Notice2026-04378

Southern Ute Indian Tribe of the Southern Ute Reservation, Colorado-Liquor Code Amendment

Primary source

Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.

Published
March 5, 2026
Effective
March 5, 2026

Issuing agencies

Interior DepartmentIndian Affairs Bureau

Abstract

This notice publishes amended Southern Ute Indian Tribe of the Southern Ute Reservation, Colorado Liquor Code.

Full Text

<html>
<head>
<title>Federal Register, Volume 91 Issue 43 (Thursday, March 5, 2026)</title>
</head>
<body><pre>
[Federal Register Volume 91, Number 43 (Thursday, March 5, 2026)]
[Notices]
[Pages 10817-10825]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-04378]


-----------------------------------------------------------------------

DEPARTMENT OF THE INTERIOR

Bureau of Indian Affairs

[267A2100DD/AAMM001010/A0A600000.000000]


Southern Ute Indian Tribe of the Southern Ute Reservation, 
Colorado--Liquor Code Amendment

AGENCY: Bureau of Indian Affairs, Interior.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This notice publishes amended Southern Ute Indian Tribe of the 
Southern Ute Reservation, Colorado Liquor Code.

DATES: This Liquor Code shall become effective March 5, 2026.

FOR FURTHER INFORMATION CONTACT: Sophia J. Torres, Management and 
Program Analyst, Southwest Regional Office, Bureau of Indian Affairs, 
1001 Indian School Road NW, Albuquerque, NM 87104-2303, Phone: (505) 
536- 3304; Fax: (505) 563-3101.

SUPPLEMENTARY INFORMATION: Pursuant to the Act of August 15, 1953, 
Public Law 83-277, 67 Stat. 586, 18 U.S.C. 1161, as interpreted by the 
Supreme Court in Rice v. Rehner, 463 U.S. 713 (1983), the Secretary of 
the Interior shall certify and publish in the Federal Register notice 
of adopted liquor ordinances for the purpose of regulating liquor 
transactions in Indian country. On September 24, 2024, the Southern Ute 
Indian Tribe of the Southern Ute Reservation, Colorado adopted this 
amended Liquor Code by Resolution No. 2024-186, which regulates and 
controls the possession, consumption, and sale of liquor within the 
Southern Ute Reservation.
    This notice is published in accordance with the authority delegated 
by the Secretary of the Interior to the Assistant Secretary--Indian 
Affairs. I certify that the Southern Ute Indian Tribe of the Southern 
Ute Reservation, Colorado duly adopted the amended Southern Ute Indian 
Tribe of the Southern Ute Reservation, Colorado Liquor Code by 
Resolution No. 2024 -186 dated September 24, 2024.

William Henry Kirkland III,
Assistant Secretary-Indian Affairs.

    The Southern Ute Indian Tribe of the Southern Ute Reservation, 
Colorado, Liquor Code, as amended, shall read as follows:

TITLE 26

SOUTHERN UTE INDIAN TRIBAL CODE

LIQUOR CODE

PART I--GENERAL PROVISIONS

Article 1. General Provisions and Purpose

    26-1-101. Purpose. The purpose of this Code is to regulate and 
to control the sale, purchase, possession, and serving of liquor on 
the Southern Ute Indian Reservation in compliance with federal law. 
Only people issued a license under this Code may sell alcoholic 
beverages within the exterior boundaries of the Southern Ute Indian 
Reservation. This Code is an exercise of the regulatory powers of 
the Southern Ute Indian Tribal Council for the protection of the 
peace, safety, property, health, and general welfare of the Southern 
Ute Indian Tribe.
    26-1-102. Jurisdiction. This Code applies to, and the Southern 
Ute Indian Tribe has jurisdiction over, any relevant act or 
transaction within the exterior boundaries of the Southern Ute 
Indian Reservation except to the extent that the exercise of that 
jurisdiction is prohibited by federal law. This Code does not 
address state jurisdiction, nor does it confer jurisdiction to the 
State of Colorado.
    26-1-103. Definitions. As used in this Code, unless the context 
otherwise requires:
    (1) ``Alcoholic beverages'' means fermented malt beverages or 
malt, wine, or spirits.
    (2) ``Code'' means the Southern Ute Indian Tribal Liquor Code.
    (3) ``Days'' means calendar days. In computing any period of 
time prescribed by the Code, the date of the act, event, or default 
from which the designated period of time begins to run shall not be 
included. Saturdays, Sundays, and federal and tribal holidays shall 
be counted as a calendar day.
    (4) ``Fairgrounds'' means any premises owned by the Southern Ute 
Indian Tribe or other governmental entity with indoor and outdoor 
event space where events such as fairs, powwows, flea markets, 
rodeo, amusements, and carnivals are held.
    (5) ``Ferment'' or ``fermentation'' means the chemical process 
by which sugar is converted into alcohol.
    (6) ``Fermented malt beverage'' means beer, malt liquor, and any 
other beverage obtained by the fermentation of any infusion or 
decoction of barley, malt, hops, or any similar product or any 
combination thereof in water, containing not less than one-half 
percent by volume.
    (7) ``Gaming Tavern'' means a facility that permits or conducts 
gaming on the premises pursuant to a valid gaming license issued by 
the Southern Ute Gaming Commission.
    (8) ``Hotel'' means any establishment with sleeping rooms and 
restaurant facilities for guests.
    (9) ``License'' means a permit issued to a licensee to sell 
alcoholic beverages as provided by this Code.
    (10) ``Licensed premises'' means the premises specified in an 
application for a license under this Code, which are owned or 
controlled by the licensee and within which the licensee is 
authorized to sell, dispense, or serve alcoholic beverages.
    (11) ``Location'' means a particular parcel of land that may be 
identified by an address or by other descriptive means.
    (12) ``Meal'' means a quantity of food that is consumed at 
regular intervals for the purpose of sustenance.
    (13) ``Optional premises'' means the premises specified in an 
application for a hotel and restaurant license with related outdoor 
sports or recreational facilities for its guests or the general 
public, located on or adjacent to the hotel or restaurant premises, 
within which such licensee is authorized to sell or serve alcoholic 
beverages in accordance with the provisions of this Code and at the 
discretion of the Tribal Licensing Authority; or the premises 
specified in an application for an optional premises license located 
on an applicant's outdoor sports or recreational facility.
    (14) ``Part''--Part numbers and titles are for code organization 
purposes only and do not need to be included in citations of the 
Code.
    (15) ``Person'' means a natural person, partnership, 
association, company, corporation, or organization or a manager, 
agent, officer, or employee of any of them.
    (16) ``Premises'' means a distinct and defined location, which 
may include a building, a part of a building, or a room, or any 
other definite contiguous area.
    (17) ``Racetrack'' means premises where race meets or simulcast 
races with pari-mutuel wagering are held in accordance with the 
applicable law.
    (18) ``Restaurant'' means:
    (a) an establishment that has a sanitary kitchen, dining room, 
and persons to prepare, cook, and serve meals; and
    (b) where, in exchange for payment, meals, drinks, tobaccos, and 
candies are furnished to guests and in which nothing is sold except 
for food, drinks, tobaccos, candies, and items of souvenir 
merchandise depicting the theme of the restaurant or the 
geographical or historic subjects of the nearby area.
    (c) The term ``restaurant'' shall not include any establishment 
where business is conducted, except for:

[[Page 10818]]

