodity trading advisors, retail foreign
exchange dealers, introducing brokers, associated persons, floor
traders, and floor brokers are the subject of a separate information
collection (OMB Control Number 3038-0023).
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An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number.\2\ On March 25, 2026, the
Commission published in the Federal Register notice of the proposed
extension of this information collection and provided 60 days for
public comment on the proposed extension, 91 FR 14556 (``60-Day
Notice''). The Commission did not receive any comments on the 60-Day
Notice.
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\2\ 44 U.S.C. 3512, 5 CFR 1320.5(b)(2)(i) and 1320.8 (b)(3)(vi).
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Burden Statement: The Commission continues to estimate the burden
for this collection as described below.
Respondents/Affected Entities: Users of Commission registration
forms that are swap dealers and major swap participants.
Estimated number of respondents: 779.
Estimated average burden hours per respondent: 1.14 hours.
Estimated total annual burden on respondents: 888 hours.
Frequency of responses: Periodically.
There are no capital costs or operating and maintenance costs
associated with this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: June 8, 2026.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2026-11680 Filed 6-10-26; 8:45 am]
BILLING CODE 6351-01-P
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