Notice2026-11344
Agency Information Collection Activities: Information Collection Extension; Comment Request; Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC 101)
Primary source
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Published
June 5, 2026
Issuing agencies
Treasury DepartmentComptroller of the CurrencyFederal Reserve SystemFederal Deposit Insurance Corporation
Abstract
In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA), the OCC, the Board, and the FDIC (the agencies) may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The Federal Financial Institutions Examination Council (FFIEC), of which the agencies are members, has approved the agencies' publication for public comment of a proposal to extend for three years, without revision, the Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC 101), which is currently an approved collection of information for each agency. At the end of the comment period for this notice, the FFIEC and the agencies will review any comments received. As required by the PRA, the agencies will then publish a second Federal Register notice for a 30-day comment period and submit the final FFIEC 101 to OMB for review and approval.
Full Text
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<title>Federal Register, Volume 91 Issue 108 (Friday, June 5, 2026)</title>
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[Federal Register Volume 91, Number 108 (Friday, June 5, 2026)]
[Notices]
[Pages 34347-34349]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-11344]
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DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE CORPORATION
Agency Information Collection Activities: Information Collection
Extension; Comment Request; Regulatory Capital Reporting for
Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC
101)
AGENCY: Office of the Comptroller of the Currency (OCC), Treasury;
Board of Governors of the Federal Reserve System (Board); and Federal
Deposit Insurance Corporation (FDIC).
ACTION: Joint notice and request for comment.
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SUMMARY: In accordance with the requirements of the Paperwork
Reduction Act of 1995 (PRA), the OCC, the Board, and the FDIC (the
agencies) may not conduct or sponsor, and the respondent is not
required to respond to, an information collection unless it displays a
currently valid Office of Management and Budget (OMB) control number.
The Federal Financial Institutions Examination Council (FFIEC), of
which the agencies are members, has approved the agencies' publication
for public comment of a proposal to extend for three years, without
revision, the Regulatory Capital Reporting for Institutions Subject to
the Advanced Capital Adequacy Framework (FFIEC 101), which is currently
an approved collection of information for each agency. At the end of
the comment period for this notice, the FFIEC and the agencies will
review any comments received. As required by the PRA, the agencies will
then publish a second Federal Register notice for a 30-day comment
period and submit the final FFIEC 101 to OMB for review and approval.
DATES: Comments must be received by August 4, 2026.
ADDRESSES:
OCC: Commenters are encouraged to submit comments by email, if
possible. You may submit comments, which should refer to ``FFIEC 101,''
by any of the following methods:
<bullet> Email: <a href="/cdn-cgi/l/email-protection#21515340484f474e614e42420f55534440520f464e57"><span class="__cf_email__" data-cfemail="30404251595e565f705f53531e44425551431e575f46">[email protected]</span></a>.
<bullet> Mail: Chief Counsel's Office, Attention: Comment
Processing, Office of the Comptroller of the Currency, Attention: 1557-
0239, 400 7th Street SW, Suite 3E-218, Washington, DC 20219.
<bullet> Hand Delivery/Courier: 400 7th Street SW, Suite 3E-218,
Washington, DC 20219.
<bullet> Fax: (571) 293-4835.
Instructions: You must include ``OCC'' as the agency name and
``1557-0239'' in your comment. In general, the OCC will publish
comments on <a href="http://www.reginfo.gov">www.reginfo.gov</a> without change, including any business or
personal information provided, such as name and address information,
email addresses, or phone numbers. Comments received, including
attachments and other supporting materials, are part of the public
record and subject to public disclosure. Do not include any information
in your comment or supporting materials that you consider confidential
or inappropriate for public disclosure.
You may review comments and other related materials that pertain to
this information collection beginning on the date of publication of the
second notice for this collection by the method set forth in the next
bullet.
<bullet> Viewing Comments Electronically: Go to <a href="http://www.reginfo.gov">www.reginfo.gov</a>.
