Notice2026-03890
Agency Information Collection Activities Under OMB Review
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
February 26, 2026
Issuing agencies
Commodity Futures Trading Commission
Abstract
In compliance with the Paperwork Reduction Act of 1995 ("PRA"), this notice announces that the Information Collection Request ("ICR") abstracted below has been forwarded to the Office of Information and Regulatory Affairs ("OIRA") of the Office of Management and Budget ("OMB") for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.
Full Text
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<title>Federal Register, Volume 91 Issue 38 (Thursday, February 26, 2026)</title>
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[Federal Register Volume 91, Number 38 (Thursday, February 26, 2026)]
[Notices]
[Pages 9604-9605]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-03890]
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COMMODITY FUTURES TRADING COMMISSION
Agency Information Collection Activities Under OMB Review
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice.
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SUMMARY: In compliance with the Paperwork Reduction Act of 1995
(``PRA''), this notice announces that the Information Collection
Request (``ICR'') abstracted below has been forwarded to the Office of
Information and Regulatory Affairs (``OIRA'') of the Office of
Management and Budget (``OMB'') for review and comment. The ICR
describes the nature of the information collection and its expected
costs and burden.
DATES: Comments must be submitted on or before March 30, 2026.
ADDRESSES: Written comments and recommendations for the proposed
information collection should be submitted within 30 days of this
notice's publication to OIRA, at <a href="https://www.reginfo.gov/public/do/PRAMain">https://www.reginfo.gov/public/do/PRAMain</a>. Please find this particular information collection by
selecting ``Currently under 30-day Review--Open for Public Comments''
or by using the website's search function. Comments can be entered
electronically by clicking on the ``comment'' button next to the
information collection on the ``OIRA Information Collections Under
Review'' page, or the ``View ICR--Agency Submission'' page. A copy of
the supporting statement for the collection of information discussed
herein may be obtained by visiting <a href="https://www.reginfo.gov/public/do/PRAMain">https://www.reginfo.gov/public/do/PRAMain</a>.
In addition to the submission of comments to <a href="https://Reginfo.gov">https://Reginfo.gov</a> as
indicated above, a copy of all comments submitted to OIRA may also be
submitted to the Commodity Futures Trading Commission (the
``Commission'' or ``CFTC'') by clicking on the ``Submit Comment'' box
next to the descriptive entry for OMB Control No. 3038-0055, at <a href="https://comments.cftc.gov/FederalRegister/PublicInfo.aspx">https://comments.cftc.gov/FederalRegister/PublicInfo.aspx</a>.
Or by any of the following methods:
<bullet> Mail: Christopher Kirkpatrick, Secretary of the
Commission, Commodity Futures Trading Commission, Three Lafayette
Centre, 1155 21st Street NW, Washington, DC 20581.
<bullet> Hand Delivery/Courier: Same as Mail above.
All comments must be submitted in English, or if not, accompanied
by an English translation. Comments will be posted as received to
<a href="https://www.cftc.gov">https://www.cftc.gov</a>. Comments submitted to the Commission should
include only information that you wish to make available publicly. If
you wish the Commission to consider information that you believe is
exempt from disclosure under the Freedom of Information Act (``FOIA''),
a petition for confidential treatment of the exempt information may be
submitted according to the procedures established in Sec. 145.9 of the
Commission's regulations.\1\ The Commission reserves the right, but
shall have no obligation, to review, pre-screen, filter, redact, refuse
or remove any or all of your submission from <a href="https://www.cftc.gov">https://www.cftc.gov</a> that
it may deem to be inappropriate for publication, such as obscene
language. All submissions that have been redacted or removed that
contain comments on the merits of the ICR will be retained in the
public comment file and will be considered as required under the
Administrative Procedure Act and other applicable laws, and may be
accessible under FOIA.
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\1\ 17 CFR 145.9.
FOR FURTHER INFORMATION CONTACT: Dina Moussa, Special Counsel, (202)
418-5696 or <a href="/cdn-cgi/l/email-protection#36525b5943454557765550425518515940"><span class="__cf_email__" data-cfemail="3e5a53514b4d4d5f7e5d584a5d10595148">[email protected]</span></a>; or Catherine Brescia, Attorney Advisor,
(202) 418-6236 or <a href="/cdn-cgi/l/email-protection#d8bbbaaabdabbbb1b998bbbeacbbf6bfb7ae"><span class="__cf_email__" data-cfemail="422120302731212b2302212436216c252d34">[email protected]</span></a>, Market Participants Division,
Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st
Street NW, Washington, DC 20581, and refer to OMB Control No. 3038-
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0055.
SUPPLEMENTARY INFORMATION:
Title: Privacy of Consumer Financial Information (OMB Control No.
3038-0055). This is a request for an extension of a currently approved
information collection.
Abstract: Section 124 of the Commodity Futures Modernization Act of
2000 \2\ amended the Commodity Exchange Act (the ``Act'') and added a
new Section 5g \3\ to the Act to (i) provide that futures commission
merchants, commodity trading advisors, commodity pool operators, and
introducing brokers that are subject to CFTC jurisdiction with respect
to any financial activity shall be treated as a financial institution
for purposes of Title V, Subtitle A of the Gramm-Leach-Bliley Act
(``GLB Act''), (ii) treat the Commission as a Federal functional
regulator for purposes of applying the provisions of the GLB Act, and
(iii) direct the Commission to prescribe regulations under Title V of
the GLB Act.
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\2\ Section 124, Appendix E of Public Law 106-554, 114 Stat.
2763 (2000).
\3\ 7 U.S.C. 7b-2.
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The Commission adopted regulations for these entities under Part
160 and later extended them to retail foreign exchange dealers, swap
dealers, and major swap participants.\4\ Part 160 requires those
subject to the regulations, among other things, to provide privacy and
opt out notices to customers and consumers, and to adopt appropriate
policies and procedures to safeguard customer records and information.
In April 2019, the Commission adopted amendments to its regulations to
provide an exception to its annual privacy notice requirement under
certain conditions.\5\
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\4\ 17 CFR part 160. See Privacy of Customer Information, 66 FR
21235 (Apr. 27, 2001); Regulation of Off-Exchange Retail Foreign
Exchange Transactions and Intermediaries, 75 FR 55409 (Sep. 10,
2010); and Privacy of Consumer Financial Information; Conforming
Amendments Under Dodd-Frank Act, 76 FR 43874 (Jul. 22, 2011).
\5\ Privacy of Consumer Financial Information--Amendment to
Conform Regulations to the Fixing America's Surface Transportation
Act, 84 FR 17341 (Apr. 25, 2019).
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An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. On December 15, 2025, the
Commission published in the Federal Register notice of the proposed
extension of this information collection and provided 60 days for
public comment on the proposed extension, 90 FR 57962 (``60-Day
Notice''). The
[[Page 9605]]
Commission received no relevant comments on the 60-Day Notice.
Burden Statement: The respondent burden for this collection is
estimated to be as follows:
Estimated Number of Respondents: 3,399.
Estimated Number of Annual Responses per Respondent: 95.
Estimated Total Number of Annual Responses per Respondent: 322,905.
Estimated Time per Response: 2 minutes.
Estimated Total Annual Burden Hours: 10,764.
Frequency of Collection: Annual.
There are no capital costs or operating and maintenance costs
associated with this collection.
Authority: 44 U.S.C. 3501 et seq.
Dated: February 24, 2026.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2026-03890 Filed 2-25-26; 8:45 am]
BILLING CODE 6351-01-P
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