    (i) a hotel business;
    (ii) tribal gaming; or
    (iii) the sale of food, drinks, tobaccos, candies, or such items 
of souvenir merchandise.
    (d) Nothing in this subsection shall be construed to prohibit 
live music or entertainment, juke boxes, amusement devices, such as 
video games, that do not and cannot pay anything of value, or other 
forms of entertainment commonly provided in restaurants.
    (19) ``Retail liquor store'' means an establishment engaged only 
in the sale of alcoholic beverages, soft drinks, and mixers, all in 
sealed containers for consumption off the premises; tobaccos, 
tobacco products, smokers' supplies, and nonfood items related to 
the consumption of such beverages; and liquor-filled candy and food 
items approved by the Tribal Licensing Authority, which are 
prepackaged, labeled, and directly related to the consumption of 
such beverages and are sold solely for the purpose of cocktail 
garnish in containers up to sixteen ounces. A retail liquor store 
shall not sell food items that constitute a snack, a meal, or 
portion of a meal.
    (20) ``Sandwiches and Light Snacks'' means single serving items 
such as hamburgers, hot dogs, frozen pizzas, burritos, chicken 
wings, popcorn, pretzels, nuts, chips, or items of a similar nature.
    (21) ``Sealed container'' means any container or receptacle used 
for holding an alcoholic beverage, which is corked or sealed with a 
stub, stopper, or cap.
    (22) ``Sell'' or ``sale'' means any of the following:
    (a) to exchange, barter, or traffic in;
    (b) to solicit or receive an order for liquor except through a 
licensee licensed under this Code;
    (c) to keep or expose for sale;
    (d) to serve liquor with meals;
    (e) to deliver for value or in any way other than gratuitously;
    (f) to offer or to possess with intent to sell;
    (g) to traffic in for any consideration promised or obtained, 
directly or indirectly.
    (23) ``Spirits'' means any alcoholic beverage obtained by 
distillation, mixed with water and other substances in solution, 
including but not limited to brandy, rum, whiskey, gin, and every 
liquid or solid, patented or not, containing at least one-half of 
one percent alcohol by volume and which is fit for use for beverage 
purposes. Any liquid or solid containing beer or wine in combination 
with any other liquor, except as provided in subsection (29) of this 
section, shall not be construed to be fermented malt or malt or wine 
but shall be construed to be spirits.
    (24) ``Tavern'' means an establishment in which the principal 
business is the sale of alcoholic beverages at retail for 
consumption on the premises and where sandwiches and light snacks 
are available for consumption on the premises.
    (25) ``Tribal Licensing Authority'' (or ``TLA'') means the 
regulatory entity designated by the Tribal Council to be responsible 
for administering and enforcing the Liquor Code.
    (26) ``Tribe'' means the Southern Ute Indian Tribe.
    (27) ``Wholesale'' means the sale of alcoholic beverages to 
licensees for resale.
    (28) ``Wholesaler'' means those entities authorized to sell 
alcoholic beverages at wholesale to licensees.
    (29) ``Wine'' means an alcoholic beverage that contains not less 
than one-half of one percent and not more than 21% alcohol by volume 
and shall be construed to mean an alcoholic beverage obtained by the 
fermentation of the natural sugar contents of fruits or other 
agricultural products containing sugar. ``Wine'' includes fortified 
wine.

PART II--LIQUOR LICENSING

Article 2. Licensing

    26-2-101. Authority of the Tribal Licensing Authority.
    (1) The term ``Tribal Licensing Authority'', as used throughout 
this Code, shall refer to the Tribal Council or to the entity that 
the Tribal Council designates for the administration and enforcement 
of this Code. The Southern Ute Indian Tribal Council may delegate 
some or all of its authority by resolution to another entity to act 
as the Tribal Licensing Authority for all purposes, including but 
not limited to the following:
    (a) Approve or deny licenses for the sale of alcoholic 
beverages, as provided by this Code, and suspend or revoke such 
licenses upon a violation of this Code or any regulation adopted 
pursuant to this Code.
    (b) Adopt, amend, repeal, and publish regulations, special 
rulings, and findings for the regulation and control of the 
distribution and sale of alcoholic beverages and the enforcement of 
this Code.
    (c) Conduct public hearings, administer oaths, and issue 
subpoenas to require the presence of persons and production of 
papers, books, and records relevant to the hearing subject matter.
    (d) Maintain complete records of all acts and transactions of 
the Tribal Licensing Authority regarding alcoholic beverage 
licensees, which records, except confidential reports obtained from 
the licensee showing the sales volume or quantity of liquor sold or 
customers served, shall be open for public inspection.
    (e) Suspend or revoke any license upon any violation by the 
licensee, including by any agent or employee of such licensee, of 
any provision of this Code, of any regulation of the Tribal 
Licensing Authority, or of any term, condition, or provision of the 
license, upon its own motion or upon complaint, after investigation 
and public hearing at which the licensee shall be afforded an 
opportunity to be heard.
    (2) Regulations made pursuant to subsection (1)(b) of this 
section may cover, but shall not be limited to, the following 
subjects:
    (a) compliance with and enforcement of any provision of this 
Code, or any regulation issued pursuant to the Code;
    (b) specification of duties of Tribal Licensing Authority 
officers and employees;
    (c) instructions for local law enforcement officers;
    (d) all forms necessary or convenient in the administration of 
this Code;
    (e) inspections, investigations, searches, seizures, and other 
activities required for administration and enforcement of the Code;
    (f) establishing penalties, which shall include aggravating and 
mitigating factors to be considered;
    (g) limitation of number of licensees as to any area or 
vicinity;
    (h) misrepresentation, unfair practices, and unfair competition;
    (i) control of signs and other displays on licensed premises;
    (j) use of screens;
    (k) identification of licensees and their employees;
    (l) storage and transportation;
    (m) health and sanitary requirements;
    (n) standards of purity and labeling;
    (o) licensee recordkeeping and reporting requirements;
    (p) practices designed to increase the consumption of alcoholic 
beverages;
    (q) testing of the alcohol content of alcoholic beverages sold 
by licensees;
    (r) sales rooms; or
    (s) other matters necessary for the fair and comprehensive 
administration of this Code.
    (3) Nothing in this Code shall be construed as delegating to the 
Tribal Licensing Authority the power to fix prices. The Tribal 
Licensing Authority shall make no regulation that would abridge the 
right of any licensee to advertise the place of business or the 
commodities sold by such licensee fairly, honestly, and lawfully.
    26-2-102. Records--Inspection. Until the Tribal Licensing 
Authority adopts regulations pertaining to recordkeeping, each 
licensee shall:
    (1) maintain complete financial accounting records, invoices, 
copies of orders, shipping instructions, bills of lading, weigh 
bills, correspondence, and all other records necessary to show fully 
the alcoholic beverage transactions of such licensee, all of which 
shall be made available to the Tribal Licensing Authority during 
business hours for inspection and examination; and
    (2) furnish any information the Tribal Licensing Authority 
considers necessary for the proper administration of this Code.
    (3) The Tribal Licensing Authority may require a Licensee, at 
their own expense, to obtain an audit of the required records. The 
Tribal Licensing Authority shall select the auditor, who shall have 
access to all relevant books and records of such licensee.
    26-2-103. Duties of Peace Officers. Tribal peace officers shall 
have the authority to enforce the provisions of this Code and 
regulations issued by the Tribal Licensing Authority.

Article 3. Classes of License

    26-3-101. Classes of License. The licenses to be issued by the 
Tribal Licensing Authority pursuant to this Code shall be as 
follows:

(1) Retail Liquor Store License
(2) Beer License
(3) Beer and Wine License
(4) Hotel and Restaurant License
(5) Tavern License
(6) Gaming Tavern License
(7) Lodging and Entertainment License
(8) Racetrack & Fairgrounds License

[[Page 10819]]

(9) Optional Premises License
(10) Special Events License.

