Notice2026-00324
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Notice of Exempt Preliminary Roll-Up Communication
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
January 12, 2026
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 91 Issue 7 (Monday, January 12, 2026)</title>
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[Federal Register Volume 91, Number 7 (Monday, January 12, 2026)]
[Notices]
[Pages 1221-1222]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2026-00324]
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SECURITIES AND EXCHANGE COMMISSION
[OMB Control No. 3235-0452]
Agency Information Collection Activities; Proposed Collection;
Comment Request; Extension: Notice of Exempt Preliminary Roll-Up
Communication
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Rule 14a-6(n) (17 CFR 240.14a-6(n)) requires any person that
engages in a proxy solicitation subject to Exchange Act Rule 14a-
2(b)(4) (17 CFR 240.14a-2(b)(4)) to file a Notice of Exempt Preliminary
Roll-Up Communication (``Notice'') (17 CFR 240.14a-104) with the
Commission. The Notice provides
[[Page 1222]]
information regarding ownership interest and any potential conflicts of
interest to be included in statements submitted by or on behalf of a
person engaging in the solicitation. We estimate that the Notice takes
approximately 0.25 hours per response and is filed once per year by
approximately 6 respondents. We estimate that 100% of the burden is
carried out internally by the filer. Based on our estimates, we
calculate a total annual reporting burden of 2 hours ((0.25 hours per
response x 100%) x 6 responses per year), when rounded to the nearest
dollar. Because we estimate that 100% of the burden will be carried
internally by the filer, we estimate that there is no cost burden
associated with the Notice.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number.
Written comments are invited on: (a) whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology.
Please direct your written comments on this 60-Day Collection
Notice to Austin Gerig, Director/Chief Data Officer, Securities and
Exchange Commission, c/o Tanya Ruttenberg via email to
<a href="/cdn-cgi/l/email-protection#d282b3a2b7a0a5bda0b980b7b6a7b1a6bbbdbc93b1a692a1b7b1fcb5bda4"><span class="__cf_email__" data-cfemail="dd8dbcadb8afaab2afb68fb8b9a8bea9b4b2b39cbea99daeb8bef3bab2ab">[email protected]</span></a> by March 13, 2026. There will be a second
opportunity to comment on this SEC request following the Federal
Register publishing a 30-Day Submission Notice.
Dated: January 8, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026-00324 Filed 1-9-26; 8:45 am]
BILLING CODE 8011-01-P
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