Notice2025-19049
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc.
Primary source
Metadata and text below are from the Federal Register, a public-domain U.S. government work. Always verify the official published version before relying on it for any legal matter.
Published
September 30, 2025
Issuing agencies
Securities and Exchange Commission
Full Text
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<title>Federal Register, Volume 90 Issue 187 (Tuesday, September 30, 2025)</title>
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[Federal Register Volume 90, Number 187 (Tuesday, September 30, 2025)]
[Notices]
[Pages 47020-47021]
From the Federal Register Online via the Government Publishing Office [<a href="http://www.gpo.gov">www.gpo.gov</a>]
[FR Doc No: 2025-19049]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-104100; File No. 4-698]
Joint Industry Plan; Notice of Filing and Immediate Effectiveness
of Amendment to the National Market System Plan Governing the
Consolidated Audit Trail Regarding Conversion and Name Change of NYSE
Chicago, Inc. to NYSE Texas, Inc.
September 26, 2025.
Pursuant to Section 11A(a)(3) of the Securities Exchange Act of
1934
[[Page 47021]]
(``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that
on September 12, 2025, Consolidated Audit Trail, LLC (``CAT LLC''), on
behalf of the Participants \3\ in the National Market System Plan
Governing the Consolidated Audit Trail \4\ (the ``CAT NMS Plan'' or
``Plan'') filed with the Securities and Exchange Commission
(``Commission'') an amendment to the CAT NMS Plan. The amendment to the
CAT NMS Plan. The Commission is publishing this notice to solicit
comments on the amendment from interested persons.
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\1\ 15 U.S.C. 78k-1(a)(3).
\2\ 17 CFR 242.608.
\3\ The Participants to the CAT NMS Plan are: BOX Exchange LLC;
Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange,
Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Cboe
Exchange, Inc.; Financial Industry Regulatory Authority, Inc.;
Investors Exchange LLC; Long-Term Stock Exchange, Inc.; MEMX LLC;
Miami International Securities Exchange LLC; MIAX Emerald, LLC; MIAX
PEARL, LLC; MIAX Sapphire, LLC; Nasdaq BX, Inc.; Nasdaq GEMX, LLC;
Nasdaq ISE, LLC; Nasdaq MRX, LLC; Nasdaq PHLX LLC; The NASDAQ Stock
Market LLC; New York Stock Exchange LLC; NYSE American LLC; NYSE
Arca, Inc.; NYSE Texas, Inc.; NYSE National, Inc.; and 24X National
Exchange LLC.
\4\ The CAT NMS Plan is a national market system plan approved
by the Commission pursuant to Section 11A of the Exchange Act and
the rules and regulations thereunder. See Securities Exchange Act
Release No. 79318 (Nov. 15, 2016), 81 FR 84695 (Nov. 23, 2016)
(order approving the CAT NMS Plan).
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I. Description and Purpose of the Amendment
On February 28, 2025, the Commission published an order approving a
proposed rule change filed by NYSE Chicago, Inc. (the ``Exchange'')
whereby the Exchange would convert from a Delaware corporation to a
Texas corporation and change its name to ``NYSE Texas, Inc.'' \5\ By
virtue of the conversion, the Exchange converted from a Delaware
corporation to a Texas corporation, but is deemed to be the same legal
entity. CAT LLC is now filing this proposed amendment under Rule
608(b)(3)(iii) to make corresponding technical revisions to the CAT NMS
Plan to: (1) replace all references to ``NYSE Chicago, Inc.'' with
``NYSE Texas, Inc.''; and (2) update the Exchange's business address in
Exhibit A of the CAT NMS Plan to: NYSE Texas, Inc., 4020 Maple Avenue,
Suite 800, Dallas, Texas 75219.
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\5\ See Exchange Act Rel. No. 102507 (Feb. 28, 2025), 90 FR
11445 (Mar. 6, 2025), available at <a href="https://www.govinfo.gov/content/pkg/FR-2025-03-06/pdf/2025-03617.pdf">https://www.govinfo.gov/content/pkg/FR-2025-03-06/pdf/2025-03617.pdf</a>.
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II. Effectiveness of the Proposed Plan Amendment
The foregoing CAT NMS Plan amendment has become effective pursuant
to Rule 608(b)(3)(iii) \6\ because it involves solely technical or
ministerial matters. At any time within sixty days of the filing of
this amendment, the Commission may summarily abrogate the amendment and
require that it be refiled pursuant to paragraph (a)(1) of Rule 608,\7\
if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors or
the maintenance of fair and orderly markets, to remove impediments to,
and perfect the mechanisms of, a national market system or otherwise in
furtherance of the purposes of the Act.
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\6\ 17 CFR 242.608(b)(3)(iii).
\7\ 17 CFR 242.608(a)(1).
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III. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the amendment is
consistent with the Act. Comments may be submitted by any of the
following methods:
Electronic Comments
<bullet> Use the Commission's internet comment form (<a href="https://www.sec.gov/rules/sro.shtml">https://www.sec.gov/rules/sro.shtml</a>); or
<bullet> Send an email to <a href="/cdn-cgi/l/email-protection#7301061f165e101c1e1e161d0700330016105d141c05"><span class="__cf_email__" data-cfemail="99ebecf5fcb4faf6f4f4fcf7edead9eafcfab7fef6ef">[email protected]</span></a>. Please include
file number 4-698 on the subject line.
Paper Comments
<bullet> Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.
All submissions should refer to file number 4-698. This file number
should be included on the subject line if email is used. To help the
Commission process and review your comments more efficiently, please
use only one method. The Commission will post all comments on the
Commission's internet website (<a href="https://www.sec.gov/rules/sro.shtml">https://www.sec.gov/rules/sro.shtml</a>).
Copies of the filing will be available for inspection and copying at
the principal office of the Exchange. Do not include personal
identifiable information in submissions; you should submit only
information that you wish to make available publicly. We may redact in
part or withhold entirely from publication submitted material that is
obscene or subject to copyright protection. All submissions should
refer to file number 4-698 and should be submitted on or before October
21, 2025.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
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\8\ 17 CFR 200.30-3(a)(85).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-19049 Filed 9-29-25; 8:45 am]
BILLING CODE 8011-01-P
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