Hover over the ``Information Collection Review'' tab and click on
``Information Collection Review'' from the drop-down menu. From the
``Currently under Review'' drop-down menu, select ``Department of
Treasury'' and then click ``submit.'' This information collection can
be located by searching OMB control number ``1557-0239'' or
``Regulatory Capital Reporting for Institutions Subject to the Advanced
Capital Adequacy Framework (FFIEC 101).'' Upon finding the appropriate
information collection, click on the related ``ICR Reference Number.''
On the next screen, select ``View Supporting Statement and Other
Documents'' and then click on the link to any comment listed at the
bottom of the screen.
<bullet> For assistance in navigating <a href="http://www.reginfo.gov">www.reginfo.gov</a>, please
contact the Regulatory Information Service Center at (202) 482-7340.
Board: You may submit comments, identified by FFIEC 101, by any of
the following methods:
<bullet> Agency Website: <a href="https://www.federalreserve.gov/apps/proposals/">https://www.federalreserve.gov/apps/proposals/</a>. Follow the instructions for submitting comments, including
attachments. Preferred Method.
<bullet> Mail: Benjamin W. McDonough, Secretary, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue NW,
Washington, DC 20551.
<bullet> Hand Delivery/Courier: Same as mailing address.
<bullet> Other Means: <a href="/cdn-cgi/l/email-protection#7a0a0f18161319191517171f140e093a1c0818541d150c"><span class="__cf_email__" data-cfemail="58282d3a34313b3b3735353d362c2b183e2a3a763f372e">[email protected]</span></a>. You must include the
OMB number or the FFIEC number in the subject line of the message.
Comments received are subject to public disclosure. In general,
comments received will be made available on the Board's website at
<a href="https://www.federalreserve.gov/apps/proposals/">https://www.federalreserve.gov/apps/proposals/</a> without change and will
not be modified to remove personal or business information including
confidential, contact, or other identifying information. Comments
should not include any information such as confidential information
that would not be appropriate for public disclosure. Public comments
may also be viewed electronically or in person in Room M-4365A, 2001 C
St. NW, Washington, DC 20551, between 9 a.m. and 5 p.m. during Federal
business weekdays.
FDIC: You may submit comments, which should refer to ``FFIEC 101,''
by any of the following methods:
<bullet> Agency Website: <a href="https://www.fdic.gov/federal-register-publications">https://www.fdic.gov/federal-register-publications</a>. Follow the instructions for submitting comments on the
FDIC's website.
[[Page 34348]]
<bullet> Email: <a href="/cdn-cgi/l/email-protection#4b282426262e253f380b0d0f0208652c243d"><span class="__cf_email__" data-cfemail="20434f4d4d454e545360666469630e474f56">[email protected]</span></a>. Include ``FFIEC 101 Extension''
in the subject line of the message.
<bullet> Mail: Jennifer M. Jones, Deputy Executive Secretary, Attn:
Comments--FFIEC 101 Extension, Federal Deposit Insurance Corporation,
550 17th Street NW, Washington, DC 20429.
<bullet> Hand Delivery: Comments may be hand delivered to the guard
station at the rear of the 550 17th Street NW building (located on F
Street NW) on business days between 7 a.m. and 5 p.m.
<bullet> Public Inspection: All comments received, including any
personal information provided, will be posted without change to <a href="https://www.fdic.gov/federal-register-publications">https://www.fdic.gov/federal-register-publications</a>. Commenters should submit
only information that the commenter wishes to make available publicly.
The FDIC may review, redact, or refrain from posting all or any portion
of any comment that it may deem to be inappropriate for publication,
such as irrelevant or obscene material. The FDIC may post only a single
representative example of identical or substantially identical
comments, and in such cases will generally identify the number of
identical or substantially identical comments represented by the posted
example. All comments that have been redacted, as well as those that
have not been posted, that contain comments on the merits of this
document will be retained in the public comment file and will be
considered as required under all applicable laws. All comments may be
accessible under the Freedom of Information Act.
