Notice2026-10129
The Goldman Sachs Group, Inc.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
May 21, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 98 (Thursday, May 21, 2026)</title>
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[Federal Register Volume 91, Number 98 (Thursday, May 21, 2026)]
[Notices]
[Pages 30021-30022]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-10129]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 36159; File No. 813-00400]
The Goldman Sachs Group, Inc.
May 18, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application for an order under sections 6(b) and 6(e)
of the Investment Company Act of 1940 (the ``Act'') granting an
exemption from all provisions of the Act, except sections 9, 17, 30, 36
through 53, and the rules and regulations under the Act (the ``Rules
and Regulations''). With respect to
[[Page 30022]]
sections 17(a), (d), (e), (f), (g), and (j) of the Act, sections 30(a),
(b), (e), and (h) of the Act and the Rules and Regulations and rule
38a-1 under the Act, applicant requests a limited exemption as set
forth in the application.
Summary of Application: Applicant requests an order to exempt certain
limited partnerships, limited liability companies, business trusts or
other entities (``Funds'') organized primarily for the benefit of
eligible employees of The Goldman Sachs Group, Inc. and its affiliates
from certain provisions of the Act. Each Fund will be an ``employees'
securities company'' within the meaning of section 2(a)(13) of the Act.
Applicant: The Goldman Sachs Group, Inc.
Filing Dates: The application was filed on June 7, 2021 and amended on
December 1, 2021.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#0d5e686e7f68796c7f747e20426b6b646e684d7e686e236a627b"><span class="__cf_email__" data-cfemail="f7a4929485928396858e84dab891919e9492b7849294d9909881">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. The email
should include the file number referenced above. Hearing requests
should be received by the Commission by 5:30 p.m., Eastern time, on
June 12, 2026, and should be accompanied by proof of service on
applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#c695a3a5b4a3b2a7b4bfb5eb89a0a0afa5a386b5a3a5e8a1a9b0"><span class="__cf_email__" data-cfemail="d281b7b1a0b7a6b3a0aba1ff9db4b4bbb1b792a1b7b1fcb5bda4">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#5d0e383e2f38293c2f242e70123b3b343e381d2e383e733a322b"><span class="__cf_email__" data-cfemail="adfec8cedfc8d9ccdfd4de80e2cbcbc4cec8eddec8ce83cac2db">[email protected]</span></a>. Applicant: David
Plutzer;
Goldman Sachs & Co. LLC; <a href="/cdn-cgi/l/email-protection#640005120d004a140811101e01162403174a070b09"><span class="__cf_email__" data-cfemail="1a7e7b6c737e346a766f6e607f685a7d6934797577">[email protected]</span></a> and Lawrence N.
Barshay; Fried, Frank, Harris, Shriver & Jacobson LLP;
<a href="/cdn-cgi/l/email-protection#711d100603141f12145f131003021910083117031814151703101f1a5f121e1c"><span class="__cf_email__" data-cfemail="315d504643545f52541f535043425950487157435854555743505f5a1f525e5c">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Jill Ehrlich, Senior Counsel, or
Daniele Marchesani, Assistant Chief Counsel, at (202) 551-6825
(Division of Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicant's representations, legal
analysis, and conditions, please refer to Applicant's amended
application, filed December 1, 2021, which may be obtained via the
Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at,
<a href="https://www.sec.gov/edgar/searchedgar/companysearch">https://www.sec.gov/edgar/searchedgar/companysearch</a>. You may also call
the SEC's Office of Investor Education and Assistance at (202) 551-
8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-10129 Filed 5-20-26; 8:45 am]
BILLING CODE 8011-01-P
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