Notice2025-20148

Certain Light-Based Physiological Measurement Devices and Components Thereof; Notice of a Commission Determination To Institute a Combined Modification and Enforcement Proceeding

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Published
November 18, 2025

Issuing agencies

International Trade Commission

Abstract

Notice is hereby given that the U.S. International Trade Commission ("Commission") has determined to institute a combined modification and enforcement proceeding to determine whether importation of certain products violates remedial orders issued in this investigation.

Full Text

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<title>Federal Register, Volume 90 Issue 220 (Tuesday, November 18, 2025)</title>
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[Federal Register Volume 90, Number 220 (Tuesday, November 18, 2025)]
[Notices]
[Pages 51791-51792]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-20148]


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INTERNATIONAL TRADE COMMISSION

[Investigation No. 337-TA-1276 (Modification/Enforcement)]


Certain Light-Based Physiological Measurement Devices and 
Components Thereof; Notice of a Commission Determination To Institute a 
Combined Modification and Enforcement Proceeding

AGENCY: U.S. International Trade Commission.

ACTION: Notice.

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SUMMARY: Notice is hereby given that the U.S. International Trade 
Commission (``Commission'') has determined to institute a combined 
modification and enforcement proceeding to determine whether 
importation of certain products violates remedial orders issued in this 
investigation.

FOR FURTHER INFORMATION CONTACT: Ronald A. Traud, Esq., Office of the 
General Counsel, U.S. International Trade Commission, 500 E Street SW, 
Washington, DC 20436, telephone (202) 205-3427. Copies of non-
confidential documents filed in connection with this investigation may 
be viewed on the Commission's electronic docket (EDIS) at <a href="https://edis.usitc.gov">https://edis.usitc.gov</a>. For help accessing EDIS, please email 
<a href="/cdn-cgi/l/email-protection#387d7c716b0b705d5448784d4b514c5b165f574e"><span class="__cf_email__" data-cfemail="87c2c3ced4b4cfe2ebf7c7f2f4eef3e4a9e0e8f1">[email&#160;protected]</span></a>. General information concerning the Commission may 
also be obtained by accessing its internet server at <a href="https://www.usitc.gov">https://www.usitc.gov</a>. Hearing-impaired persons are advised that information on 
this matter can be obtained by contacting the Commission's TDD terminal 
on (202) 205-1810.