Additionally, commenters may send a copy of their comments to the
OMB desk officers for the agencies by mail to the Office of Information
and Regulatory Affairs, U.S. Office of Management and Budget, New
Executive Office Building, Room 10235, 725 17th Street NW, Washington,
DC 20503.
FOR FURTHER INFORMATION CONTACT: For further information about the
information collections discussed in this notice, please contact any of
the agency staff whose names appear below. In addition, copies of the
FFIEC 101 reporting forms and instructions can be obtained at the
FFIEC's website (<a href="https://www.ffiec.gov/resources/reporting-forms">https://www.ffiec.gov/resources/reporting-forms</a>).
OCC: Shaquita Merritt, Clearance Officer, (202) 649-5490, Chief
Counsel's Office, Office of the Comptroller of the Currency, 400 7th
Street SW, Washington, DC 20219. If you are deaf, hard of hearing, or
have a speech disability, please dial 7-1-1 to access
telecommunications relay services.
Board: Federal Reserve Board Clearance Officer--Nuha Elmaghrabi--
Office of the Chief Data Officer, Board of Governors of the Federal
Reserve System, <a href="/cdn-cgi/l/email-protection#e48a918c85ca81888985838c9685868da4829686ca838b92"><span class="__cf_email__" data-cfemail="9cf2e9f4fdb2f9f0f1fdfbf4eefdfef5dcfaeefeb2fbf3ea">[email protected]</span></a>, (202) 452-3884.
FDIC: Kimberly Yeh, Senior Attorney, (202) 898-6514, Legal
Division, Federal Deposit Insurance Corporation, 550 17th Street NW,
Washington, DC 20429.
SUPPLEMENTARY INFORMATION: Under the PRA (44 U.S.C. 3501 et seq.),
Federal agencies must obtain approval from the OMB for each collection
of information that they conduct or sponsor. ``Collection of
information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) to
include agency requests or requirements that members of the public
submit reports, keep records, or provide information to a third party.
Section 3506(c)(2)(A) of title 44 generally requires Federal agencies
to provide a 60-day notice in the Federal Register concerning each
proposed collection of information, including each proposed extension
of an existing collection of information, before submitting the
collection to OMB for approval. To comply with this requirement, the
agencies are publishing notice of the extension of this collection.
Title: Regulatory Capital Reporting for Institutions Subject to the
Advanced Capital Adequacy Framework.
Form Number: FFIEC 101.
Frequency of Response: Quarterly.
Type of Review: Regular.
Affected Public: Businesses or other for-profit.
Description: Each advanced approaches institution \1\ is required
to report quarterly regulatory capital data on the FFIEC 101. Each top-
tier advanced approaches institution and Category III institution \2\
is required to report supplementary leverage ratio information on the
FFIEC 101. The FFIEC 101 information collections are mandatory for
advanced approaches and top-tier Category III banking organizations
under the following authorities: 12 U.S.C. 161 (national banks), 12
U.S.C. 324 (state member banks), 12 U.S.C. 1844(c) (bank holding
companies), 12 U.S.C. 1467a(b) (savings and loan holding companies), 12
U.S.C. 1817 (insured state nonmember commercial and savings banks), 12
U.S.C. 1464 (federal and state savings associations), and 12 U.S.C.
1844(c), 3106, and 3108 (intermediate holding companies). Certain data
items in this information collection are given confidential treatment
under 5 U.S.C. 552(b)(4) and (8).
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\1\ 12 CFR 3.100(b) (OCC); 12 CFR 217.100(b) (Board); 12 CFR
324.100(b) (FDIC).
\2\ 12 CFR 3.2 (OCC); 12 CFR 217.2 (Board); 12 CFR 324.2 (FDIC).
