Notice2026-04435
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17f-1(g)
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
March 6, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 44 (Friday, March 6, 2026)</title>
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[Federal Register Volume 91, Number 44 (Friday, March 6, 2026)]
[Notices]
[Pages 11108-11109]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-04435]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0290]
Agency Information Collection Activities; Submission for OMB
Review; Comment Request; Extension: Rule 17f-1(g)
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (SEC or ``Commission'') is submitting to the Office of
Management and Budget (OMB) this request for an extension of the
proposed collection of information.
[[Page 11109]]
Paragraph (g) of Rule 17f-1 requires that all reporting
institutions (i.e., every national securities exchange, member thereof,
registered securities association, broker, dealer, municipal securities
dealer, registered transfer agent, registered clearing agency,
participant therein, member of the Federal Reserve System and bank
insured by the FDIC) maintain and preserve a number of documents
related to their participation in the Lost and Stolen Securities
Program (``Program'') under Rule 17f-1. The following documents must be
kept in an easily accessible place for three years, according to
paragraph (g): (1) copies of all reports of theft or loss (Form X-17F-
1A) filed with the Commission's designee: (2) all agreements between
reporting institutions regarding registration in the Program or other
aspects of Rule 17f-1; and (3) all confirmations or other information
received from the Commission or its designee as a result of inquiry.
Reporting institutions utilize these records and reports (a) to
report missing, lost, stolen or counterfeit securities to the database;
(b) to confirm inquiry of the database; and (c) to demonstrate
compliance with Rule 17f-1. The Commission and the reporting
institutions' examining authorities utilize these records to monitor
the incidence of thefts and losses incurred by reporting institutions
and to determine compliance with Rule 17f-1. If such records were not
retained by reporting institutions, compliance with Rule 17f-1 could
not be monitored effectively.
The Commission estimates that there are approximately 10,018
reporting institutions (respondents) and, on average, each respondent
would need to retain 33 records annually, with each retention requiring
approximately 1 minute (a total of 33 minutes or 0.5511 hours per
respondent per year). Thus, the total estimated annual time burden for
all respondents is 5,521 hours (10,018 x 0.5511 hours = 5,521).
Assuming an average hourly cost for clerical work of $50.00, the
average total yearly record retention internal cost of compliance for
each respondent would be $31.35 ($57 x 0.55 hours). Based on these
estimates, the total annual internal compliance cost for the estimated
10,018 reporting institutions would be approximately $314,064.3 (10,018
x $31.35).
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB Control Number.
The public may view and comment on this information collection
request at: <a href="https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202512-3235-028">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202512-3235-028</a> or email comment to
<a href="/cdn-cgi/l/email-protection#bef3fce690f1f3fc90f1f7ecff90edfbfde1dadbcdd5e1d1d8d8d7dddbccfed1d3dc90dbd1ce90d9d1c8"><span class="__cf_email__" data-cfemail="6e232c364021232c4021273c2f403d2b2d310a0b1d0531010808070d0b1c2e01030c400b011e40090118">[email protected]</span></a> within 30 days of the day
after publication of this notice, by April 6, 2026.
Dated: March 3, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-04435 Filed 3-5-26; 8:45 am]
BILLING CODE 8011-01-P
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