    26-3-102. License Fees. Applicants and licensees shall pay fees 
to the Tribal Licensing Authority in accordance with the Fee 
Schedule approved by Tribal Council. Such fees may include, but not 
be limited to, application fees, annual license fees, manager 
registration fees, and background check fees.
    26-3-103. Retail Liquor Store License.
    (1) A retail liquor store license shall be issued to persons 
selling alcoholic beverages only in sealed containers not to be 
consumed at the place where sold. Alcoholic beverages in sealed 
containers shall not be sold at retail other than in retail liquor 
stores.
    (2) A retail liquor store shall not sell food items that could 
constitute a snack, a meal, or portion of a meal.
    (3) A retail liquor store shall purchase alcoholic beverages 
only from a licensed wholesaler.
    (4) A retail liquor store may:
    (a) sell any non-alcohol products, but only if the annual gross 
revenues from the sale of non-alcohol products do not exceed 20% of 
the retail liquor store's total annual gross sales revenues. For 
purposes of calculating the annual gross revenues from the sale of 
non-alcohol products, sales revenues from the following products are 
excluded: lottery products; cigarettes, tobacco products, and 
nicotine products; ice, soft drinks, and mixers; non-food items 
related to the consumption of alcoholic beverages.
    (b) sell nonfood items related to the consumption of alcoholic 
beverages; liquor filled candy; and food items related to the 
consumption of alcoholic beverages and sold solely for the purpose 
of cocktail garnish.
    (c) display promotional material furnished by a manufacturer or 
wholesaler, which material permits a customer to purchase other 
items from a third person if the retail liquor store licensee does 
not receive payment from the third person and if the ordering of the 
additional merchandise is done by the customer directly from the 
third person.
    26-3-104. Licenses for On-Premises Consumption.
    (1) Generally. The following provisions apply to all On-Premises 
Consumption License types.
    (a) Persons licensed pursuant to Sec.  26-3-104 shall purchase 
alcoholic beverages only from a properly licensed wholesaler, except 
as provided in subparagraph (b).
    (b) Persons licensed pursuant to Sec.  26-3-104 may purchase not 
more than two thousand dollars' worth of alcoholic beverages during 
a calendar year from a retail liquor store. Licensees shall maintain 
records, including receipts, of each purchase of alcoholic beverages 
at a retail liquor store. Receipts shall contain the name of the 
retail liquor store, the date of purchase, a description of the 
alcoholic beverages purchased, and the price paid for such purchase. 
Such receipt shall be retained and shall be available to the Tribal 
Licensing Authority at all times during business hours.
    (c) Each license shall be granted for specific premises, 
including optional premises approved by the Tribal Licensing 
Authority for Hotel and Restaurant licenses, and issued in the name 
of the owner or lessee of the business, or, in the case of a tribal 
entity, the business name.
    (2) Registered Manager Required for Hotel and Restaurant, 
Tavern, Lodging and Entertainment, and Racetrack and Fairgrounds 
Licenses. Hotel and restaurant, tavern, lodging and entertainment, 
and racetrack and fairgrounds licensees are required to comply with 
the provisions in this subsection (2) in addition to their 
respective license-specific requirements detailed below in 
subsections (3), (4), (6), and (7).
    (a) Each licensee holding a tavern license, racetrack and 
fairgrounds license, hotel and restaurant, or lodging and 
entertainment license shall manage the licensed premises or employ a 
separate and distinct manager on the premises and shall report the 
name of the manager to the Tribal Licensing Authority.
    (b) The registered manager for each licensee shall purchase 
alcoholic beverages for one licensed premises only, and such 
purchases shall be separate and distinct from purchases for any 
other license in a particular class.
    (c) When a person ceases to be a registered manager of a 
licensee, the licensee shall notify the licensing authority within 5 
days and shall designate a new registered manager within 30 days. It 
is unlawful for the licensee to fail to report the name of or any 
change in managers, and failure to report shall be grounds for 
suspension of the license.
    (d) The Tribal Licensing Authority may refuse to accept any 
person as a registered manager unless the person is satisfactory as 
to character, record, and reputation. In determining a registered 
manager's character, record, and reputation, the Tribal Licensing 
Authority may request, and the proposed manager shall provide or 
consent to, access to credit history, employment history, and 
criminal history information furnished by a criminal justice agency 
subject to any restrictions imposed by such agency.
    (3) Hotel and Restaurant License.
    (a) Except as otherwise provided, the Tribal Licensing Authority 
may issue a hotel and restaurant license to persons selling 
alcoholic beverages in the place where such liquors are to be 
consumed, subject to the following restrictions:
    (i) Restaurants shall sell alcoholic beverages only to customers 
of the restaurant, and only if meals are actually and regularly 
served and provide not less than 25% of the gross income from sales 
of food and drink of the business of the licensed premises over a 
time period of at least a year;
    (ii) Notwithstanding any provision of this Code to the contrary, 
a restaurant may permit the licensee to reseal and the customer to 
remove from the licensed premises one opened container of partially 
consumed wine purchased on the premises, so long as the originally 
sealed container did not contain more than 750 milliliters of wine;
    (iii) Hotels shall sell alcoholic beverages as provided in this 
section only to customers of the hotel and, except in hotel rooms, 
only on the licensed premises where meals are actually and regularly 
served and provide not less than 25% of the gross income from sales 
of food and drink of the business of the licensed premises; and
    (iv) Hotel and restaurant licensees who are open for business 
and selling alcoholic beverages by the drink shall serve meals 
between the hours of 8 a.m. and 8 p.m. and meals or light snacks and 
sandwiches after 8 p.m.
    (b) Notwithstanding any provision of this Code to the contrary, 
a hotel licensed pursuant to this Code, may:
    (i) Furnish and deliver complimentary alcoholic beverages in 
sealed containers for the convenience of its guests; and
    (ii) Sell alcoholic beverages provided by the hotel in sealed 
containers, at any time, by means of a mini-bar located in hotel 
guest rooms, to registered guests 21 years of age or older of the 
hotel for consumption in such guest rooms if the price of the 
alcoholic beverages is clearly posted. For purposes of this section, 
``mini-bar'' means a closed container, either non-refrigerated or 
refrigerated in whole or in part, access to the interior of which is 
restricted by means of a locking device that requires the use of a 
key, magnetic card, or similar device or which is controlled at all 
times by the hotel. Individual containers of alcoholic beverages in 
a mini-bar shall not have a volume of more than 500 milliliters.
    (c) Hotel and restaurant licensees shall maintain a bona fide 
restaurant business and not a mere pretext of such for obtaining a 
hotel and restaurant license.
    (4) Tavern License. The Tribal Licensing Authority may issue a 
tavern license to persons selling alcoholic beverages by the drink 
to customers only for consumption on the premises. The licensee 
shall have available for consumption on the premises during business 
hours sandwiches and light snacks but need not offer full meals.
    (5) Gaming Tavern License.
    (a) The Tribal Licensing Authority may issue a gaming tavern 
license to persons who sell alcoholic beverages by the drink only 
for consumption on the premises, and who sell sandwiches and light 
snacks or who contract with an establishment that provides such food 
services within the same building as the licensed premises.
    (b) Nothing in this Article shall permit more than one gaming 
tavern license per building where the licensed premises are located.
    (6) Lodging and Entertainment License.
    (a) The Tribal Licensing Authority may issue a lodging and 
entertainment license to a lodging or entertainment facility selling 
alcoholic beverages by the drink to customers only for consumption 
on the premises. A lodging and entertainment facility licensee shall 
have sandwiches and light snacks available for consumption on the 
premises during business hours but need not offer full meals.
    (b) ``Lodging and entertainment facility'' means an 
establishment that is either:
    (i) a lodging facility, the primary business of which is to 
provide the public with sleeping rooms and meeting facilities; or
    (ii) an entertainment facility, the primary business of which is 
to provide the public with sports or entertainment activities within 
its licensed premises; and incidental to its primary business, sells 
and serves alcoholic beverages at retail for consumption on the