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The agencies use data reported in the FFIEC 101 to assess and
monitor the levels and components of each reporting entity's applicable
capital requirements and the adequacy of the entity's capital under the
Advanced Capital Adequacy Framework \3\ and the supplementary leverage
ratio,\4\ as applicable; to evaluate the impact of the Advanced Capital
Adequacy Framework and the supplementary leverage ratio, as applicable,
on individual reporting entities and on an industry-wide basis and its
competitive implications; and to supplement on-site examination
processes. The reporting schedules also assist advanced approaches
institutions and top-tier Category III banking organizations in
understanding expectations relating to the system development necessary
for implementation and validation of the capital rule and the
supplementary leverage ratio, as applicable. Submitted data that are
released publicly will also provide other interested parties with
additional information about advanced approaches institutions' and top-
tier Category III institutions' regulatory capital.
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\3\ 12 CFR part 3, subpart E (OCC); 12 CFR part 217, subpart E
(Board); 12 CFR part 324, subpart E (FDIC).
\4\ 12 CFR 3.10(c) (OCC); 12 CFR 217.10(c) (Board); 12 CFR
324.10(c) (FDIC).
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The agencies are currently in the process of revising the
regulatory capital requirements for advanced approaches institutions
and will be issuing revised reporting requirements for comment through
the PRA process in the future. However, the existing FFIEC 101
collection expires on December 31, 2026, and it is likely the existing
forms will still be in use for a time after that date. Therefore, this
notice only requests extension of the existing forms without revision.
Estimated Burden:
OCC:
OMB Control No.: 1557-0239.
Estimated Number of Respondents: 10 national banks and federal
savings associations.
Estimated Time per Response: 674 burden hours per quarter to file
for banks and federal savings associations.
Estimated Total Annual Burden: 26,960 burden hours to file.
Board:
OMB Control No.: 7100-0319.
Estimated Number of Respondents: 4 state member banks; 5 bank
holding companies and savings and loan holding companies that complete
Supplementary Leverage Ratio (SLR)
[[Page 34349]]
Tables 1 and 2 only; 9 other bank holding companies and savings and
loan holding companies; and 7 intermediate holding companies.
Estimated Time per Response: 674 burden hours per quarter to file
for state member banks; 3 burden hours per quarter to file for bank
holding companies and savings and loan holding companies that complete
SLR Tables 1 and 2 only; 677 burden hours per quarter to file for other
bank holding companies and savings and loan holding companies; and 3
burden hours per quarter to file for intermediate holding companies.
Estimated Total Annual Burden: 10,784 burden hours for state member
banks to file; 60 burden hours for bank holding companies and savings
and loan holding companies that complete SLR Tables 1 and 2 only to
file; 24,372 burden hours for other bank holding companies and savings
and loan holding companies to file; and 84 burden hours for
intermediate holding companies to file.
FDIC:
OMB Control No.: 3064-0159.
Estimated Number of Respondents: 1 insured state nonmember bank and
state savings association.
Estimated Time per Response: 674 burden hours per quarter to file.
Estimated Total Annual Burden: 2,696 burden hours to file.
Request for Comment:
Comments submitted in response to this joint notice will be
summarized and included in the request for OMB approval, and will be
shared among the agencies. All comments will become a matter of public
record. Comments are invited on:
(a) Whether the collection of information is necessary for the
proper performance of the agencies' functions, including whether the
information has practical utility;
(b) The accuracy of the agencies' estimates of the burden of the
information collections, including the validity of the methodology and
assumption used;
(c) Ways to enhance the quality, utility, and clarity of the
information to be collected;
(d) Ways to minimize the burden of information collections on
respondents, including through the use of automated collection
techniques or other forms of information technology; and
(e) Estimates of capital or start-up costs and costs of operation,
maintenance, and purchase of services to provide information.
Carl Kaminski,
Assistant Director, Office of the Comptroller of the Currency.
Erin M. Cayce,
Assistant Secretary of the Board.
Federal Deposit Insurance Corporation.
Dated at Washington, DC, on June 3, 2026.
Jennifer M. Jones,
Deputy Executive Secretary.
[FR Doc. 2026-11344 Filed 6-4-26; 8:45 am]
BILLING CODE 4810-33-6210-33-6714-01-P
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