Notice2025-21155
Monroe Capital Corporation, et al.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
November 26, 2025
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 90 Issue 226 (Wednesday, November 26, 2025)</title>
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[Federal Register Volume 90, Number 226 (Wednesday, November 26, 2025)]
[Notices]
[Pages 54437-54438]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-21155]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35799; File No. 812-15798]
Monroe Capital Corporation, et al.
November 21, 2025.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order under sections 17(d) and 57(i)
of the Investment Company Act of 1940 (the ``Act'') and rule 17d-1
under the Act to permit certain joint transactions otherwise prohibited
by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit certain
business development companies (``BDCs'') and closed-end management
investment companies to co-invest in portfolio companies with each
other and with certain affiliated investment entities.
Applicants: Monroe Capital Corporation, Monroe Capital Income Plus
Corporation, Horizon Technology Finance Corporation, Monroe Capital BDC
Advisors, LLC, Horizon Technology Finance Management LLC, Monroe
Capital Management Advisors, LLC, Monroe Capital Asset Management LLC,
Monroe Capital Management LLC, Monroe Capital CLO Manager LLC, Monroe
Capital CLO Manager II LLC, Monroe Capital Partners Fund Advisors,
Inc., certain of their wholly-owned subsidiaries and joint ventures as
described in Schedule A to the application, and certain of their
affiliated entities as described in Schedule B to the application.
Filing Dates: The application was filed on May 14, 2025, and amended on
August 6, 2025 and October 3, 2025.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at <a href="/cdn-cgi/l/email-protection#0d5e686e7f68796c7f747e20426b6b646e684d7e686e236a627b"><span class="__cf_email__" data-cfemail="7625131504130217040f055b3910101f15133605131558111900">[email protected]</span></a> and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on December
16, 2025, and should be accompanied by proof of service on the
Applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
<a href="/cdn-cgi/l/email-protection#a5f6c0c6d7c0d1c4d7dcd688eac3c3ccc6c0e5d6c0c68bc2cad3"><span class="__cf_email__" data-cfemail="7427111706110015060d07593b12121d1711340711175a131b02">[email protected]</span></a>.
ADDRESSES: The Commission: <a href="/cdn-cgi/l/email-protection#0e5d6b6d7c6b7a6f7c777d23416868676d6b4e7d6b6d20696178"><span class="__cf_email__" data-cfemail="a1f2c4c2d3c4d5c0d3d8d28ceec7c7c8c2c4e1d2c4c28fc6ced7">[email protected]</span></a>. Applicants:
Theodore Koenig, Chief Executive Officer, Monroe Capital Corporation,
311 South Wacker Drive, Suite 6400, Chicago, IL 60606,
<a href="/cdn-cgi/l/email-protection#097d62666c67606e496466677b666c6a6879276a6664"><span class="__cf_email__" data-cfemail="34405f5b515a5d5374595b5a465b515755441a575b59">[email protected]</span></a>; Michael P. Balkin, Chief Executive Officer,
Horizon Technology Finance Corporation, 312 Farmington Avenue,
Farmington, CT 06032, <a href="/cdn-cgi/l/email-protection#05686764696e6c6b456d6a776c7f6a6b7160666d636c6b646b66602b666a68"><span class="__cf_email__" data-cfemail="38555a59545351567850574a514257564c5d5b505e515659565b5d165b5755">[email protected]</span></a>; Clay Douglas,
Esq., Dechert LLP, 1900 K Street NW, Washington, DC 20006,
<a href="/cdn-cgi/l/email-protection#21624d40580f654e54464d405261454442494453550f424e4c"><span class="__cf_email__" data-cfemail="e1a28d8098cfa58e94868d8092a185848289849395cf828e8c">[email protected]</span></a>; and David Bartels, Esq., Dechert LLP, 1900 K
Street NW,
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Washington, DC 20006, <a href="/cdn-cgi/l/email-protection#afebced9c6cb81edcedddbcac3dcefcbcaccc7cadddb81ccc0c2"><span class="__cf_email__" data-cfemail="bffbdec9d6db91fddecdcbdad3ccffdbdadcd7dacdcb91dcd0d2">[email protected]</span></a>.
FOR FURTHER INFORMATION CONTACT: Jill Ehrlich, Senior Counsel, or Adam
Large, Senior Special Counsel, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' second amended
application, dated October 3, 2025, which may be obtained via the
Commission's website by searching for the file number at the top of
this document, or for an Applicant using the Company name search field,
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at
<a href="https://www.sec.gov/edgar/searchedgar/companysearch.html">https://www.sec.gov/edgar/searchedgar/companysearch.html</a>. You may also
call the SEC's Office of Investor Education and Advocacy at (202) 551-
8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-21155 Filed 11-25-25; 8:45 am]
BILLING CODE 8011-01-P
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