[[Page 10820]]

premises and has sandwiches and light snacks available for 
consumption on the premises.
    (7) Racetrack and Fairgrounds License.
    (a) A racetrack and fairgrounds licensee may sell alcoholic 
beverages by the drink for consumption on the premises only to 
customers and shall have sandwiches and light snacks available for 
consumption on the premises during business hours.
    (b) A racetrack license is only required for premises where live 
horse racing occurs.
    (8) Beer License. The Tribal Licensing Authority may issue a 
Beer License to persons selling fermented malt beverages only by the 
drink for consumption on the premises. Beer licensees shall have 
available for consumption on the premises during business hours 
sandwiches and light snacks, but need not have full meals available.
    (9) Beer and Wine License. The Tribal Licensing Authority may 
issue a Beer and Wine License to persons selling fermented malt 
beverages or wine only by the drink for consumption on the premises. 
Beer and Wine licensees shall have sandwiches and light snacks 
available for consumption on the premises during business hours but 
need not have full meals available.
    26-3-105. Optional Premises License. The Tribal Licensing 
Authority may grant an optional premises license, as defined in 
Sec.  26-1-103(13), to persons selling alcoholic beverages by the 
drink only to customers for consumption on the optional premises and 
for storing alcoholic beverages in a secure area on or off the 
optional premises for future use on the optional premises.
    26-3-106. Special Events License.
    (1) Qualifications of Organizations for Special Events Licenses. 
The Tribal Licensing Authority may issue a special event license to 
qualified organizations and political candidates under this 
provision for the sale of alcoholic beverages by the drink only. 
Exemption: organizations listed in this subsection (1) do not need 
to apply for a special event license if they are not charging for 
alcoholic beverages other than a charge for admission or 
participation that is uniform to all attendees regardless of whether 
the participant consumes alcoholic beverages at the event.
    (a) Entities eligible for special events licenses are the 
following:
    (i) an organization that has been incorporated under the laws of 
the Southern Ute Indian Tribe or the State of Colorado for purposes 
of a social, fraternal, patriotic, political, or athletic nature, 
and not for pecuniary gain;
    (ii) municipalities, counties, or special districts;
    (iii) a non-profit organization that is a regularly chartered 
branch, lodge, or chapter of a national organization or society 
organized for social, fraternal, patriotic, political, educational, 
or athletic purposes;
    (iv) an organization that is an established religious or 
philanthropic institution;
    (v) a political candidate who has filed the necessary reports 
and statements with the Southern Ute Indian Tribe or the Secretary 
of State of Colorado;
    (vi) a division, entity, or department of the Southern Ute 
Indian Tribe; or
    (vii) a facility owned by the Tribe at which productions or 
performances of an artistic nature are presented or to recreation 
facilities owned by the Tribe; and
    (viii) an organization or person that the Tribal Licensing 
Authority determines meets the general guidelines described above.
    (b) A special event license may be issued under this section 
notwithstanding the fact that the special event is to be held on 
premises already licensed under this Code.
    (c) The holder of a special event license shall be responsible 
for any violation of this Code that occurs at the special event.
    (d) Notwithstanding other provisions in this Code, applicants 
for a Special Event license shall submit applications for Special 
Events no later than 60 days prior to the scheduled event.
    (2) Restrictions Related to Special Event Licenses.
    (a) Special event licensees shall sell licensed beverages by the 
drink only for consumption on the licensed premises.
    (b) Each special event license shall be issued for a specific 
location and is not valid for any other location.
    (c) A special event license authorizes the licensee to sell or 
offer only the alcoholic beverages specified in the license.
    (d) A special events licensee shall serve alcoholic beverages 
only between the hours of 7 a.m. of the day specified in the special 
event license and 2 a.m. of the day immediately following.
    (e) All persons selling or serving alcohol at a special event 
must have a valid, current Training for Intervention Procedures 
(TIPS) certification or an equivalent alcohol server and seller 
certification.
    (f) A special event license may not be issued to any 
organization for more than 15 days in one calendar year.
    (g) No issuance of a special event license shall have the effect 
of requiring the Tribal Licensing Authority to issue another license 
upon any subsequent application by an organization.
    (h) Sandwiches or light snacks shall be available during all 
hours of service of alcoholic beverages, but full meals need not be 
available.
    (i) The Tribal Licensing Authority may require any applicant to 
post a performance bond to assure compliance with the provisions of 
this Code.
    (g) Nothing in this article shall be construed to prohibit the 
sale or dispensing of alcoholic beverages on any closed street, 
highway, or public byway for which a special event license has been 
issued.
    (3) Public Notice and Hearing.
    (a) Public notice of the proposed special event license and the 
procedure for protesting issuance of the license shall be 
conspicuously posted, with the date of the posting, at the proposed 
location for at least 10 days before approval of the license by the 
Tribal Licensing Authority and at public or governmental buildings 
in the area, such as the post office, library, and tribal and town 
administration buildings.
    (b) The Tribal Licensing Authority shall schedule a hearing if, 
after investigation and upon review of the contents of any protest 
filed by affected persons, sufficient grounds appear to exist for 
denial of a special event license. Any protest shall be filed by 
affected persons within 10 days after the initial posting of the 
public notice. Any hearing required by this subsection or any 
hearing held at the discretion of the Tribal Licensing Authority 
shall be held no sooner than the expiration of the initial posting 
of the public notice, and notice shall be provided to the applicant 
and any person who has filed a protest.
    (4) Grounds for Denial. The Tribal Licensing Authority may deny 
the issuance of a special event license upon:
    (a) a determination that the organization or person requesting 
the license does not meet the eligibility qualifications;
    (b) cultural grounds;
    (c) grounds that such issuance would be injurious to the public 
welfare;
    (d) its location within the Reservation; or
    (e) the failure of the applicant in a past special event to 
comply with applicable laws and regulations.

Article 4. Licensing Process

    26-4-101. Application for License.
    (1) Applications for licenses shall be submitted to the Tribal 
Licensing Authority on forms prepared and provided by the Tribal 
Licensing Authority and shall contain sufficient information to 
enable the Tribal Licensing Authority to determine whether a license 
should be granted. The form shall include:
    (a) the name and address of the applicant:
    (i) if a government, the name of the highest government official 
or names of the people who serve on the governing body;
    (ii) if a partnership, the names and addresses of all the 
partners; or
    (iii) if a corporation, association, or other organization, the 
names and addresses of the president, vice president, secretary, and 
managing officer,
    (b) along with all other information deemed necessary by the 
Tribal Licensing Authority.
    (2) Each application shall be verified by the oath or 
affirmation of the applicant or appropriate representative of the 
applicant as authorized by the Tribal Licensing Authority.
    (3) At the time of application, the applicant shall file plans 
and specifications for the interior of the building if the building 
to be occupied already exists. If the building is not in existence, 
the applicant shall file a plot plan and a detailed sketch of the 
interior and, where available, shall submit an architect's drawing 
of the building to be constructed. The Tribal Licensing Authority 
may impose additional requirements necessary for the approval of the 
application.
    (4) An applicant for a license shall submit fingerprints. The 
Tribal Licensing Authority shall conduct, or use a State or Federal 
agency to conduct, a fingerprints-based criminal history record 
check. Because tribal employees undergo a criminal history record 
check prior to becoming employed, this requirement does not apply if 
the applicant is the Tribe, a tribal department or entity, or a 
business wholly owned by the Tribe.
    (5) The Tribal Licensing Authority shall require a complete 
disclosure of all persons having a direct or indirect financial 
interest,

[[Page 10821]]

