NIH Policy on Enhancing Security Measures for Human Biospecimens
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Abstract
This Policy establishes expectations for ensuring the security of human biospecimens whose collection, obtainment, storage, use, or distribution are supported by NIH funds. The policy ensures protections for human participants and vital national security interests, consistent with Executive Order 14117 (see: https://www.govinfo.gov/ content/pkg/FR-2024-03-01/pdf/2024-04573.pdf) and 28 CFR 202 "Preventing Access to U.S. Sensitive Personal Data and Government- Related Data by Countries of Concern or Covered Persons" (see: https:/ /www.federalregister.gov/documents/2025/01/08/2024-31486/preventing- access-to-us-sensitive-personal-data-and-government-related-data-by- countries-of-concern).
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<title>Federal Register, Volume 90 Issue 237 (Friday, December 12, 2025)</title>
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[Federal Register Volume 90, Number 237 (Friday, December 12, 2025)]
[Notices]
[Pages 57772-57773]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-22618]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
National Institutes of Health
NIH Policy on Enhancing Security Measures for Human Biospecimens
AGENCY: National Institutes of Health, HHS.
ACTION: Notice of policy.
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SUMMARY: This Policy establishes expectations for ensuring the security
of human biospecimens whose collection, obtainment, storage, use, or
distribution are supported by NIH funds. The policy ensures protections
for human participants and vital national security interests,
consistent with Executive Order 14117 (see: <a href="https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf">https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf</a>) and 28 CFR 202
``Preventing Access to U.S. Sensitive Personal Data and Government-
Related Data by Countries of Concern or Covered Persons'' (see: <a href="https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern">https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern</a>).
DATES: This policy became effective as of October 24, 2025.
FOR FURTHER INFORMATION CONTACT: Further information about this policy
notice may be directed to Dr. Adam Berger at 301-496-9838 or
<a href="/cdn-cgi/l/email-protection#7526363c303b3630253a393c362c353a315b3b3c3d5b323a23"><span class="__cf_email__" data-cfemail="a9faeae0ece7eaecf9e6e5e0eaf0e9e6ed87e7e0e187eee6ff">[email protected]</span></a>.
SUPPLEMENTARY INFORMATION: On April 8, 2025, the Department of Justice
(DoJ) implemented a final rule (28 CFR 202) to ``address a national
emergency declared by the President in Executive Order 13873 (see:
<a href="https://www.federalregister.gov/documents/2019/05/17/2019-10538/securing-the-information-and-communications-technology-and-services-supply-chain">https://www.federalregister.gov/documents/2019/05/17/2019-10538/securing-the-information-and-communications-technology-and-services-supply-chain</a>) of May 15, 2019, to deal with the `unusual and
extraordinary threat . . . to the national security and foreign policy
of the United States' posed by foreign adversaries' access to
Americans' ``vast amounts of sensitive information.'' 28 CFR 202
specifically exempts transactions that are for the conduct of the
official business of the United States Government by its employees,
grantees, or contractors, any authorized activity of any United States
Government department or agency, or transactions conducted pursuant to
a grant, contract, or other agreement entered into with the United
States Government. Recognizing the need for Departments and Agencies to
implement appropriate security policies tailored to the risks posed by
their supported or conducted activities, E.O. 14117 (see: <a href="https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf">https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf</a>) directs
the Secretary of Health and Human Services to ``consider taking steps .
. . to prohibit the provision of assistance that enables access by
countries of concern or covered persons to United States [U.S.]
persons' bulk sensitive personal data, including personal health data
and human genomic data, . . . on the recipients of Federal assistance
to address this threat.''
NIH Policy on Enhancing Security Measures for Human Biospecimens
Purpose
NIH is implementing additional policies and standard practices to
protect Americans' sensitive and personal health-related data from
foreign adversary misuse. This NIH Policy on Enhancing Security
Measures for Human Biospecimens (herein referred to as NIH Biospecimens
Security Policy) establishes expectations for ensuring the security of
human biospecimens whose collection, obtainment, storage, use, or
distribution are supported by NIH funds. The policy ensures protections
for human participants and vital national security interests,
consistent with E.O. 14117 (see: <a href="https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf">https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf</a>) and 28 CFR 202 ``Preventing Access to
U.S. Sensitive Personal Data and Government-Related Data by Countries
of Concern or Covered Persons'' (see: <a href="https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern">https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern</a>).
NIH funds and supports the collection, obtainment, storage, use, or
distribution of a wide variety of human biospecimens of U.S. persons
and is therefore accountable to those individuals from whom the
biospecimens were obtained. NIH takes seriously the privacy and
security of these individuals and recognizes that human biospecimens
may be used to derive sensitive information, such as an individuals'
genome sequence.
On April 8, 2025, the Department of Justice (DoJ) implemented a
final rule (28 CFR 202) to address a national emergency declared by the
President in Executive Order 13873 (see: <a href="https://www.federalregister.gov/documents/2019/05/17/2019-10538/securing-the-information-and-communications-technology-and-services-supply-chain">https://www.federalregister.gov/documents/2019/05/17/2019-10538/securing-the-information-and-communications-technology-and-services-supply-chain</a>) of
May 15, 2019 to deal with the `unusual and extraordinary threat . . .
to the national security and foreign policy of the United States' posed
by foreign adversaries' access to Americans' ``vast amounts of
sensitive information.'' The final rule exempts specific types of
transactions conducted and authorized by United States Government
employees, grantees, or contractors, acknowledging the need for
Departments and Agencies to implement appropriate security policies
tailored to the risks posed by their supported or conducted activities.
