Notice2026-08095

United States et al. v. Constellation Energy Corporation, Inc. et al. Response of Plaintiff United States to Public Comments on the Proposed Final Judgment

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Published
April 24, 2026

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Justice DepartmentAntitrust Division

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<title>Federal Register, Volume 91 Issue 79 (Friday, April 24, 2026)</title>
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[Federal Register Volume 91, Number 79 (Friday, April 24, 2026)]
[Notices]
[Pages 22167-22172]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-08095]


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DEPARTMENT OF JUSTICE

Antitrust Division


United States et al. v. Constellation Energy Corporation, Inc. et 
al. Response of Plaintiff United States to Public Comments on the 
Proposed Final Judgment

    Notice is hereby given pursuant to the Antitrust Procedures and 
Penalties Act, 15 U.S.C. 16(b)-(h), that the Response of Plaintiff 
United States to Public Comment on the Proposed Final Judgment has been 
filed with the United States District Court for the District of 
Columbia in United States of America et al. v. Constellation Energy 
Corporation, Inc. et al., Civil Action No. 1:25-cv-04235.
    The United States' Response and the public comment received are 
reprinted below. Copies of the public comment

[[Page 22168]]

and the United States' Response are available for inspection on the 
Antitrust Division's website at <a href="http://www.justice.gov/atr">http://www.justice.gov/atr</a>.

Suzanne Morris,
Deputy Director Civil Enforcement Operations, Antitrust Division.

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

    United States of America, and State of Texas, Plaintiffs, v. 
Constellation Energy Corporation, Calpine Corporation, and CPN CS 
Holdco Corp. Defendants.

Case No. 1:25-cv-04235-ABJ

Response of Plaintiff United States to Public Comment on the Proposed 
Final Judgment

    Pursuant to the Antitrust Procedures and Penalties Act (the 
``Tunney Act''), 15 U.S.C. 16(b)-(h), the United States submits this 
response to the one public comment received regarding the proposed 
Final Judgment in this case. After careful consideration of the only 
submitted comment, the United States continues to believe that the 
proposed Final Judgment is in the public interest because it will 
provide an effective and appropriate remedy for the antitrust violation 
the Complaint alleged. The proposed Final Judgment remedies the lost 
competition that the Complaint alleged was otherwise likely to have 
resulted from the acquisition of Calpine Corporation (``Calpine'') by 
Constellation Energy Corporation (``Constellation'') (the 
``Transaction'').
    Specifically, the proposed Final Judgment will protect competition 
by requiring Defendants to divest seven electric generating facilities 
(the ``Divestiture Assets'') in two of the nation's major electricity 
grids--The Electric Reliability Council of Texas (``ERCOT'') \1\ and 
PJM Interconnection LLC (``PJM'') \2\ to acquirers acceptable to the 
United States.
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    \1\ ERCOT encompasses most of Texas.
    \2\ PJM includes all or parts of Delaware, Illinois, Indiana, 
Kentucky, Maryland, Michigan, New Jersey, North Carolina, Ohio, 
Pennsylvania, Tennessee, Virginia, West Virginia, and the District 
of Columbia.
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    After this Response has been published in the Federal Register, 
pursuant to 15 U.S.C. 16(d), the United States will move that the Court 
enter the proposed Final Judgment.

I. Procedural History

    On December 5, 2025, the United States, along with the State of 
Texas, filed a civil antitrust Complaint seeking to enjoin the 
Transaction. Dkt. 1. The Complaint alleges that Constellation's 
acquisition of Calpine threatens to substantially lessen competition in 
wholesale electricity markets in ERCOT and PJM Coastal Mid-Atlantic (a 
distinct area within the PJM region that includes southeastern 
Pennsylvania, New Jersey, Delaware, and the eastern shores of Maryland 
and Virginia), in violation of Section 7 of the Clayton Act, 15 U.S.C. 
18.
    Concurrent with the filing of the Complaint, Plaintiffs filed the 
proposed Final Judgment, as well as an Asset Preservation and Hold 
Separate Stipulation and Order (``Stipulation and Order'') signed by 
all parties consenting to entry of the proposed Final Judgment after 
compliance with the requirements of the Tunney Act. Dkt. 2-1 and 2-2. 
On December 12, 2025, the United States filed a Competitive Impact 
Statement describing the proposed Final Judgment. Dkt. 20.
    The United States arranged for the publication of the Complaint, 
the proposed Final Judgment, and the Competitive Impact Statement in 
the Federal Register on December 18, 2025, and caused notice regarding 
the same, together with directions for the submission of written 
comments relating to the proposed Final Judgment, to be published in 
The Washington Post and the Houston Chronicle from December 20 to 
December 26, 2025. See Dkt. 22. The single public comment received in 
response is described below and attached as Exhibit A. The 60-day 
period for public comment has now ended.

