Notice2026-08360
AAM/Wilshire Infrastructure Fund and Advisors Asset Management, Inc.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
April 30, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 83 (Thursday, April 30, 2026)</title>
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[Federal Register Volume 91, Number 83 (Thursday, April 30, 2026)]
[Notices]
[Pages 23323-23324]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-08360]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 36129; File No. 812-16009]
AAM/Wilshire Infrastructure Fund and Advisors Asset Management,
Inc.
April 27, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or
``SEC'').
ACTION: Notice.
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Notice of an application under section 6(c) of the Investment
Company Act of 1940 (the ``Act'') for an exemption from sections
18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of
the Act for an exemption from rule 23c-3 under the Act, and for an
order pursuant to section 17(d) of the Act and rule 17d-1 under the
Act.
Summary of Application: Applicants request an order to permit certain
registered closed-end investment companies to issue multiple classes of
shares and to impose early withdrawal charges and asset-based
distribution and/or service fees.
Applicants: AAM/Wilshire Infrastructure Fund and Advisors Asset
Management, Inc.
Filing Date: The application was filed on March 20, 2026.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC' s Secretary at <a href="/cdn-cgi/l/email-protection#3665535544534257444f451b7950505f55537645535518515940"><span class="__cf_email__" data-cfemail="1f4c7a7c6d7a6b7e6d666c32507979767c7a5f6c7a7c31787069">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
[[Page 23324]]
listed for the relevant Applicants below, or personally or by mail, if
a physical address is listed for the relevant Applicants below. The
email should include the file number referenced above. Hearing requests
should be received by the Commission by 5:30 p.m., Eastern time on May
22, 2026, and should be accompanied by proof of service on the
Applicants in the form of an affidavit, or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#3360565041564752414a401e7c55555a5056734056501d545c45"><span class="__cf_email__" data-cfemail="9dcef8feeff8e9fcefe4eeb0d2fbfbf4fef8ddeef8feb3faf2eb">[email protected]</span></a>. Applicants: Diane
J. Drake, AAM/Wilshire Infrastructure Fund, c/o Mutual Fund
Administration, LLC, 2220 E. Route 66, Suite 226, Glendora, CA 91740,
<a href="/cdn-cgi/l/email-protection#e08489818e85ce8492818b85a08d868183cddc81c088928586dd" http: ca.com">ca.com</a>">diane.drake@mfac-<a href="http://ca.com">ca.com</a></a>, Debra Fisherman, CFA, and Giacomo
Guardavaccaro, Advisors Asset Management, Inc., 300 Carnegie Center,
Suite 100, Princeton, NJ 08540, <a href="/cdn-cgi/l/email-protection#3b5f5e59495a155d5248535e49565a557b5a5a5657524d5e15585456"><span class="__cf_email__" data-cfemail="e68283849487c8808f958e83948b8788a687878b8a8f9083c885898b">[email protected]</span></a> and
<a href="/cdn-cgi/l/email-protection#16717f7775797b7938716377647277607775757764795677777b7a7f60733875797b"><span class="__cf_email__" data-cfemail="a7c0cec6c4c8cac889c0d2c6d5c3c6d1c6c4c4c6d5c8e7c6c6cacbced1c289c4c8ca">[email protected]</span></a>; with a copy to Laurie Anne Dee,
Morgan, Lewis & Bockius LLP, 600 Anton Boulevard, Suite 1800, Costa
Mesa, CA 92626-7653, <a href="/cdn-cgi/l/email-protection#d4b8b5a1a6bdb1fab0b1b194b9bba6b3b5bab8b1a3bda7fab7bbb9"><span class="__cf_email__" data-cfemail="600c01151209054e040505200d0f1207010e0c051709134e030f0d">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special
Counsel, at (202) 551-6825 (Division of Investment Management, Chief
Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' application,
filed March 20, 2026, which may be obtained via the Commission's
website by searching for the file number at the top of this document,
or for an Applicant using the Company name search field on the SEC's
EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/search-filings">https://www.sec.gov/search-filings</a>. You may also call the SEC's Office of
Investor Education and Assistance at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2026-08360 Filed 4-29-26; 8:45 am]
BILLING CODE 8011-01-P
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