SUPPLEMENTARY INFORMATION: The Commission instituted the underlying 
investigation on August 18, 2021, based on a complaint filed on behalf 
of Masimo Corporation (``Masimo'') and Cercacor Laboratories, Inc., 
both of Irvine, California. 86 FR 46275 (Aug. 18, 2021). The complaint, 
as amended, alleged violations of section 337 of the Tariff Act of 
1930, as amended, 19 U.S.C. 1337, based upon the importation into the 
United States, the sale for importation, and the sale within the United 
States after importation of certain light-based physiological 
measurement devices and components thereof by reason of infringement of 
certain claims of U.S. Patent No. 10,912,501 (``the '501 patent''); 
U.S. Patent No. 10,912,502 (``the '502 patent''); U.S. Patent No. 
10,945,648 (``the '648 patent''); U.S. Patent No. 10,687,745 (``the 
'745 patent''); and U.S. Patent No. 7,761,127 (``the '127 patent''). 
Id. The amended complaint further alleged that an industry in the 
United States exists and/or is in the process of being established as 
required by section 337. Id. The notice of investigation named Apple 
Inc. of Cupertino, California (``Apple'') as the sole respondent. Id. 
at 46276. The Office of Unfair Import Investigations did not 
participate in this investigation. Id.
    Before the presiding administrative law judge (``ALJ'') issued the 
final initial determination (``Final ID''), Complainants withdrew from 
the investigation certain asserted patent claims. See Order No. 25 
(Mar. 23, 2022), unreviewed by Comm'n Notice (Apr. 12, 2022); Order No. 
33 (May 20, 2022), unreviewed by Comm'n Notice (June 10, 2022). At the 
time of the Final ID, only claim 12 of the '501 patent, claims 22 and 
28 of the '502 patent, claims 12, 24, and 30 of the '648 patent, claims 
9, 18, and 27 of the '745 patent, and claim 9 of the '127 patent 
remained in the investigation. Claim 18 of the '745 patent remained at 
issue for purposes of the domestic industry only.
    On January 10, 2023, the ALJ issued the Final ID, which found that 
Apple violated section 337 as to claims 24 and 30 of the '648 patent, 
but not as to claim 12 of the '501 patent, claims 22 and 28 of the '502 
patent, claim 12 of the '648 patent, claims 9 and 27 of the '745 
patent, and claim 9 of the '127 patent. See Final ID at 335-36.
    On May 15, 2023, the Commission determined to review the Final ID 
in part. See 88 FR 32243, 32243-46 (May 19, 2023). The Commission 
requested briefing on certain issues under review and on remedy, the 
public interest, and bonding. See id.
    On October 26, 2023, the Commission issued its final determination 
in this investigation, finding Apple in violation of section 337 as to 
claims 22 and 28 of the '502 patent and claims 12, 24, and 30 of the 
'648 patent. 88 FR 75032, 75032-33 (Nov. 1, 2023). The Commission 
issued: (1) a limited exclusion order (``LEO'') prohibiting the 
importation of light-based physiological measurement devices and 
components thereof that infringe one or more of claims 22 and 28 of the 
'502 patent and claims 12, 24, and 30 of the '648 patent; and (2) a 
cease and desist order (``CDO'') directed to Apple. Id. The Commission 
determined that the public interest factors did not preclude issuance 
of the limited exclusion order or the cease and desist order. Id. The 
Commission further determined that no bond was to be required during 
the period of Presidential review. See id.; 19 U.S.C. 1337(j)(3).
    On September 8, 2025, Masimo filed a petition with the Commission, 
pursuant to Commission Rule 210.76, requesting clarification of, or in 
the alternative, a modification proceeding to modify, the remedial 
orders issued against Apple. See Complainant Masimo's Request for 
Clarification, or in the Alternative, Petition for Modification and 
Request for Expedited Treatment. Masimo also requested expedited 
treatment of its petition. Id. On September 15, 2025, Apple filed a 
response to Masimo's petition, including objecting to the use of a 
modification proceeding under section 337(k) in this situation. See 
Respondent Apple Inc.'s Response to Masimo's Request for Clarification, 
or in the Alternative, Petition for Modification and Request for 
Expedited Treatment. The Commission shortened the time for Apple to 
file its response. See Letter from Commission Secretary Barton to 
Counsel for Apple and Masimo, September 9, 2025. On September 22, 2025, 
Masimo and Apple provided a list of undisputed facts, disputed facts, 
and claim constructions at issue. Joint Proposed List of Undisputed 
Facts, Disputed Facts, and Disputed Claim Terms For September 22, 2025 
Submission (``Joint Submission'').
    The Commission, having reviewed the record in this investigation, 
including Masimo's petition, Apple's response thereto, and their Joint 
Submission, has determined to institute a combined modification and 
enforcement proceeding. Section 337(k)(1) provides for modification 
proceedings when ``the conditions which led to such exclusion from 
entry or order no longer exist.'' 19 U.S.C. 1337(k)(1). Commission Rule 
210.76 implements the Commission's modification proceedings and 
provides, in pertinent part: ``Whenever any person believes that 
changed conditions of fact or law, or the public interest, require that 
[a remedial order] be modified or set aside, in whole or in part, such 
person may request . . . that the Commission make a determination that 
the conditions which led to the issuance of [the remedial order] no 
longer exist.'' 19 CFR 210.76(a)(1). Rule 210.76 further states that 
the request ``shall include materials and argument in support 
thereof.'' Id. Section 337(b) provides the

[[Page 51792]]