II. Standard of Judicial Review

    The Clayton Act, as amended by the Tunney Act, requires that 
proposed consent judgments in antitrust cases brought by the United 
States are subject to a 60-day comment period, after which the Court 
shall determine whether entry of the proposed Final Judgment ``is in 
the public interest.'' 15 U.S.C. 16(e)(1). In making that 
determination, the Court, in accordance with the Tunney Act, as amended 
in 2004, is required to consider:

    (A) the competitive impact of such judgment, including 
termination of alleged violations, provisions for enforcement and 
modification, duration of relief sought, anticipated effects of 
alternative remedies actually considered, whether its terms are 
ambiguous, and any other competitive considerations bearing upon the 
adequacy of such judgment that the court deems necessary to a 
determination of whether the consent judgment is in the public 
interest; and
    (B) the impact of entry of such judgment upon competition in the 
relevant market or markets, upon the public generally and 
individuals alleging specific injury from the violations set forth 
in the complaint including consideration of the public benefit, if 
any, to be derived from a determination of the issues at trial.

15 U.S.C. 16(e)(1)(A), (B).
    In considering these statutory factors, the Court's inquiry is 
necessarily a limited one, as the government is entitled to ``broad 
discretion to settle with the defendant within the reaches of the 
public interest.'' United States v. Microsoft Corp., 56 F.3d 1448, 1461 
(D.C. Cir. 1995); United States v. U.S. Airways Grp., Inc., 38 F. Supp. 
3d 69, 75 (D.D.C. 2014) (explaining that the ``court's inquiry is 
limited'' in Tunney Act settlements); United States v. InBev N.V./S.A., 
No. 08-1965 (JR), 2009 U.S. Dist. LEXIS 84787, at *3 (D.D.C. Aug. 11, 
2009) (noting that a court's review of a proposed Final Judgment is 
limited and inquires only ``into whether the government's determination 
that the proposed remedies will cure the antitrust violations alleged 
in the complaint [is] reasonable, and whether the mechanisms to enforce 
the final judgment are clear and manageable''); United States v. 
Charleston Area Med. Ctr., Inc., No. 2:16-3664, 2016 U.S. Dist. LEXIS 
145963, at *5 (S.D.W. Va. Oct. 21, 2016) (``In evaluating whether the 
proposed final judgment is in the public interest, the inquiry is `a 
narrow one''' (quoting Massachusetts v. Microsoft Corp., 373 F.3d 1199, 
1236 (D.C. Cir. 2004))).
    As the U.S. Court of Appeals for the District of Columbia Circuit 
has held, under the Tunney Act, a court considers, among other things, 
the relationship between the remedy secured and the specific 
allegations in the government's complaint, whether the proposed Final 
Judgment is sufficiently clear, whether its enforcement mechanisms are 
sufficient, and whether it may positively harm third parties. See 
Microsoft, 56 F.3d at 1458-62. With respect to the adequacy of the 
relief secured by the proposed Final Judgment, a court may not ``make 
de novo determination of facts and issues.'' United States v. Western 
Elec. Co., 993 F.2d 1572, 1577 (D.C. Cir. 1993) (quotation marks 
omitted); see also Microsoft, 56 F.3d at 1460-62; United States v. 
Alcoa, Inc., 152 F. Supp. 2d 37, 40 (D.D.C. 2001); United States v. 
Enova Corp., 107 F. Supp. 2d 10, 16 (D.D.C. 2000); InBev, 2009 U.S. 
Dist. LEXIS 84787, at *3. Instead, ``[t]he balancing of competing 
social and political interests affected by a proposed antitrust 
[judgment] must be left, in the first instance, to the discretion of 
the Attorney General.'' Western Elec. Co., 993 F.2d at 1577 (quotation 
marks omitted). ``The court should also bear in mind the flexibility of 
the public

