Notice2026-03121
Harbor Funds, et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
February 18, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 32 (Wednesday, February 18, 2026)</title>
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[Federal Register Volume 91, Number 32 (Wednesday, February 18, 2026)]
[Notices]
[Pages 7602-7603]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-03121]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35951; 812-15977]
Harbor Funds, et al.
February 12, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of an application under Section 6(c) of the Investment
Company Act of 1940 (``Act'') for an exemption from Section 15(c) of
the Act.
Summary of Application: The requested exemption would permit a
Trust's board of trustees to approve new sub-advisory agreements and
material amendments to existing sub-advisory agreements without
complying with the in-person meeting requirement of Section 15(c) of
the Act.
Applicants: Harbor Funds, Harbor ETF Trust, Harbor Funds II and
Harbor Capital Advisors, Inc.
Filing Date: The application was filed on January 23, 2026.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#82d1e7e1f0e7f6e3f0fbf1afcde4e4ebe1e7c2f1e7e1ace5edf4"><span class="__cf_email__" data-cfemail="85d6e0e6f7e0f1e4f7fcf6a8cae3e3ece6e0c5f6e0e6abe2eaf3">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. The email
should include the file number referenced above. Hearing requests
should be received by the Commission by 5:30 p.m., Eastern time, on
March 9, 2026,
[[Page 7603]]
and should be accompanied by proof of service on the Applicants, in the
form of an affidavit, or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#bae9dfd9c8dfcedbc8c3c997f5dcdcd3d9dffac9dfd994ddd5cc"><span class="__cf_email__" data-cfemail="b4e7d1d7c6d1c0d5c6cdc799fbd2d2ddd7d1f4c7d1d79ad3dbc2">[email protected]</span></a>. Applicants: Diana
P. Podgorny, Esq., Harbor Capital Advisors, Inc.,
<a href="/cdn-cgi/l/email-protection#e3878a828d82cd938c87848c918d9aa38b8291818c918082938a97828fcd808c8e"><span class="__cf_email__" data-cfemail="a1c5c8c0cfc08fd1cec5c6ced3cfd8e1c9c0d3c3ced3c2c0d1c8d5c0cd8fc2cecc">[email protected]</span></a>, with a copy to: Stephanie A.
Capistron, Esq., Dechert LLP, <a href="/cdn-cgi/l/email-protection#611215041109000f08044f020011081215130e0f21050402090413154f020e0c"><span class="__cf_email__" data-cfemail="2c5f58495c444d424549024f4d5c455f585e43426c48494f44495e58024f4341">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special
Counsel, at (202) 551-6825 (Division of Investment Management, Chief
Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' application,
dated January 23, 2026, which may be obtained via the Commission's
website by searching for the file number at the top of this document,
or for an Applicant using the Company name search field on the SEC's
EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/search-filings">https://www.sec.gov/search-filings</a>. You may also call the SEC's Office of
Investor Education and Advocacy at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-03121 Filed 2-17-26; 8:45 am]
BILLING CODE 8011-01-P
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