Commission with the authority to enforce its remedial orders, and 
Commission Rule 210.75 implements the Commission's enforcement 
proceedings. See VastFame Camera, Ltd. v. Int'l Trade Comm'n, 386 F.3d 
1108, 1115 (Fed. Cir. 2004).
    The Commission has determined that Masimo's petition complies with 
section 337(b), section 337(k)(1), and Commission Rules 210.75 and 
210.76. The Commission finds that the circumstances which lead to the 
LEO no longer exist and there is a changed condition of fact, insomuch 
as Apple has presented a newly redesigned watch, the Apple Redesign 2 
Watch, which was not presented during the investigation below.\1\ The 
Commission further finds that Masimo's modification petition is 
tantamount to a request for enforcement of the LEO because it alleges a 
violation of the LEO. See 19 CFR 210.75(a). Accordingly, the Commission 
has determined that a combined modification and enforcement proceeding 
is proper to determine the narrow issue of whether the Apple Redesign 2 
Watch should be excluded under the current terms of the LEO. The 
Commission notes that Masimo has not requested civil penalties. 
Accordingly, the Commission will not consider whether to issue civil 
penalties for any violation of the CDO in this proceeding, but may do 
so, upon request, in a subsequent proceeding.
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    \1\ This proceeding includes the Apple Redesign 2 Watch 
presented to CBP, Joint Submission ] 32 (undisputed fact), and Apple 
Watches subject to a recent over-the-air software update in the 
United States, id. ]] 46-48, 117-118, which collectively are the 
``Apple Redesign Watch 2.'' To the extent that there are any 
differences between the watches presented to CBP and the watches 
that have been subject to a recent over-the-air update, the ALJ can 
address those differences in the first instance. Moreover, to the 
extent that the allegedly infringing functionality requires a 
software update to an iPhone, it is assumed for this investigation 
that such an update has been applied. Id. ]] 46, 116-117.
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    To further define the issues, the Commission finds, as an initial 
matter, that the Apple Redesign 2 Watch on its own is a ``wearable 
electronic device'' with at least some ``light-based pulse oximetry 
functionality'' pursuant to paragraph 2 of the LEO, and as such, it is 
potentially subject to the terms of the LEO. See Joint Submission, ] 
47; Certain Light-Based Physiological Measurement Devices & Components 
Thereof, Ruling Letter, Inv. No. 337-TA-1276, HQ H338254 at 13 (Jan. 7, 
2025). The Commission further finds that Apple manufactured and 
imported into the United States the Apple Redesign 2 Watch. LEO, 
paragraph 1; Joint Submission, paragraphs 46, 47. Accordingly, the sole 
issue to be resolved in this proceeding is whether the Apple Redesign 2 
Watch ``infringe[s] claims 22 . . . of U.S. Patent No. 10,912,502 and 
claims 12, 24, and 30 of U.S. Patent No. 10,945,648.'' LEO, paragraph 
1. The Commission has held that the term ``infringe'' as used in the 
Commission's LEOs is not limited to direct infringement but may also 
refer to, inter alia, induced infringement under 35 U.S.C. 271(b). See 
e.g., Certain Voltage Regulators, Components Thereof and Products 
Containing Same, Inv. No. 337-TA-564, Enforcement Comm'n Op., 2010 WL 
4780068 at *4 (Aug. 3, 2010). Finally, the Commission notes that Masimo 
does not seek a determination of whether the Apple iPhone or the 
``Apple Redesign 1 Watch,'' see Joint Submission ]] 26-31 (undisputed 
facts), should be excluded pursuant to the LEO, nor does Masimo seek a 
determination of whether any article infringes claim 28 of the '502 
patent.
    The Commission has determined to refer the proceedings to the Chief 
ALJ to designate a presiding ALJ to administer appropriate proceedings 
consistent with the Commission order issued herewith.
    The Commission vote for this determination took place on November 
13, 2025.
    The authority for the Commission's determination is contained in 
section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and 
in Part 210 of the Commission's Rules of Practice and Procedure (19 CFR 
part 210).

    By order of the Commission.

    Issued: November 14, 2025.
Lisa Barton,
Secretary to the Commission.
[FR Doc. 2025-20148 Filed 11-17-25; 8:45 am]
BILLING CODE 7020-02-P


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Indexed from Federal Register on November 18, 2025.

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