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interest inquiry: the court's function is not to determine whether the 
resulting array of rights and liabilities is the one that will best 
serve society, but only to confirm that the resulting settlement is 
within the reaches of the public interest.'' Microsoft, 56 F.3d at 1460 
(internal quotation marks omitted); see also United States v. Deutsche 
Telekom AG, No. 19-2232 (TJK), 2020 U.S. Dist. LEXIS 65096, at *12 
(D.D.C. Apr. 14, 2020). More demanding requirements would ``have 
enormous practical consequences for the government's ability to 
negotiate future settlements,'' contrary to congressional intent. 
Microsoft, 56 F.3d at 1456. ``The Tunney Act was not intended to create 
a disincentive to the use of the consent [judgment].'' Id.
    The United States' predictions about the efficacy of the remedy are 
to be afforded deference by the Court. See, e.g., Microsoft, 56 F.3d at 
1461 (recognizing courts should give ``due respect to the Justice 
Department's . . . view of the nature of its case''); United States v. 
Republic Servs., Inc., 723 F. Supp. 2d 157, 160 (D.D.C. 2010) (noting 
``the deferential review to which the government's proposed remedy is 
accorded''); United States v. Archer-Daniels-Midland Co., 272 F. Supp. 
2d 1, 6 (D.D.C. 2003) (``A district court must accord due respect to 
the government's prediction as to the effect of proposed remedies, its 
perception of the market structure, and its view of the nature of the 
case.''). The ultimate question is whether ``the remedies [obtained by 
the Final Judgment are] so inconsonant with the allegations charged as 
to fall outside of the `reaches of the public interest.' '' Microsoft, 
56 F.3d at 1461.
    Moreover, the Court's role under the Tunney Act is limited to 
reviewing the remedy in relationship to the violations that the United 
States has alleged in its Complaint and does not authorize the Court to 
``construct [its] own hypothetical case and then evaluate the decree 
against that case.'' Microsoft, 56 F.3d at 1459; see also U.S. Airways, 
38 F. Supp. 3d at 75 (noting that the court must simply determine 
whether there is a factual foundation for the government's decisions 
such that its conclusions regarding the proposed settlements are 
reasonable); InBev, 2009 U.S. Dist. LEXIS 84787, at *20 (``[T]he 
`public interest' is not to be measured by comparing the violations 
alleged in the complaint against those the court believes could have, 
or even should have, been alleged.''). Because the ``court's authority 
to review the decree depends entirely on the government's exercising 
its prosecutorial discretion by bringing a case in the first place,'' 
it follows that ``the court is only authorized to review the decree 
itself,'' and not to ``effectively redraft the complaint'' to inquire 
into other matters that the United States did not pursue. Microsoft, 56 
F.3d at 1459-60. Further, ``[i]n evaluating objections to settlement 
agreements under the Tunney Act, a court must be mindful that [t]he 
government need not prove that the settlements will perfectly remedy 
the alleged antitrust harms[;] it need only provide a factual basis for 
concluding that the settlements are reasonably adequate remedies for 
the alleged harms.'' United States v. Iron Mountain, Inc., 217 F. Supp. 
3d 146, 152-53 (D.D.C. 2016) (internal citations omitted). The Court's 
authority is essentially binary: it may approve a proposed final 
judgment that falls within the ``reaches of the public interest,'' or 
it may reject one that does not. Microsoft, 56 F.3d at 1461-62. ``Short 
of that eventuality, the Tunney Act cannot be interpreted as an 
authorization for a district judge to assume the role of Attorney 
General.'' Id. at 1462.\3\
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    \3\ If the Court concludes that the proposed Final Judgment is 
not in the public interest, each party must then determine its next 
steps for the litigation, which may include continuing to litigate 
the case, attempting to settle the case on different terms, or 
Plaintiffs' dismissing the case
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    In its 2004 amendments to the Tunney Act, Congress made clear its 
intent to preserve the practical benefits of using judgments proposed 
by the United States in antitrust enforcement and added the unambiguous 
instruction that ``[n]othing in this section shall be construed to 
require the court to conduct an evidentiary hearing or to require the 
court to permit anyone to intervene.'' Public Law 108-237, 221, 118 
Stat. 668-69 (codified as amended at 15 U.S.C. 16(e)(2)); see also U.S. 
Airways, 38 F. Supp. 3d at 76 (indicating that a court is not required 
to hold an evidentiary hearing or to permit intervenors as part of its 
review under the Tunney Act). This language explicitly wrote into the 
statute what Congress intended when it first enacted the Tunney Act in 
1974. As Senator Tunney explained: ``The court is nowhere compelled to 
go to trial or to engage in extended proceedings which might have the 
effect of vitiating the benefits of prompt and less costly settlement 
through the consent [judgment] process.'' 119 Cong. Rec. 24,598 (1973) 
(statement of Sen. Tunney). ``A court can make its public interest 
determination based on the competitive impact statement and response to 
public comments alone.'' U.S. Airways, 38 F. Supp. 3d at 76 (citing 
Enova Corp., 107 F. Supp. 2d at 17).

