Notice2026-07599
Flat Rock Global, LLC, et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
April 20, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 75 (Monday, April 20, 2026)</title>
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[Federal Register Volume 91, Number 75 (Monday, April 20, 2026)]
[Notices]
[Pages 21068-21069]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-07599]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 36091; File No. 812-15992]
Flat Rock Global, LLC, et al.
April 15, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order under sections 17(d) and 57(i)
of the Investment Company Act of 1940 (the ``Act'') and rule 17d-1
under the Act to permit certain joint transactions otherwise prohibited
by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit certain
business development companies (``BDCs'') and closed-end management
investment companies to co-invest in portfolio companies with each
other and with certain affiliated investment entities.
Applicants: Flat Rock Global, LLC, Flat Rock Opportunity Fund, Flat
Rock Core Income Fund, Flat Rock Enhanced Income Fund.
Filing Dates: The application was filed on February 17, 2026.
Hearing or Notification of Hearing: An order granting the requested
relief will
[[Page 21069]]
be issued unless the Commission orders a hearing. Interested persons
may request a hearing on any application by emailing the SEC's
Secretary at <a href="/cdn-cgi/l/email-protection#6b380e08190e1f0a19121846240d0d02080e2b180e08450c041d"><span class="__cf_email__" data-cfemail="9ecdfbfdecfbeaffece7edb3d1f8f8f7fdfbdeedfbfdb0f9f1e8">[email protected]</span></a> and serving the Applicants with
a copy of the request by email, if an email address is listed for the
relevant Applicant below, or personally or by mail, if a physical
address is listed for the relevant Applicant below. The email should
include the file number referenced above. Hearing requests should be
received by the Commission by 5:30 p.m., Eastern time on May 11, 2026,
and should be accompanied by proof of service on the Applicants, in the
form of an affidavit or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#5c0f393f2e39283d2e252f71133a3a353f391c2f393f723b332a"><span class="__cf_email__" data-cfemail="10437573627564716269633d5f7676797375506375733e777f66">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#4b182e28392e3f2a39323866042d2d22282e0b382e28652c243d"><span class="__cf_email__" data-cfemail="9ac9fff9e8ffeefbe8e3e9b7d5fcfcf3f9ffdae9fff9b4fdf5ec">[email protected]</span></a>. Applicants:
Robert K. Grunewald, Chief Executive Officer, Flat Rock Global, LLC,
<a href="/cdn-cgi/l/email-protection#0674696463747246606a67727469656d616a6964676a2865696b"><span class="__cf_email__" data-cfemail="04766b666176704462686570766b676f63686b6665682a676b69">[email protected]</span></a> with copies to: Owen J. Pinkerton, Esq., Anne
Oberndorf, Esq., and Krisztina Nadasdy, Esq., Eversheds Sutherland (US)
LLP, <a href="/cdn-cgi/l/email-protection#117e66747f61787f7a7463657e7f517467746362797475623c2d7031796374772c" http: sutherland.com">sutherland.com</a>">owenpinkerton@eversheds-<a href="http://sutherland.com">sutherland.com</a></a>, <a href="/cdn-cgi/l/email-protection#23424d4d464c4146514d474c51456346554651504b4647500e1f42034b5146451e" http: sutherland.com">sutherland.com</a>">anneoberndorf@eversheds-<a href="http://sutherland.com">sutherland.com</a></a>, and <a href="/cdn-cgi/l/email-protection#dab1a8b3a9a0aeb3b4bbb4bbbebba9bea39abfacbfa8a9b2bfbea9f7e6bbfab2a8bfbce7" http: sutherland.com">sutherland.com</a>">krisztinanadasdy@eversheds-<a href="http://sutherland.com">sutherland.com</a></a>.
FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special
Counsel, or Adam Large, Senior Special Counsel, at (202) 551-6825
(Division of Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' application,
filed February 17, 2026, which may be obtained via the Commission's
website by searching for the file number at the top of this document,
or for an Applicant using the Company name search field, on the SEC's
EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/search-filings">https://www.sec.gov/search-filings</a>. You may also call the SEC's Office of
Investor Education and Advocacy at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-07599 Filed 4-17-26; 8:45 am]
BILLING CODE 8011-01-P
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