and the extent of such interest, in each hotel and restaurant and 
gaming tavern license under this Code. A willful failure to report 
and disclose the financial interests of all persons having a direct 
or indirect financial interest in a hotel and restaurant license or 
gaming tavern license shall be grounds for suspension or revocation 
of such license by the Tribal Licensing Authority. This requirement 
does not apply if the applicant is the Tribe, a tribal department or 
entity, or a business wholly owned by the Tribe.
    26-4-102. Public Notice--Posting and Publication.
    (1) Upon receipt of an application, except an application for 
renewal or for transfer of ownership, the Tribal Licensing Authority 
shall schedule a public hearing not less than 30 days from the date 
of the application and shall post and publish the public notice not 
less than 10 days prior to the hearing.
    (2) Public notice shall consist of:
    (a) posting a sign in a conspicuous place on the premises 
described in the application;
    (b) publication in a newspaper of general circulation on the 
Reservation; and
    (c) at public or governmental buildings in the area, such as the 
post office, library, and tribal and town administration buildings.
    (3) Notice given by posting shall include a sign of suitable 
material, not less than 22 inches wide and 26 inches high, composed 
of letters not less than one inch in height and stating the type of 
license applied for, the date of the application, the date of the 
hearing, and the name and address of the applicant, and such other 
information as may be required to fully apprise the public of the 
nature of the application. If the applicant is a partnership, the 
sign shall contain the names and addresses of all partners, and if 
the applicant is a corporation, association, or other organization, 
the sign shall contain the names and addresses of the president, 
vice president, secretary, and manager or other managing officers. 
If the applicant is the Tribe, a tribal department or entity, or a 
business wholly owned by the Tribe, the sign need only contain the 
names and business addresses of the relevant officials or managing 
officers.
    (4) Notice given by publication shall contain the same 
information as that required for signs.
    (5) If the building in which alcoholic beverages are to be sold 
is in existence at the time of the application, any sign posted as 
required by this section shall be placed where it is conspicuous and 
plainly visible to the general public. If the building is not 
constructed at the time of the application, the applicant shall post 
the notice on the premises where the building is to be constructed 
in such a manner that the notice shall be conspicuous and plainly 
visible to the general public.
    26-4-103. Results of Investigation--Factors in Decision.
    (1) Not less than 5 days prior to the hearing date, the Tribal 
Licensing Authority shall provide its written findings based on its 
investigation to the applicant and other interested parties.
    (2) Before entering any decision approving or denying the 
application, the Tribal Licensing Authority shall consider, except 
where this Code specifically provides otherwise:
    (a) the facts and evidence collected as a result of the Tribal 
Licensing Authority's investigation, as well as any other facts;
    (b) any license conditions to accommodate the reasonable 
requirements of the neighborhood where the premises are or will be 
located;
    (c) the desires of the community members as evidenced by 
petitions, protest, or otherwise;
    (d) the number, type, and availability of alcoholic beverage 
outlets located in or near the neighborhood under consideration;
    (e) any other relevant matters affecting the qualifications of 
the applicant to conduct the type of business proposed; and
    (f) any cultural or traditional considerations that may affect 
the granting of any license.
    (3) Before granting any license, the Tribal Licensing Authority 
may:
    (a) visit and inspect the property where the applicant proposes 
to conduct business; and
    (b) investigate the fitness to conduct such business of any 
person or the officers and directors of any corporation applying for 
a license.
    (4) In investigating the applicant's or a licensee's 
qualifications, the Tribal Licensing Authority may have access to 
criminal history record information furnished by a criminal justice 
agency, subject to any restrictions imposed by such agency.
    (a) If the Tribal Licensing Authority takes into consideration 
information concerning the applicant's criminal history record, the 
Tribal Licensing Authority shall also consider any information 
provided by the applicant regarding their criminal history, 
including but not limited to, evidence of rehabilitation, character 
references, and educational achievements, particularly those items 
pertaining to the period of time between the applicant's last 
criminal conviction and submission of the application for a license.
    (b) The Tribal Licensing Authority shall consider any relevant 
circumstances related a criminal conviction or other moral turpitude 
offense to determine whether the applicant is a person of good moral 
character at the time of the license application.
    (5) The Tribal Licensing Authority may deny the issuance of any 
new tavern or retail liquor store license whenever such authority 
determines that the issuance of the license would result in, or add 
to an undue concentration of, the same class of license or require 
the use of additional law enforcement resources.
    (6) With respect to a second or additional license, the Tribal 
Licensing Authority shall consider the effect on competition in 
granting or disapproving additional licenses to the licensee. The 
Tribal Licensing Authority shall not approve an application for a 
second or additional hotel and restaurant license that would have 
the effect of restraining competition.
    (7) No license provided by this Code shall be issued to or held 
by:
    (a) any person until the annual fee has been paid;
    (b) any person who is not of good moral character;
    (c) any corporation, any of whose officers, directors, or 
stockholders holding 10% or more of the outstanding and issued 
capital stock thereof, or any partnership, association, or company, 
any of whose officers, or any of whose members holding 10% or more 
interest therein, are not of good moral character;
    (d) any person employed by, assisted by, or financed in whole or 
in part by any other person who is not of good character and 
reputation satisfactory to the Tribal Licensing Authority;
    (e) any peace officer, tribal attorney, Tribal Council member, 
or Tribal Licensing Authority employee;
    (f) any person unless such person's character, record, and 
reputation are satisfactory to the Tribal Licensing Authority; or
    (g) any natural person under 21 years of age.
    (8) The Tribal Licensing Authority shall not process or issue a 
new license to any person whose business location is within one 
thousand feet of an academic institution.
    (9) The Tribal Licensing Authority shall refuse an alcoholic 
beverage license if;
    (a) the premises on which the applicant proposes to conduct 
business do not meet the requirements of this Code;
    (b) if the character of the applicant or its officers or 
directors is such that violations of this Code would be likely to 
result if a license were granted; or
    (c) if, in the Tribal Licensing Authority's opinion, licenses 
already granted for the particular location are adequate for the 
reasonable needs of the community.
    26-4-104. Hearing.
    (1) At the public hearing held pursuant to this section, any 
party of interest shall be allowed to present evidence and to cross-
examine witnesses.
    (2) ``Party in interest'' means any of the following:
    (a) The applicant;
    (b) A Southern Ute Tribal member;
    (c) A resident of the neighborhood where the licensed premises 
are or will be located;
    (d) Neighborhood business owners or managers where the licensed 
premises are or will be located; or
    (e) The principal or representative of any academic institution 
located within one thousand feet of the premises for which the 
license is under consideration.
    (3) The Tribal Licensing Authority, in its discretion, may limit 
the presentation of evidence and cross-examination to prevent 
repetitive and irrelevant evidence or examination.
    (4) In any hearing held by the Tribal Licensing Authority, if 
requested by the Tribal Licensing Authority, no person may refuse to 
testify or provide other information on the ground of self-
incrimination.
    (5) No testimony or other information produced in a licensing 
hearing or any information directly or indirectly derived from such 
testimony may be used against a person in any criminal prosecution 
based on a violation of this Code, except a prosecution for perjury 
committed when testifying in a licensing hearing. Continued refusal 
to testify or provide other information shall constitute

[[Page 10822]]

