Notice2026-07478
Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Primary source
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Published
April 17, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 74 (Friday, April 17, 2026)</title>
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[Federal Register Volume 91, Number 74 (Friday, April 17, 2026)]
[Notices]
[Pages 20723-20724]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-07478]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IA-6958]
Notice of Intention To Cancel Registrations of Certain Investment
Advisers Pursuant to Section 203(H) of the Investment Advisers Act of
1940
April 14, 2026.
Notice is given that the Securities and Exchange Commission (the
``Commission'') intends to issue an order, pursuant to section 203(h)
of the Investment Advisers Act of 1940 (the ``Act''), cancelling the
registrations of the investment advisers whose names appear in the
attached Appendix, hereinafter referred to as the ``registrants.''
Section 203(h) of the Act provides, in pertinent part, that if the
Commission finds that any person registered under section 203, or who
has pending an application for registration filed under that section,
is no longer in existence, is not engaged in business as an investment
adviser, or is prohibited from registering as an investment adviser
under section 203A, the Commission shall by order cancel the
registration of such person.
Each registrant listed in the attached Appendix is registered with
the Commission as an internet investment adviser pursuant to rule 203A-
2(e) under the Act (the ``internet adviser exemption'') but appears to
be ineligible for the internet adviser exemption. The Commission
amended the internet adviser exemption with a compliance date of March
31, 2025. Accordingly, the Commission believes that reasonable grounds
exist for a finding that these registrants are no longer in existence,
are not engaged in business as investment advisers, or are prohibited
from registering as investment advisers under section 203A, and that
their
[[Page 20724]]
registrations should be cancelled pursuant to section 203(h) of the
Act.
Notice is also given that any interested person may, by May 11,
2026 at 5:30 p.m., Eastern time, submit to the Commission in writing a
request for a hearing on the cancellation of the registration of any
registrant listed in the attached Appendix, accompanied by a statement
as to the nature of such person's interest, the reason for such
person's request, and the issues, if any, of fact or law proposed to be
controverted, and the writer may request to be notified if the
Commission should order a hearing thereon. Any such communication
should be emailed to the Commission's Secretary at <a href="/cdn-cgi/l/email-protection#1c4f797f6e79687d6e656f31537a7a757f795c6f797f327b736a"><span class="__cf_email__" data-cfemail="83d0e6e0f1e6f7e2f1faf0aecce5e5eae0e6c3f0e6e0ade4ecf5">[email protected]</span></a>. The email should include the SEC Number referenced in
the attached Appendix.
At any time after May 11, 2026, the Commission may issue an order
or orders cancelling the registrations of any or all of the registrants
listed in the attached Appendix, upon the basis of the information
stated above, unless an order or orders for a hearing on the
cancellation shall be issued upon request or upon the Commission's own
motion. Persons who requested a hearing, or who requested to be advised
as to whether a hearing is ordered, will receive any notices and orders
issued in this matter, including the date of the hearing (if ordered)
and any postponements thereof. Any registrant whose registration is
cancelled under delegated authority may appeal that decision directly
to the Commission in accordance with rules 430 and 431 of the
Commission's rules of practice (17 CFR 201.430 and 431).
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#4c1f292f3e29382d3e353f61032a2a252f290c3f292f622b233a"><span class="__cf_email__" data-cfemail="8fdceaecfdeafbeefdf6fca2c0e9e9e6eceacffceaeca1e8e0f9">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Priscilla Dao, Senior Counsel, at 202-
551-6825; SEC, Division of Investment Management, Chief Counsel's
Office, 100 F Street NE, Washington, DC 20549-8549.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.\1\
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\1\ 17 CFR 200.30-5(e)(2).
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Sherry R. Haywood,
Assistant Secretary.
Appendix
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SEC No. Full legal name
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801-111664................................ FOCUSED TRADING AND
INVESTMENTS, INC.
801-115259................................ HEMISTA INC.
801-117193................................ BRAINS INVESTMENTS, LLC.
801-117553................................ BAMBOO ROBO ADVISOR INC.
801-117568................................ FINEQUITIES LLC.
801-118119................................ EARLYBIRD CENTRAL INC.
801-118883................................ UNIFIMONEY RIA, INC.
801-120703................................ DINERAZO INC.
801-120693................................ FINANCE FRIENDS.
801-120554................................ FINSIE FINANCE, LLC.
801-122125................................ KOIN CAPITAL INC.
801-122088................................ DOUBLE I INVESTMENTS, LLC.
801-123457................................ CLEARUP LLC.
801-129453................................ QUANTITATIVE FINANCE LLC.
801-128611................................ FINTRON ADVISORS, LLC.
801-127643................................ GIBERTINI, ANTHONY.
801-127191................................ EARTHQUAKE, INC.
801-127232................................ OFF CAMBER CREATIVE LLC.
801-128224................................ SOUND ADVICE FINANCIAL INC.
801-130250................................ ALPHA VEE ADVISORS LLC.
801-130872................................ DECODE FINANCE LLC.
801-131061................................ ARCH OTC LLC.
801-131864................................ A[verbar]C MANAGEMENT TECH
LLC.
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[FR Doc. 2026-07478 Filed 4-16-26; 8:45 am]
BILLING CODE 8011-01-P
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