III. The Complaint and the Proposed Final Judgment

    The Complaint alleges that Constellation's proposed acquisition of 
Calpine was likely to substantially lessen competition for wholesale 
electricity in ERCOT and PJM Coastal Mid-Atlantic, in violation of 15 
U.S.C. 18.
    Constellation is a Pennsylvania corporation headquartered in 
Baltimore, Maryland, and is one of the largest electric generation 
companies in the nation, as measured by owned and contracted megawatts. 
Dkt. 7-1 at ] 9. Calpine is a Delaware corporation headquartered in 
Houston, Texas, and is the largest generator of electricity from 
natural gas and geothermal resources in the United States. Id. at ] 12.
    Constellation's acquisition of Calpine would have eliminated the 
direct competition between Constellation and Calpine and enhanced 
Constellation's post-Transaction ability and incentive to withhold 
electricity to raise wholesale electricity price anticompetitively in 
those markets. Id. at ] 36.
    The proposed Final Judgment provides an effective and appropriate 
remedy for the likely competitive harms arising from the Transaction. 
The proposed Final Judgment has several components, which the parties 
agreed to abide by during the pendency of the Tunney Act proceeding, 
and which the Court ordered in entering the Stipulation and Order on 
January 2, 2026. Dkt. 25.
    First, Defendants must divest the Divestiture Assets to acquirers 
acceptable to the United States in its sole discretion, after 
consultation with Texas. Dkt. 2-2 at 10-12.
    Second, the proposed Final Judgment contains provisions intended to 
facilitate the acquirers' efforts to hire certain employees. The 
Defendants must cooperate with and assist any Acquirer(s) in 
identifying the ``Relevant Personnel,'' who are full-time, part time, 
or contract employees of the Defendants who are stationed at or 
assigned to a specific Divestiture Asset and are involved in its 
operations. Id. at 13-14. The Defendants must make such Relevant 
Personnel available for interview and must not interfere with any 
effort by an Acquirer to employ any Relevant Personnel. Id. at 14-15.
    Third, the proposed Final Judgment requires Defendants to warrant 
that the Divestiture Assets are operational and without material defect 
on the date of their transfer and to use best efforts to assist an 
Acquirer to obtain all

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necessary licenses, registrations, and permits. Id. at 15-16.
    The proposed Final Judgment also includes robust mechanisms that 
will allow the United States and the Court to monitor the effectiveness 
of the relief and to enforce compliance. For example, the proposed 
Final Judgment provides that the United States may apply to this Court 
for the appointment of divestiture trustee if the Defendants have not 
divested all of the Divesture Assets within a 240-day period set out in 
the proposed Final Judgment. Id. at 16. Upon appointment, that 
divestiture trustee will have the sole right to sell the Divestiture 
Assets to an acquirer or acquirers acceptable to the United States, in 
its sole discretion, after consultation with Texas. Id. at 16-17.
    In addition, the proposed Final Judgment provides the United States 
with the ability to investigate Defendants' compliance with the Final 
Judgment and expressly retains and reserves all rights for the United 
States to enforce the provisions of the proposed Final Judgment, 
including its rights to seek an order of contempt from the Court. Id. 
at 22-25.
    Together, these requirements of the proposed Final Judgment will 
preserve competition for wholesale electricity in the ERCOT and PJM 
Coastal Mid-Atlantic markets.

