Notice2026-03809
VanEck CLO Opportunities Fund and Van Eck Associates Corporation
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
February 26, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 38 (Thursday, February 26, 2026)</title>
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[Federal Register Volume 91, Number 38 (Thursday, February 26, 2026)]
[Notices]
[Page 9663]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-03809]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. IC-35970; 812-15969]
VanEck CLO Opportunities Fund and Van Eck Associates Corporation
February 23, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application under section 6(c) of the Investment
Company Act of 1940 (the ``Act'') for an exemption from sections
18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of
the Act for an exemption from rule 23c-3 under the Act, and for an
order pursuant to section 17(d) of the Act and rule 17d-1 under the
Act.
Summary of Application: Applicants request an order to permit certain
registered closed-end investment companies to issue multiple classes of
shares and to impose asset-based distribution and/or service fees and
early withdrawal charges.
Applicants: VanEck CLO Opportunities Fund and Van Eck Associates
Corporation.
Filing Date: The application was filed on January 8, 2026.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#a3f0c6c0d1c6d7c2d1dad08eecc5c5cac0c6e3d0c6c08dc4ccd5"><span class="__cf_email__" data-cfemail="60330503120514011219134d2f0606090305201305034e070f16">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. The email
should include the file number referenced above.
Hearing requests should be received by the Commission by 5:30 p.m.,
Eastern time on March 20, 2026, and should be accompanied by proof of
service on the Applicants, in the form of an affidavit, or, for
lawyers, a certificate of service. Pursuant to rule 0-5 under the Act,
hearing requests should state the nature of the writer's interest, any
facts bearing upon the desirability of a hearing on the matter, the
reason for the request, and the issues contested.
If the writer's interest, any facts bearing upon the desirability
of a hearing on the matter, the reason for the request, and the issues
contested. Persons who wish to be notified of a hearing may request
notification by emailing the Commission's Secretary.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#b9eadcdacbdccdd8cbc0ca94f6dfdfd0dadcf9cadcda97ded6cf"><span class="__cf_email__" data-cfemail="3665535544534257444f451b7950505f55537645535518515940">[email protected]</span></a>. Applicants:
Jonathan, R. Simon, Esq., Van Eck Associates Corporation, 666 Third
Avenue, 9th Floor, New York, New York 10017, with copies to Fabio
Battaglia, Esq., Nicole Simon, Esq., and Michael E. Schapiro, Esq.,
Stradley Ronon Stevens & Young, LLP, 2005 Market Street, Suite 2600,
Philadelphia, Pennsylvania 19103.
FOR FURTHER INFORMATION CONTACT: Rachel Loko, Senior Special Counsel,
at (202) 551-6825 (Division of Investment Management, Chief Counsel's
Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' application,
dated January 8, 2026, which may be obtained via the Commission's
website by searching for the file number at the top of this document,
or for an Applicant using the Company name search field on the SEC's
EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/search-filings">https://www.sec.gov/search-filings</a>. You may also call the SEC's Office of
Investor Education and Advocacy at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-03809 Filed 2-25-26; 8:45 am]
BILLING CODE 8011-01-P
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