Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve Or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Primary source

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Published

September 17, 2025

Issuing agencies

Securities and Exchange Commission

View on FederalRegister.gov →Plain-text source

Indexed from Federal Register on September 17, 2025.

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