IV. Summary of Public Comment and the United States' Response

    The United States received a single public comment about the 
proposed Final Judgment. This comment was submitted by the Pennsylvania 
Office of Consumer Advocate (the ``PA OCA''), an entity established by 
the Pennsylvania General Assembly in 1976 to represent Pennsylvania 
consumers in matters involving their utility service.\4\ In its 
comment, the PA OCA begins by ``appreciat[ing] the Antitrust Division's 
engagement in addressing competitive concerns'' arising from the 
Transaction and the Division's ``commitment to safeguarding competition 
in electricity markets.'' Exhibit A at 1. The PA OCA then raises two 
state-specific Pennsylvania issues. First, the PA OCA notes that the 
proposed Final Judgment does not address the Transaction's potential 
effects on the default service supply procurements in the PJM wholesale 
market that the Pennsylvania local utilities conduct to meet their 
provider of last resort obligations for retail electricity consumers. 
Id. at 1-2. Second, the PA OCA notes that the proposed Final Judgment 
does not address the potential impacts of the Transaction on 
Pennsylvania's retail electricity market. Id. at 2. The PA OCA notes 
that it is considering these issues ``and the appropriate state and 
federal administrative forums'' in which these might be addressed. Id. 
The PA OCA concludes by ``thank[ing] the Antitrust Division for its 
important work in this matter.'' Id.
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    \4\ See <a href="http://www.oca.pa.gov">www.oca.pa.gov</a>.
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    The issues raised by the PA OCA's comment relate to retail 
electricity markets, not the wholesale electricity markets alleged in 
the Complaint, and do not suggest that the proposed remedy obtained by 
the Division is inadequate to resolve the competitive harm the 
Transaction would create in those wholesale electricity markets. 
Accordingly, because the PA OCA's comment does not relate to whether 
the proposed Final Judgment reasonably addresses the harms alleged in 
the Complaint, it falls outside the scope of this Tunney Act proceeding 
and does not provide a basis for rejecting the proposed Final Judgment. 
See U.S. Airways, 38 F. Supp. 3d at 76 (``[T]he Court's role under the 
[Tunney Act] is limited to reviewing the remedy in relationship to the 
violations that the United States has alleged in its Complaint.'') 
(internal citation omitted).

V. Conclusion

    After careful consideration of the one public comment received, the 
United States continues to believe the proposed Final Judgment provides 
an effective and appropriate remedy for the antitrust violations 
alleged in the Complaint and is therefore in the public interest. The 
public comment and this response will be published in the Federal 
Register, as required by 15 U.S.C. 16(d).
    After publication of the comment, the United States will move this 
Court to enter the proposed Final Judgment.

    Dated: April 9, 2026

Respectfully Submitted,
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Joseph Chandra Mazumdar
Joseph Chandra Mazumdar, Jeremy Evans (DC Bar #478097), United 
States Department of Justice, Antitrust Division, 450 Fifth Street, 
NW, Suite 8000, Washington, DC 20530, Tel: (202) 353-1560, Email: 
<a href="/cdn-cgi/l/email-protection#a0c3c8c1ce8ecdc1dad5cdc4c1d2e0d5d3c4cfca8ec7cfd6"><span class="__cf_email__" data-cfemail="016269606f2f6c607b746c656073417472656e6b2f666e77">[email&#160;protected]</span></a>, Counsel for Plaintiff United States.

EXHIBIT A

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[FR Doc. 2026-08095 Filed 4-23-26; 8:45 am]
BILLING CODE 4410-11-P


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Indexed from Federal Register on April 24, 2026.

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