Notice2026-04225
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15Fi-2
Primary source
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Published
March 4, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 42 (Wednesday, March 4, 2026)</title>
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[Federal Register Volume 91, Number 42 (Wednesday, March 4, 2026)]
[Notices]
[Page 10661]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-04225]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0713]
Agency Information Collection Activities; Submission for OMB
Review; Comment Request; Extension: Rule 15Fi-2
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (SEC or ``Commission'') is submitting to the Office of
Management and Budget (OMB) this request for an extension of the
previously approved collection of information in Rule 15Fi-2 (17 CFR
240.15Fi-2) under the Securities Exchange Act of 1934 (``Exchange
Act'') (15 U.S.C. 78a et seq.).
Rule 15Fi-2 requires security-based swaps (``SBS'') dealers and
major SBS participants (collectively, ``SBS Entities'') to provide to
their counterparties a trade acknowledgment, to provide prompt
verification of the terms provided in a trade acknowledgment of
transactions from other SBS Entities, and to have written policies and
procedures that are reasonably designed to obtain prompt verification
of the terms provided in a trade acknowledgment. The Rule promotes the
efficient operation of the SBS market and facilitates market
participants' management of their SBS-related risk.
The Commission estimates that approximately 48 entities fit within
the definition of SBS dealer, and zero entities fit within the
definition of major SBS participant. Thus, we expect that approximately
48 entities will be required to register with the Commission as SBS
Entities and will be subject to the trade acknowledgment provision and
verification requirements of Rule 15Fi-2. The total estimated annual
time burden of Rule 15Fi-2 is 22,848 hours.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB Control Number.
The public may view and comment on this information collection
request at: <a href="https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202512-3235-014">https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202512-3235-014</a> or email comment to
<a href="/cdn-cgi/l/email-protection#da979882f4959798f49593889bf4899f9985bebfa9b185b5bcbcb3b9bfa89ab5b7b8f4bfb5aaf4bdb5ac"><span class="__cf_email__" data-cfemail="a9e4ebf187e6e4eb87e6e0fbe887faeceaf6cdccdac2f6c6cfcfc0caccdbe9c6c4cb87ccc6d987cec6df">[email protected]</span></a> within 30 days of the day
after publication of this notice, by April 6, 2026.
February 27, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-04225 Filed 3-3-26; 8:45 am]
BILLING CODE 8011-01-P
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