grounds for refusal, suspension, or revocation of any license 
granted pursuant this Code.
    (6) The Tribal Licensing Authority shall record the hearing 
proceedings.
    26-4-105. Licensing Decisions.
    (1) The Tribal Licensing Authority has the authority to deny a 
license application for good cause. Denials are subject to judicial 
review by the Administrative Appeals and Hearings Office.
    (2) ``Good cause'', for the purpose of refusing or denying a 
license renewal or initial license issuance, means:
    (a) The licensee or applicant has violated, does not meet, or 
has failed to comply with any of the terms, conditions, or 
provisions of this Code or any regulations promulgated pursuant to 
this Code;
    (b) The licensee or applicant has failed to comply with any 
special terms or conditions that were placed on its license in prior 
disciplinary proceedings or that arose in the context of potential 
disciplinary proceedings;
    (c) Issuance of the license is inconsistent with the reasonable 
requirements of the neighborhood or the desires of the neighborhood;
    (d) Evidence that the licensed premises have been operated in a 
manner that adversely affects the public health, welfare, or safety 
of the immediate neighborhood in which the establishment is located, 
which evidence must include a continuing pattern of fights, violent 
activity, or disorderly conduct; or
    (e) Cultural grounds.
    (3) Within 30 days after the date of the public hearing, the 
Tribal Licensing Authority shall issue a written decision approving 
or denying an application and stating the reasons for the decision. 
The Tribal Licensing Authority shall deliver a copy of its decision 
to the applicant by hand or by certified first class mail to the 
address shown in the application.
    (4) No license shall be denied arbitrarily or without good 
cause.
    26-4-106. License Issuance, Use, and Display.
    (1) All licenses granted and issued pursuant to this Code shall 
specify the date of issuance, the type of license, the date of its 
expiration, the name of the licensee, and the physical location 
where the license is to be used.
    (2) All licenses granted pursuant to this Code shall be valid 
for one year from the date of issuance unless revoked or suspended 
pursuant this Code.
    (3) A separate license shall be issued for each specific 
business or business entity and each physical location, and the 
particular alcoholic beverages the applicant is authorized to sell 
shall be described in the license.
    (4) Each license issued is separate and distinct, and it is 
unlawful for any person to exercise any of the privileges granted 
under any license other than that which he holds or for any licensee 
to allow another person to exercise such privileges granted under 
this license.
    (5) No license shall be issued by the Tribal Licensing Authority 
after approval of an application until the building where the 
business is located is ready for occupancy with furniture, fixtures, 
and equipment in place in compliance with this Code and the license 
conditions, and then only after the Tribal Licensing Authority 
inspects the premises to determine that they are constructed or 
organized consistent with the floor plan submitted with the 
application.
    (6) For purposes of this section, a hotel and restaurant license 
with optional premises, and an optional premise license located in 
an outdoor sports or recreational facility, shall be considered a 
single business and location.
    (7) At all times a licensee shall possess and maintain 
possession of the premises for which the license is issued through 
ownership, lease, rental, or other arrangement for possession. 
Failure to maintain possession will result in suspension or 
revocation.
    (8) Licensees shall ensure that a license granted and issued 
pursuant to this Code is always conspicuously displayed in the 
premises for which the license is issued.
    26-4-107. License Renewal.
    (1) 90 days prior to the expiration date of an existing license, 
the Tribal Licensing Authority shall notify the licensee of the 
expiration date by certified first class mail at the address on file 
with the Tribal Licensing Authority. Licensees shall apply for 
renewal of an existing license no less than 45 days prior to the 
date of expiration.
    (2) The Tribal Licensing Authority may hold a hearing on the 
renewal application if the circumstances found Sec.  26-4-103(7) 
indicate a need for reconsideration of licensure. The Tribal 
Licensing Authority shall not hold a renewal hearing until a notice 
of hearing has been provided to the applicant and conspicuously 
posted on the licensed premises for a period of at least 10 days 
prior to the hearing.
    (3) The Tribal Licensing Authority may refuse to renew any 
license for good cause, subject to judicial review by the 
Administrative Appeals and Hearings Office.
    (4) The Tribal Licensing Authority may, for good cause, waive 
the time requirements set forth in this section.
    26-4-108. Suspension and Revocation.
    (1) In addition to other penalties prescribed by this Code, the 
Tribal Licensing Authority has the power, on its own motion or on 
complaint, after investigation and public hearing at which the 
licensee shall be afforded an opportunity to be heard, to suspend or 
revoke any license for any violation of this Code, its implementing 
regulations, or the license terms, conditions, or provisions by the 
licensee or by any of its agents, servants, or employees. A 
violation of this Code, any implementing regulations, or of license 
requirements or conditions shall be grounds for a suspension or 
revocation.
    (2) In addition, the Tribal Licensing Authority, in its 
discretion, may revoke or elect not to renew a license if it 
determines that the licensed location has been inactive, without 
good cause, for at least one year.
    (3) The Tribal Licensing Authority shall provide notice of 
suspension or revocation, as well as any required notice of a 
hearing, in writing by hand delivery or certified first class mail 
to the licensee at the address on file. Any license may be 
temporarily suspended by the Tribal Licensing Authority without 
notice pending any prosecution, investigation, or public hearing.
    (4) Nothing in this Code shall prevent temporary or immediate 
suspension of a license for a period not exceeding 15 days. No 
suspension under this section shall be for a period longer than 6 
months.
    (5) Whenever any license is suspended or revoked, the Tribal 
Licensing Authority shall not return or refund any part of a 
licensing fee to the licensee and the licensee is prohibited from 
serving or selling alcohol until the license is reinstated or the 
Tribal Licensing Authority grants a new license.
    26-4-109. Administrative Review. Any person requesting a review 
of a Tribal Licensing Authority final decision to refuse, deny, 
suspend, deny a transfer, or revoke a license shall apply for review 
to the Administrative Appeals and Hearings Office (``AAHO'') within 
30 days after the date of the Tribal Licensing Authority's final 
decision.
    (1) The AAHO shall determine by clear and convincing evidence 
whether the final decision was arbitrary and without good cause, and 
if so finding, the AAHO shall order the Tribal Licensing Authority 
to issue the license.
    (2) The decision of the AAHO may be appealed to the Southern Ute 
Indian Tribal Court in accordance with Title 1, Article 5 of the 
Southern Ute Indian Tribe Law and Order Code. The person requesting 
review shall be required to pay the cost of preparing a transcript 
of proceedings before the Tribal Licensing Authority when such a 
transcript is demanded by the person taking the appeal or when such 
a transcript is furnished by the Tribal Licensing Authority pursuant 
to AAHO or Tribal Court order.
    26-4-110. Transfer of Ownership.
    (1) No license granted under the provisions of this Code shall 
be transferable except as provided in this subsection, but this 
shall not prevent a change of location as otherwise authorized 
pursuant to this Code.
    (2) When a license has been issued to a husband and wife, or to 
general or limited partners, the death of a spouse or partner shall 
not require the surviving spouse or partner to obtain a new license. 
All rights and privileges granted under the original license shall 
continue in full force and effect as to the survivor(s) for the 
remainder of the license period.
    (3) For any other transfer of ownership, the person receiving 
ownership shall submit an application to the Tribal Licensing 
Authority on forms furnished by the Tribal Licensing Authority. In 
determining whether to permit a transfer of ownership, the Tribal 
Licensing Authority shall consider the requirements of Sec.  26-4-
103 and may hold a hearing pursuant to Sec.  26-4-104 on the 
application for transfer of ownership. The Tribal Licensing 
Authority shall not hold a transfer of ownership hearing until a 
notice of hearing has been provided to the applicant and 
conspicuously posted on the licensed premises for a period of at 
least 10 days prior to the hearing. The new owner shall not serve or 
sell alcohol until the license application is granted.
    (4) It is unlawful for the licensee to fail to report a transfer 
and failure to report a transfer shall be grounds for license 
suspension or revocation.

[[Page 10823]]

    26-4-111. Changes in Location. A licensee may move his or her 
permanent location to any other place within the boundaries of the 
Southern Ute Indian Reservation by submitting a change of location 
application to the Tribal Licensing Authority, but it shall be 
unlawful to sell any alcoholic beverage at any such place until 
permission to do so is granted by the Tribal Licensing Authority. In 
permitting a change of location, the Tribal Licensing Authority 
shall consider the reasonable requirements of the neighborhood to 
which the applicant seeks to change his or her location and the 
desires of the neighborhood as evidenced by petitions, protests, or 
otherwise. In addition, the Tribal Licensing Authority may consider 
any cultural or traditional matter that may affect the granting of 
any change of location.

