Notice2026-01829
Carillon Series Trust and Carillon Tower Advisers, Inc.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
January 30, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 20 (Friday, January 30, 2026)</title>
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[Federal Register Volume 91, Number 20 (Friday, January 30, 2026)]
[Notices]
[Page 4129]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-01829]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35918; 812-15958]
Carillon Series Trust and Carillon Tower Advisers, Inc.
January 27, 2026.
AGENCY: Securities and Exchange Commission (``Commission'' or
``SEC'').
ACTION: Notice.
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Notice of an application under Section 6(c) of the Investment
Company Act of 1940 (``Act'') for an exemption from Section 15(c) of
the Act.
Summary of Application: The requested exemption would permit a Trust's
board of trustees to approve new sub-advisory agreements and material
amendments to existing sub- advisory agreements without complying with
the in-person meeting requirement of Section 15(c) of the Act.
Applicants: Carillon Series Trust and Carillon Tower Advisers, Inc.
Filing Dates: The application was filed on December 18, 2025.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#e7b4828495829386959e94caa881818e8482a7948284c9808891"><span class="__cf_email__" data-cfemail="a7f4c2c4d5c2d3c6d5ded48ae8c1c1cec4c2e7d4c2c489c0c8d1">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. The email
should include the file number referenced above. Hearing requests
should be received by the Commission by 5:30 p.m., Eastern time, on
February 23, 2026, and should be accompanied by proof of service on the
Applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#7f2c1a1c0d1a0b1e0d060c52301919161c1a3f0c1a1c51181009"><span class="__cf_email__" data-cfemail="b4e7d1d7c6d1c0d5c6cdc799fbd2d2ddd7d1f4c7d1d79ad3dbc2">[email protected]</span></a>. Applicants:
Susan L. Walzer, Carillon Series Trust, <a href="/cdn-cgi/l/email-protection#53202620323d7d24323f293621133032213a3f3f3c3d273c2436217d303c3e"><span class="__cf_email__" data-cfemail="7605030517185801171a0c1304361517041f1a1a191802190113045815191b">[email protected]</span></a>,
with a copy to: Kathy Kresch Ingber, Esq., K&L Gates LLP,
<a href="/cdn-cgi/l/email-protection#2962485d41500760474e4b4c5b6942454e485d4c5a074a4644"><span class="__cf_email__" data-cfemail="ca81abbea2b3e483a4ada8afb88aa1a6adabbeafb9e4a9a5a7">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special
Counsel, at (202) 551-6825 (Division of Investment Management, Chief
Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' application,
dated December 18, 2025, which may be obtained via the Commission's
website by searching for the file number at the top of this document,
or for an Applicant using the Company name search field, on the SEC's
EDGAR system. The SEC's EDGAR system may be searched at <a href="https://www.sec.gov/search-filings">https://www.sec.gov/search-filings</a>.
You may also call the SEC's Office of Investor Education and
Advocacy at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-01829 Filed 1-29-26; 8:45 am]
BILLING CODE 8011-01-P
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</html>Indexed from Federal Register on January 30, 2026.
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