Additionally, E.O. 14117 (see: <a href="https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf">https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf</a>) directs the Secretary of Health and
Human Services to ``consider taking steps . . . to prohibit the
provision of assistance that enables access by countries of concern or
covered persons to United States [U.S.] persons' bulk sensitive
personal data, including personal health data and human genomic data, .
. . on the recipients of Federal assistance to address this threat.''
Recent security directives, including E.O. 14117 (<a href="https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf">https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04573.pdf</a>) and 28
CFR 202 ``Preventing Access to U.S. Sensitive Personal Data and
Government-Related Data by Countries of Concern or Covered Persons''
(see: <a href="https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern">https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern</a>), have increased the need to set
expectations for securing human biospecimens to address national
security and related concerns. NIH is enacting the NIH Biospecimens
Security Policy in support of these directives to secure Americans'
sensitive personal health-related data from exploitation, ensure
America's leadership in scientific research and technology development,
and protect the privacy and rights of Americans.
Effective Date
This policy became effective as of October 24, 2025.
Definitions
The following definitions are used for the purpose of the NIH
Biospecimens Security Policy:
Countries of concern--Those countries as determined under 28 CFR
202.601 (Subpart F: Determination of Countries of Concern)(see: https:/
/
[[Page 57773]]
www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-
access-to-us-sensitive-personal-data-and-government-related-data-by-
countries-of-concern#sectno-reference-202.601).
Human biospecimens--A quantity of tissue, blood, urine, or other
human-derived material. A single biopsy may generate several human
biospecimens, including multiple paraffin blocks or frozen sample. A
human biospecimen can comprise subcellular structures, cells, tissue
(e.g., bone, muscle, connective tissue, and skin), organs (e.g., liver,
bladder, heart, and kidney), blood, gametes (sperm and ova), embryos,
fetal tissue, and waste (urine, feces, sweat, hair and nail clippings,
shed epithelial cells, and placenta). Human biospecimens include those
that are isolated and propagated into new cell lines. The term also
includes cell lines for which an agreement is in place to commercially
or publicly make them available, but for which the cell lines have not
yet been made commercially or publicly available on or after the
effective date of this policy.
U.S. person--As defined under 28 CFR 202.256 (see: <a href="https://www.ecfr.gov/current/title-28/section-202.256">https://www.ecfr.gov/current/title-28/section-202.256</a>) any United States
citizen, national, or lawful permanent resident; any individual
admitted to the United States as a refugee under 8 U.S.C. 1157 (see:
<a href="https://www.govinfo.gov/link/uscode/8/1157">https://www.govinfo.gov/link/uscode/8/1157</a>) or granted asylum under 8
U.S.C. 1158; (see: <a href="https://www.govinfo.gov/link/uscode/8/1158">https://www.govinfo.gov/link/uscode/8/1158</a>) any
entity organized solely under the laws of the United States or any
jurisdiction within the United States (including foreign branches); or
any person in the United States.
Scope and Applicability
The NIH Biospecimens Security Policy applies to all human clinical
and research biospecimens obtained from U.S. persons (regardless of
identifiability) that are collected, obtained, stored, used, or
distributed and that are supported or funded by any on-going or new NIH
funding mechanisms (grants, cooperative agreements, contracts, Other
Transactions, and intramural support) regardless of NIH funding level.
This Policy does not apply to cell derivative products or cell
lines derived from human biospecimens of U.S. persons collected,
obtained, stored, used, or distributed using on-going or new NIH funds
that are commercially or publicly available prior to the effective date
of this policy.
Requirements
NIH expects the research community to recognize the risks posed by
the sharing or distribution of U.S. persons biospecimens that were
collected, obtained, stored, used, or distributed with previous NIH
funds or support with countries of concern.
The entity (e.g., biorepository, institution, investigator) that
holds human biospecimens of U.S. persons collected, obtained, stored,
used, or distributed using on-going or new NIH funds are prohibited
from directly or indirectly distributing the human biospecimens to
institutions or parties located in countries of concern (see: <a href="https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern#sectno-reference-202.601">https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern#sectno-reference-202.601</a>).
In limited circumstances, the human biospecimens may be shared or
distributed to countries of concern only if use of the human
biospecimens is:
1. to meet transactions required or authorized by Federal law or
international agreements, (see: <a href="https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern#sectno-reference-202.507">https://www.federalregister.gov/documents/2025/01/08/2024-31486/preventing-access-to-us-sensitive-personal-data-and-government-related-data-by-countries-of-concern#sectno-reference-202.507</a>) including Global health, or necessary
for compliance with Federal law; or
2. needed in rare and compelling circumstances where the facility
and personnel in the country of concern possess needed capabilities
and/or expertise not available elsewhere, the use of the biospecimen
cannot be delayed to a time when capability and/or expertise is
available elsewhere, and done with the consent of the individual from
whom the biospecimen was collected; or
3. at the request of the individual whose biospecimen was
collected, obtained, or stored using NIH-funds; for purposes of
diagnosis, prevention or treatment of that individual; and in
compliance with applicable Federal laws, regulations, and policies.
As a reminder, the export of human biospecimens must follow all
applicable export administration regulations (see: <a href="https://www.ecfr.gov/current/title-15/subtitle-B/chapter-VII/subchapter-C">https://www.ecfr.gov/current/title-15/subtitle-B/chapter-VII/subchapter-C</a>).
NIH requires all entities retain documentation related to sharing
or distributing biospecimens to countries of concern under one of the
allowable limited circumstances and further document the quantity and
content of the biospecimen material that was shared or distributed.
Documentation must be retained and provided to NIH upon request.
Matthew J. Memoli,
Principal Deputy Director, National Institutes of Health.
[FR Doc. 2025-22618 Filed 12-11-25; 8:45 am]
BILLING CODE 4140-01-P
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