PART III--PROHIBITED ACTS--LICENSEES AND ANY OTHER PERSON

Article 5. Liquor Code Violations

    26-5-101. Requirements and Prohibited Acts by a Licensee. It is 
a violation of this Code for any person licensed pursuant to this 
Code:
    (1) To sell alcoholic beverages to a visibly intoxicated person.
    (2) To sell alcoholic beverages to any person under the age of 
21 years.
    (a) If a person who is not 21 years of age exhibits a fraudulent 
or misappropriated identification or proof of age, any action by a 
licensee reasonably relying on such identification or proof of age 
shall not constitute grounds for the revocation or suspension of any 
license issued under this Code.
    (b) If a licensee or a licensee's employee has reasonable cause 
to believe that a person is under 21 years of age and is exhibiting 
a misappropriated identification or fraudulent proof of age in an 
attempt to obtain an alcoholic beverage:
    (i) the licensee or employee is authorized to confiscate the 
identification or proof of age and shall, within 72 hours after the 
confiscation, turn it over to the tribal law enforcement agency. The 
failure to confiscate the identification or proof of age or to turn 
it over to the tribal law enforcement agency within 72 hours after 
the confiscation shall not constitute a criminal offense, 
notwithstanding Sec.  26-6-101. Any licensee or his employee acting 
in good faith in accordance with the provisions of this subsection 
shall be immune from any liability, civil or criminal.
    (ii) the licensee or licensee's employee or any peace officer, 
acting in good faith and upon probable cause, may detain and 
question such person in a reasonable manner to ascertain whether the 
person is guilty of any unlawful act under this article. Such 
questioning of a person by a licensee, licensee's employee, or a 
peace officer does not render the licensee, the licensee's employee, 
or a peace officer civilly or criminally liable for slander, false 
arrest, false imprisonment, malicious prosecution, or unlawful 
detention.
    (c) Each licensee shall display a printed card that contains a 
notice of the provisions of subsection Sec.  26-5-101(12).
    (3) To sell to a consumer for consumption on or off the licensed 
premises unless the licensee verifies that the consumer is at least 
21 years of age by requiring the consumer to present a valid 
identification. The licensee or employee shall make a determination 
from the information presented whether the purchaser is at least 21 
years of age. However, if a consumer is or reasonably appears to be 
over fifty years of age and fails to present an acceptable form of 
identification, such sale is not unlawful.
    (4) To permit a person under eighteen years of age to sell, 
dispense, serve, or participate in the sale, dispensing, or serving 
of any alcoholic beverage.
    (5) To employ a person to sell, dispense, or serve alcoholic 
beverages if that person does not meet the following minimum age 
requirements:
    (a) at a retail liquor store, a person younger than 21 years old 
shall not handle, sell, or engage in any activity involving 
alcoholic beverages.
    (b) at a tavern or lodging and entertainment facility that does 
not regularly serve meals, a person younger than 21 years old shall 
not handle, sell, or engage in any activity involving alcoholic 
beverages.
    (c) at any other premises licensed for on-premises consumption, 
a person under 21 years of age may not sell, dispense, or serve 
alcoholic beverages unless he or she is supervised by another person 
who is on premises and who is at least 21 years old.
    (6) To serve, sell, or distribute during prohibited hours of 
service. Prohibited hours of service are the following:
    (a) For consumption on the premises, 2:00 a.m. to 7:00 a.m.
    (b) In sealed containers, 12:00 midnight to 8 a.m.
    (c) These days and hours may be limited by resolution of the 
Tribal Council in recognition of a tribal holiday and may be 
expanded by resolution of the Tribal Council if the State of 
Colorado's statutes or rules change to expand the hours of lawful 
alcohol sales or service.
    (7) To sell or serve alcohol without a certification of training 
obtained in accordance with the following requirements:
    (a) the training shall be obtained from a vendor on the Colorado 
Approved Vendor List for Responsible Alcohol Beverage Vendors within 
the first 30 days of employment as a seller or server of alcohol;
    (b) the seller or server shall obtain a certification of 
attendance and a passing score on any required exam and shall submit 
the certification to the Tribal Licensing Authority;
    (c) the seller or server shall obtain recertification every 3 
years or within 30 days of certification expiration.
    (8) To offer for sale or solicit any order for alcoholic 
beverages at retail except within a licensed premises.
    (9) To have any alcoholic beverages not permitted by the license 
in the licensed premises.
    (10) To buy any alcoholic beverages from any person not licensed 
to sell at wholesale except as otherwise provided in this Code.
    (11) To sell at retail alcoholic beverages except in the 
permanent location specifically designated in the license for such 
sale, as authorized in this Code.
    (12) To fail to display at all times in a prominent place on 
premises licensed for retail sale a printed card with a minimum 
height of 14 inches and a width of 11 inches with each letter to be 
a minimum of one-half inch in height, which shall read as follows:

WARNING

IT IS ILLEGAL TO SELL ALCOHOLIC BEVERAGES TO ANY PERSON UNDER 21 YEARS 
OF AGE AND IT IS ILLEGAL FOR ANY PERSON UNDER 21 YEARS OF AGE TO 
POSSESS OR TO ATTEMPT TO PURCHASE THE SAME.

IDENTIFICATION CARDS WHICH APPEAR TO BE FRAUDULENT WHEN PRESENTED BY 
PURCHASERS MAY BE CONFISCATED BY THE ESTABLISHMENT AND TURNED OVER TO A 
LAW ENFORCEMENT AGENCY.

IT IS ILLEGAL IF YOU ARE 21 YEARS OF AGE OR OLDER FOR YOU TO PURCHASE 
AN ALCOHOLIC BEVERAGE FOR A PERSON UNDER 21 YEARS OF AGE.

FINES AND IMPRISONMENT MAY BE IMPOSED FOR VIOLATION OF THESE 
PROVISIONS.

    (13) To sell alcoholic beverages for consumption on the premises 
unless licensed to sell alcohol for consumption on the premises.
    (14) To display or cause to be displayed, on the licensed 
premises, any exterior sign advertising any particular brand of malt 
liquors that is not sold or dispensed on the licensed premises.
    (15) To employ or permit, if such person is licensed to sell 
alcoholic beverages for on-premises consumption or is the agent or 
manager of the licensee, any employee, server, entertainer, host, 
hostess, or agent of the licensee to solicit from patrons in any 
manner, for himself or herself or for any other employee, the 
purchase of any alcoholic beverage.
    (16) To have on the licensed premises, if licensed as a retail 
liquor store, any container that shows evidence of having been 
opened or that contains a volume of alcoholic beverage less than 
that specified on the label of the container. This provision does 
not apply to duly authorized tastings nor to damaged or defective 
products that have been marked as such and stored outside the sales 
area.
    (17) Unless otherwise provided in this Code, it is unlawful for 
a person who is licensed to sell alcoholic beverages for consumption 
on the licensed premises to knowingly permit the removal of an 
alcoholic beverage from the licensed premises.
    (a) A licensee shall not be charged with permitting the removal 
of an alcoholic beverage from the licensed premises when the 
licensee has posted a sign at least ten inches wide and six inches 
high by each exit used by the public that contains the following 
notice in type that is at least one-half inch in height:

[[Page 10824]]

``WARNING''

DO NOT LEAVE THE PREMISES OF THIS ESTABLISHMENT WITH AN ALCOHOLIC 
BEVERAGE.

IT IS ILLEGAL TO CONSUME AN ALCOHOLIC BEVERAGE IN A PUBLIC PLACE.

A FINE MAY BE IMPOSED FOR A VIOLATION OF THIS PROVISION.

