Notice2026-05233
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-2
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
March 18, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 52 (Wednesday, March 18, 2026)</title>
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[Federal Register Volume 91, Number 52 (Wednesday, March 18, 2026)]
[Notices]
[Page 13096]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-05233]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0201]
Agency Information Collection Activities; Proposed Collection;
Comment Request; Extension: Rule 17a-2
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 17a-2 (17 CFR 240.17a-
2), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.)
(``Exchange Act''). The Commission plans to submit this existing
collection of information to the Office of Management and Budget
(``OMB'') for extension and approval.
Rule 17a-2--Recordkeeping Requirements Relating to Stabilizing
Activities--requires underwriters to maintain information regarding
stabilizing activities conducted in accordance with Rule 104 of
Regulation M. The collections of information under Regulation M and
Rule 17a-2 are necessary for covered persons to obtain certain benefits
or to comply with certain requirements. The collections of information
are necessary to provide the Commission with information regarding
syndicate covering transactions and penalty bids. The Commission may
review this information during periodic examinations or with respect to
investigations. Except for the information required to be kept under
Rule 104(i) (17 CFR 242.104(i)) and Rule 17a-2(c), none of the
information required to be collected or disclosed for PRA purposes will
be kept confidential. The recordkeeping requirement of Rule 17a-2
requires the information be maintained in a separate file, or in a
separately retrievable format, for a period of three years, the first
two years in an easily accessible place, consistent with the
requirements of Exchange Act Rule 17a-4(f) (17 CFR 240.17a-4(f)).
There are approximately 647 respondents per year that require an
aggregate total of approximately 3,235 hours to comply with this rule.
Each respondent makes an estimated 1 annual response. Each response
takes approximately 5 hours to complete. Thus, the total hour burden
per year is approximately 3,235 hours. The total internal compliance
cost for the respondents is approximately $530,540 per year, resulting
in an internal cost of compliance for each respondent per response of
approximately $820 (i.e., $530,540/647 responses).
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB Control Number.
Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information,
including the validity of the methodology and the assumptions used; (c)
ways to enhance the quality, utility, and clarity of the information
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated,
electronic collection techniques or other forms of information
technology.
Please direct your written comments on this 60-Day Collection
Notice to Austin Gerig, Director/Chief Data Officer, Securities and
Exchange Commission, c/o Tanya Ruttenberg via email to
<a href="/cdn-cgi/l/email-protection#90c0f1e0f5e2e7ffe2fbc2f5f4e5f3e4f9fffed1f3e4d0e3f5f3bef7ffe6"><span class="__cf_email__" data-cfemail="9dcdfcedf8efeaf2eff6cff8f9e8fee9f4f2f3dcfee9ddeef8feb3faf2eb">[email protected]</span></a> by May 18, 2026. There will be a second
opportunity to comment on this SEC request following the Federal
Register publishing a 30-Day Submission Notice.
Dated: March 13, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-05233 Filed 3-17-26; 8:45 am]
BILLING CODE 8011-01-P
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