Notice2026-07047
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Securities Act Rule 477
Primary source
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Published
April 13, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 70 (Monday, April 13, 2026)</title>
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[Federal Register Volume 91, Number 70 (Monday, April 13, 2026)]
[Notices]
[Page 18946]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-07047]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0550]
Agency Information Collection Activities; Submission for OMB
Review; Comment Request; Extension: Securities Act Rule 477
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously approved
collection of information discussed below.
Rule 477 (17 CFR 230.477) under the Securities Act of 1933 (15
U.S.C. 77a et seq.) sets forth procedures for withdrawing a
registration statement, including any amendments or exhibits to the
registration statement. The rule provides that a registrant must sign
any application for withdrawal and must state fully in it the grounds
on which the registrant makes the application. The rule further
provides that the registrant must state in the application that no
securities were sold in connection with the offering. Rule 477's
information collection requirements help to ensure that the Commission
has sufficient information regarding a registrant's application to
withdraw a registration statement to determine whether to grant such
application (based on whether such withdrawal is consistent with the
public interest and the protection of investors). The information
required by Rule 477 is mandatory and is publicly available on the
Commission's Electronic Data Gathering, Analysis, and Retrieval
(``EDGAR'') system. We estimate that approximately 548 registrants file
a withdrawal application under Rule 477, once per year each, for a
total estimate of 548 responses annually. We estimate that Rule 477
requires one burden hour per response for a total annual burden of
approximately 548 hours. We estimate that registrants carry 100% of the
burdens associated with Rule 477 internally and, therefore, that there
is no cost burden associated with Rule 477.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB Control Number.
The public may view and comment on this information collection
request at: <a href="https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202601-3235-006">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202601-3235-006</a> or send an email comment to
<a href="/cdn-cgi/l/email-protection#da979882f4959798f49593889bf4899f9985bebfa9b185b5bcbcb3b9bfa89ab5b7b8f4bfb5aaf4bdb5ac"><span class="__cf_email__" data-cfemail="e2afa0baccadafa0ccadabb0a3ccb1a7a1bd86879189bd8d84848b818790a28d8f80cc878d92cc858d94">[email protected]</span></a> within 30 days of the day
after publication of this notice by May 14, 2026.
Dated: April 8, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-07047 Filed 4-10-26; 8:45 am]
BILLING CODE 8011-01-P
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