    Such signs posted by a Gaming Tavern must be at least twelve 
inches wide and eighteen inches high.
    26-5-102. Unlawful Financial Assistance.
    (1) It is unlawful for any licensee pursuant to this Code to 
receive and obtain, directly or indirectly, from any manufacturer, 
limited winery, wholesaler, or importer of alcoholic beverages, or 
any entity with a financial interest in any of these businesses:
    (a) any financial assistance;
    (b) any equipment, fixtures, chattels, or furnishings used in 
the storing, handling, serving, or dispensing of food or alcoholic 
beverages within the premises; or
    (c) any assistance in making any structural alterations or 
improvements in or on the building where the licensed premises are 
located.
    (d) This subsection does not apply to signs or displays within 
licensed premises or to advertising materials that are intended 
primarily to advertise the product of the wholesaler or manufacturer 
and that have only negligible value in themselves or to the 
inspection and servicing of alcohol dispensing equipment to the 
extent necessary for the maintenance of reasonable standards of 
purity, cleanliness, and health.
    (2) It is unlawful for any owner, part owner, shareholder, 
stockholder, or any person with an interest in any retail business 
or establishment of a licensee to enter into any agreement with any 
person or party or to receive, possess, or accept any money, 
fixtures, supplies, or thing of value from any person or party, 
whereby a licensee may be influenced or caused, directly or 
indirectly, to buy, sell dispense, or handle the product of any 
manufacturer of alcoholic beverages. This subsection shall not apply 
to displays within such premises.
    (3) Any transaction, agreement, or arrangement prohibited by the 
provisions of this section is unlawful, illegal, and void, and any 
obligation or liability arising out of such transaction, agreement 
or arrangement is unenforceable by or against any such persons and 
parties entering into a prohibited transaction, agreement, or 
arrangement.
    26-5-103. Violations by Any Person. It is a violation of this 
Code for any person:
    (1) To sell, serve, give away, dispose of, exchange, deliver, or 
procure for, or to permit the sale, serving, giving, disposing of, 
exchanging, delivering to, or procuring of any alcoholic beverage 
for a visibly intoxicated person.
    (2) To sell, serve, give away, dispose of, exchange, deliver, or 
procure for, or to permit the sale, serving, giving, disposing of, 
exchanging, delivering to, or procuring of any alcoholic beverage 
for any person under the age of 21 years.
    (a) If a person is found to have violated this Code by selling, 
serving, giving away, disposing of, exchanging, delivering, 
procuring for or permitting the selling, serving, giving away, 
disposing of, exchanging, delivering to, or procuring of any 
alcoholic beverage for a person under the age of 21 years, the 
Tribal Court shall consider the following:
    (i) As a result of consuming the alcohol, the underage person 
needed medical assistance; and
    (ii) Within six hours after the underage person consumed the 
alcohol, the defendant contacted the police or emergency medical 
personnel to report that the underage person needed medical 
assistance as a result of consuming alcohol.
    (3) To obtain or attempt to obtain any alcoholic beverage by 
misrepresentation of age or by any other method in any place where 
alcoholic beverages are sold if such person is under 21 years of 
age.
    (4) To, while in any public place, possess or have in one's 
control an open container that holds any amount of an alcoholic 
beverage.
    (5) To possess or consume alcoholic beverages if such person is 
under 21 years of age.
    (6) To knowingly, or under conditions which a parent or guardian 
should have knowledge of, permit any person under 21 years of age, 
of whom he may be a parent or guardian, to violate the provisions of 
subparagraphs (4) or (5) of this section.
    (7) To buy or receive any alcoholic beverage from any person not 
licensed to sell at retail as provided by this Code except as 
otherwise provided in this Code.
    (8) To sell at retail any alcoholic beverages in sealed 
containers without holding a retail liquor store license.
    (9) To manufacture, sell, or possess for sale any alcoholic 
beverage unless such person is licensed to do so with a valid 
license; except that when permitted by federal law, a person 21 
years of age or older may manufacture, without a license, the amount 
permitted by federal law for personal or family use.
    (10) It is unlawful for any person to drink or consume alcoholic 
beverages or for any person who is the owner, operator, or 
proprietor to sell, serve, furnish, or permit the drinking of 
alcoholic beverages in any public place or in any facility, except 
in or on premises holding a liquor license issued pursuant to this 
Code and only during the hours allowed by the Code.
    (11) To allow use of premises or provide mixers for alcoholic 
beverages without a license or outside of allowed hours.
    (12) To knowingly allow and fail to prevent the use of any 
identification, including a driver's license, by a person who is 
under 21 years of age for the unlawful purchase of any alcoholic 
beverage.
    (13) To remove an alcoholic beverage from a licensed premises 
where the liquor license for such facility allows only on-premises 
consumption of alcoholic beverages.

PART IV--ENFORCEMENT AND EXEMPTIONS

Article 6. Enforcement

    26-6-101. Civil and Criminal Enforcement for Liquor Code 
Violations.
    (1) Civil Enforcement.
    (a) Except as otherwise provided in this section, any person 
violating any provision of this Code or any regulation authorized 
and adopted pursuant to this Code as amended, currently or in the 
future, has committed a Liquor Code violation.
    (b) Upon entry of a judgment:
    (i) the violator shall be liable for civil penalties of not more 
than $5,000 for each offense;
    (ii) the Court may revoke any license granted and issued 
pursuant to the provisions of this Code to the violator; and
    (iii) the court may decree that no license for the sale of 
alcoholic beverages shall be issued to the violator in the future.
    (c) The penalties provided in this Title shall not be affected 
by the penalties provided in any other section of this Code but 
shall be construed to be in addition to or an alternative to any 
other penalties.
    (2) Criminal Violations of the Liquor Code may result in 
criminal prosecution where the Tribal Court has criminal 
jurisdiction over the person committing the violation and the 
violation constitutes a crime under the Southern Ute Indian Tribal 
Code.
    26-6-102. Prohibited Testing for Intoxication by Law Enforcement 
Officers. No person who is patronizing a licensed premise shall be 
required or solicited by any law enforcement officer to submit to 
any mechanical test for the purpose of determining the alcohol 
content of such person's blood or breath while such person is upon 
such licensed premise except to determine if there is a violation of 
the Tribe's laws against driving under the influence or driving 
while ability impaired, by a driver of a motor vehicle unless the 
law enforcement officer is acting pursuant to a court order. No such 
test may be performed upon any licensed premises to obtain evidence 
of alleged intoxication, except pursuant to a court order or in case 
of a medical emergency, regardless of whether such alleged 
intoxication is a violation of any provision of this Code.

Article 7. Exemptions

    26-7-101. Exemptions.
    (1) The provisions of this Code shall not apply to the sale or 
distribution of sacramental wines sold and used for religious 
purposes.
    (2) Notwithstanding any provision of this Code to the contrary, 
when permitted by federal law and rules and regulations promulgated 
pursuant to federal law, a person 21 years of age or older may 
produce for personal use and not for sale an amount of fermented 
malt beverage or malt or wine liquor equal to the amount that is 
exempt from the federal excise tax on such alcoholic beverage when 
produced by a person 21 years of age or older for personal use and 
not for sale.
    (a) The production of fermented malt beverages or malt or wine 
liquors under the circumstances set forth in this subsection (2) 
shall be in strict conformity with federal law.
    (b) Fermented malt beverages or malt or wine liquors produced 
pursuant to the provisions of this subsection (2) shall be exempt 
from any tax imposed by this Code, and the producer shall not be 
required to obtain any license provided by this Code.

[[Page 10825]]

    (c) Malt liquors produced pursuant to this subsection (2) may be 
transported and delivered by the producer to any licensed premise 
where consumption of malt liquors by persons 21 years of age or 
older is authorized for use at organized affairs, exhibitions, or 
competitions, such as home brew contests, tasting, or judging. 
Consumption shall be limited solely to the participants in and 
judges of such events. Malt liquors used for the purposes described 
in this paragraph (c) shall be served in portions not exceeding 6 
ounces and shall not be sold, offered for sale, or made available 
for consumption by the general public.

Article 8. Civil Liability

    26-8-101. Interpretation.
    (1) The Tribal Council hereby finds, determines, and declares 
that this section shall be interpreted so that any common law cause 
of action against a vendor of alcoholic beverages is abolished and 
that, in certain cases, the consumption of alcoholic beverages, 
rather than the sale, service, or provision thereof, is the 
proximate cause of injuries or damages inflicted upon another by an 
intoxicated person except as otherwise provided in this section.
    (2) Civil Liability for Licensees.
    (a) No licensee is civilly liable to any injured individual or 
his or her estate for any injury to such individual or damage to any 
property due to the sale or service of any alcoholic beverage to any 
person, except when:
    (i) it is proven that the licensee willfully and knowingly sold 
or served any alcoholic beverage to such person who was under the 
age of 21 years or who was visibly intoxicated; and
    (ii) the civil action is commenced within one year after such 
sale or service.
    (a) No civil action may be brought pursuant to this subsection 
by the person to whom the alcoholic beverage was sold or served or 
by his or her estate, legal guardian, or dependent.
    (b) As used in this section, ``licensee'' means a person 
licensed under the provisions of this Code and the agents and 
employees of that person.
    (3) Civil Liability for Private Social Events.
    (a) No person who furnishes any alcoholic beverage at a private 
social event shall be civilly liable to any injured individual or 
his or her estate for any injury to such individual or damage to any 
property suffered, including any action for wrongful death, because 
of the intoxication of any person due to the consumption of such 
alcoholic beverages, except when:
    (i) it is proven that the person who furnished an alcoholic 
beverage at a private social event willfully and knowingly sold or 
served any alcoholic beverage to such person who was under the age 
of 21 years or who was visibly intoxicated; and
    (ii) the civil action is commenced within one year after such 
service.
    (b) No civil action may be brought pursuant to this subsection 
by the person to whom the alcoholic beverage was served or by his or 
her estate, legal guardian, or dependent.

[FR Doc. 2026-04378 Filed 3-4-26; 8:45 am]
BILLING CODE 4337-15-P


</pre></body>
</html>
Indexed from Federal Register on March 5, 2026.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.