Notice2026-08692
Guggenheim Strategic Opportunities Fund, et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
May 5, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 86 (Tuesday, May 5, 2026)</title>
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[Federal Register Volume 91, Number 86 (Tuesday, May 5, 2026)]
[Notices]
[Pages 24298-24299]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-08692]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 36138; File No. 812-15938]
Guggenheim Strategic Opportunities Fund, et al.
April 30, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order under sections 17(d) and 57(i)
of the Investment Company Act of 1940 (the ``Act'') and rule 17d-1
under the Act to permit certain joint transactions otherwise prohibited
by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit certain
business development companies (``BDCs'') and closed-end management
investment companies to co-invest in portfolio companies with each
other and with certain affiliated investment entities.
Applicants: Guggenheim Strategic Opportunities Fund, Guggenheim Taxable
Municipal Bond & Investment Grade Debt Trust, Guggenheim Active
Allocation Fund, Guggenheim Investments Private Credit Fund, Guggenheim
Funds Investment Advisors, LLC, Guggenheim Partners Investment
Management, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners
Europe Limited, Guggenheim Private Investments, LLC, Guggenheim
Investments Loan Advisors, LLC and certain of their affiliated entities
as described in Schedule A to the Application.
Filing Dates: The application was filed on November 10, 2025, and
amended on April 13, 2026 and April 30, 2026.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#4a192f29382f3e2b38333967052c2c23292f0a392f29642d253c"><span class="__cf_email__" data-cfemail="9bc8fef8e9feeffae9e2e8b6d4fdfdf2f8fedbe8fef8b5fcf4ed">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. The email
should include file number referenced above. Hearing requests should be
received by the Commission by 5:30 p.m. Eastern Time on May 25, 2026,
and should be accompanied by proof of service on the Applicants, in the
form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#580b3d3b2a3d2c392a212b75173e3e313b3d182b3d3b763f372e"><span class="__cf_email__" data-cfemail="cb98aea8b9aebfaab9b2b8e684adada2a8ae8bb8aea8e5aca4bd">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#f2a1979180978693808b81dfbd94949b9197b2819791dc959d84"><span class="__cf_email__" data-cfemail="bdeed8decfd8c9dccfc4ce90f2dbdbd4ded8fdced8de93dad2cb">[email protected]</span></a>. Applicants: Mark
E. Mathiasen, Esq., Guggenheim Funds Investment Advisors, LLC,
Guggenheim Partners Investment Management, LLC, Guggenheim Private
Investments, LLC, Guggenheim Corporate Funding, LLC, Guggenheim
Investments Loan Advisors, LLC, Guggenheim Partners Europe Limited, 330
Madison Avenue, New York, New York 10017; Cynthia R. Beyea, Esq. and
Julien Bourgeois, Esq., Dechert LLP, <a href="/cdn-cgi/l/email-protection#c182b8afb5a9a8a0ef83a4b8a4a08185a4a2a9a4b3b5efa2aeac"><span class="__cf_email__" data-cfemail="bdfec4d3c9d5d4dc93ffd8c4d8dcfdf9d8ded5d8cfc993ded2d0">[email protected]</span></a> and
<a href="/cdn-cgi/l/email-protection#3d774851545853137f52484f5a5852544e7d79585e55584f49135e5250"><span class="__cf_email__" data-cfemail="773d021b1e121959351802051012181e04373312141f1205035914181a">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Rachel Loko, Senior Special Counsel,
or Deepak T. Pai, Senior Counsel at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' second amended
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application, filed April 30, 2026, which may be obtained via the
Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system.
The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/search-filings">https://www.sec.gov/search-filings</a>. You may also call the SEC's Office of Investor
Education and Assistance at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2026-08692 Filed 5-4-26; 8:45 am]
BILLING CODE 8011-01-P
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